Hong Kong Exchanges and Clearing : YELLOW APPLICATION FORM

November 26, 2019 at 06:23 pm EST

Please use this form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited ("HKSCC Nominees") and deposited directly into the Central Clearing and Settlement System ("CCASS") for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的香港公開發售股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於閣下的中央結算系統投資者戶口持有人股份戶口或閣下指定的中央結算系統參與者股份戶口，請使用本表格

Staple your

payment

here

請將股款

緊釘在此

This Application Form uses the same terms as defined in the prospectus of Chen Lin Education Group Holdings Limited (the "Company") dated Wednesday, November 27, 2019 (the "Prospectus"). 本申請表格使用辰林教育集團控股有限公司（「本公司」）於二零一九年十一月二十七日（星期三）刊發的招股章程（「招股章程」）所界定的相同詞語。

Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Hong Kong Public Offer Shares in any jurisdiction other than Hong Kong. The Hong Kong Public Offer Shares may not be offered or sold in the United States without registration or an exemption from registration under the U.S. Securities Act. 本申請表格及招股章程概不構成在香港以外的任何司法權區本要約出售或徵求要約購買任何香港公開發售股份。若無根據美國證券法登記或豁免登記，香港公開發售股份不得在美國提呈發售或出售。

This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 在任何根據當地法例不得發送、派發或複製申請表格及招股章程的司法權區內概不得以任何方式發送或派發或複製（不論全部或部分）本申請表格及招股章程。

Copies of the Prospectus, all related Application Forms and the other documents specified in the paragraph headed "A. Documents Delivered to the Registrar of Companies in Hong Kong" in "Appendix VI - Documents Delivered to the Registrar of Companies and Available for Inspection" to the Prospectus, have been registered with the Registrar of Companies in Hong Kong as required by Section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the "Stock Exchange"), Hong Kong Securities Clearing Company Limited ("HKSCC"), the Securities and Futures Commission of Hong Kong (the "SFC") and the Registrar of Companies of Hong Kong take no responsibility for the contents of these documents.

招股章程、所有相關申請表格及招股章程「附錄六-送呈公司註冊處處長及備查文件」內「A. 送呈香港公司註冊處處長的文件」一段所述其他文件已遵照香港法例第32 章《公司（清盤及雜項條文）條例》第342C 條的規定送呈香港公司註冊處處長登記。香港交易及結算所有限公司、香港聯合交易所有限公司（「聯交所」）、香港中央結算有限公司（「香港結算」）、香港證券及期貨事務監察委員會（「證監會」）及香港公司註冊處處長對此等文件的內容概不負責。

Chen Lin Education Group Holdings Limited

辰林教育集團控股有限公司

(Incorporat d in the Cayman Islands with limited liability)

（於開曼群島註冊成立的有限公司）

Stock code : 1593 股份代號 : 1593

Maximum Offer Price : HK$3.52 per Hong Kong Public Offer Share, plus brokerage of 1%, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund)

最高發售價：每股香港公開發售股份3.52 港元，另加1% 經紀佣金、 0.0027%證監會交易徵費及0.005%聯交所交易費（須於申請時以港元繳足，多繳款項可予退還）

You should re d this Applic tion Form in conjunction with the Prospectus, which contains further information

on the	pplic tion procedures. 招股章程尚有關於申請程序的其他資料，本申請表格應與招股章程一併閱讀。
	Application Form 申請表格
To: Chen Lin Educ tion Group Holdings Limited	致：辰林教育集團控股有限公司
o	ponsor	獨家保薦人
ole Global Coordinator	獨家全球協調人
Joint Bookrunners	聯席賬簿管理人
Joint Lead Managers	聯席牽頭經辦人
Hong Kong Underwriters	香港包銷商
Applicants' declaration	申請人聲明
Sample	本人╱吾等同意本申請表格及招股章程的條款及條件以及申請
I/We agree to the terms and conditions and application

procedures in this Application Form and the Prospectus. 程序。請參閱本申請表格「填交本申請表格的效用」一節。 Please refer to the "Effect of completing and submitting this

Application Form" section of this Application Form.

Warning: Only one application may be made for the benefit	警告：任何人士只限作出一次為其利益而進行的認購申請。請
of any person.Please refer to the last four bullets of "Effect of	參閱「填交本申請表格的效用」一節最後四點。
completing and submitting this Application Form" section

Signed by (all) applicant(s) (all joint applicants must sign):

For Broker use 此欄供經紀填寫

Lodged by 遞交申請的經紀

由（所有）申請人簽署（所有聯名申請人必須簽署）：

Broker No.

經紀號碼

Broker's Chop 經紀印章

............................................................................

Date: 日期：

................./

................./ ..................

D 日

M 月

Y 年

本

Number of Hong Kong Public Offer Shares applied for (not

more than 12,500,000 shares)

申請香港公開發售股份數目

（不超過12,500,000 股股份）

Cheque/banker's cashier order number 支票╱銀行票號碼

Total amount 總額

Name of bank on which cheque/Banker's cashier order is drawn

(see "How to make your application" section) 兌現支票╱銀行票

港元

HK$

的銀行名稱（見「申請手續」一節）

Name in English (in BLOCK letters) 英文姓名╱名稱（正楷）

Family name or company name 姓氏或公司名稱

Forename(s) 名字

Name in Chinese 中文姓名╱名稱

Family name or company name 姓氏或公司名稱

Forename(s) 名字

Occupation in English 職業（以英文填寫）

Hong Kong Identity Card No./Passport No./Hong Kong Business

Registration No.* (Please delete as appropriate) 香港身份證號碼╱

護照號碼╱香港商業登記號碼*（請刪除不適用者）

give the address and the telephone number of first-named applicant only in

Hong Kong address in English and tele hone no.licants(joint a should

Names of all other joint applicants in Eng ish (if any, in

Hong Kong Identity Card No./Passport No./Hong Kong Business

BLOCK letters)

R gistration No. of all other joint applicants* (Please delete as

所有其他聯名申請人的英文姓名╱名稱（如有，正楷）

appropriate) 所有其他聯名申請人的香港身份證號碼╱護照號碼╱

香港商業登記號碼*（請刪除不適用者）

(1)

(2)

樣

(2)

(3)

BLOCK letters) 香港地址（以英文正楷填寫）及電話號碼（聯名申請人只須填寫排名首位申請人的地址及電話號碼）

Telephone No.

電話號碼

For Nominees: You will be tre ted as applying for your own

THIS BOX MUST BE DULY COMPLETED

必須填妥此欄

benefit if you do not co plete this section. Please provide

an ccount nu

ber or identification code for each (joint)

Participant I.D. of the CCASS Investor Participant or designated CCASS

benefici l owner. 由代名人遞交：閣下若不填寫本節，是項

Participant 中央結算系統投資者戶口持有人或指定的中央結算系

認購申請將視作為閣下利益提出。請填寫每名（聯名）實益

統參與者的參與者編號

擁有人的賬戶號碼或識別編碼。

ADDRE LABEL 地址標貼 (Your name(s) and address in

For designated CCASS Participant or Corporate CCASS Investor

Hong Kong in BLOCK letters 請用英文正楷填寫姓名╱名稱

Participant, please also affix the company chop bearing its company

及香港地址)

name 指定的中央結算系統參與者或中央結算系統公司投資者戶口持有

人，請加蓋顯示公司名稱的公司印鑑

For internal use 此欄供內部使用

(See paragraph 2 in the section "How to make your application")

（請參閱「申請手續」一節第2 段）

*(1) If you are a CCASS Investor Participant, only a Hong Kong Identity Card number (if you are an individual) or a Hong Kong Business Registration number (if you are a body corporate) will be accepted for this application, please see paragraph 2 under the section "How to make your application". 如閣下為中央結算系統投資者戶口持有人，是項申請僅接納香港身份證號碼（如屬

個別人士）或香港商業登記號碼（如屬法人團體）；請參閱「申請手續」一節第2 段。

(2) If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For an individual, you must provide your Hong Kong Identity Card number or passport

	number. If you hold a Hong Kong Identity Card, please provide that number. If you do not hold a
	Hong Kong Identity Card, please provide your passport number. For a body corporate, please provide
	your Hong Kong Business Registration number. 如	閣下透過中央結算系統投資者戶口持有人以外
	的指定中央結算系統參與者提出申請：如屬個別人士，必須填寫閣下的香港身份證號碼或護照
	號碼（持有香港身份證者請填寫香港身份證號碼，否則請填寫護照號碼）；如屬法人團體，請填寫
	香港商業登記號碼。			樣	本

(3) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the
	firstnamed applicant may be printed on your refund cheque (if any). Such data will be used for
	checking the validity of Application Form and such data would also be transferred to a third party for
					ealing
	such purpose and refund purpose. Your banker may require verification of your Hong Kong Identity
	Card number/passport number b fore you can cash your refund cheque. 退款支票（如有）上或會印
				ontrol
	有	閣下或（如屬聯名申請人）排名首位申請人的香港身份證號碼╱護照號碼的一部分。有關資料
	將用於核實申請表格的有效性，亦會轉交第三方作資料核實和退款。銀行兌現退款支票前或會要
	求查證閣下的香港身份證號碼╱護照號碼。
(4)	If an application is made by an un ist d com any and:
	•		the principal business of that com any is d	in securities; and
			numbers
	•		you exercise statutory c	ver hat company,
	then the application will be treated as being made for your benefit.
	倘若申請人是一家非上市公司，而：
		a
	•		該公司主要從事證券買賣業務；及
	•		閣下對該公司可行使法定控制權，p
	是項申請將視作為	閣下的利益提出。
S
(5)	All joint pplic nts	ust give (if they are individuals) their Hong Kong Identity Card numbers or,
	where pplic ble, p	ssport numbers, or (if they are bodies corporate) their Hong Kong Business
	Registr tion	. 所有聯名申請人必須提供（如屬個別人士）其香港身份證號碼或（如適用）護

照號碼，或（如屬法人團體）其香港商業登記號碼。

			樣	本

		page
	l
		This is int ntionally left blank
	p
		此乃白頁特意留空
m
a
S

How to make your application

1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 2,000 Hong Kong Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected.

	CHEN LIN EDUCATION GROUP HOLDINGS LIMITED
			(Stock Code: 1593)
		(HK$3.52 per Hong Kong Public Offer Share)
	NUMBER OF HONG KONG PUBLIC OFFER SHARES
		THAT MAY BE APPLIED FOR AND PAYMENTS

No. of	Amount	No. of	Amount	No. of	Amount	No. of	Amount
Hong Kong	payable on	Hong Kong	payable on	Hong Kong	payable on	Hong Kong	payable on
Offer Shares	application	Offer Shares	application	Offer Shares	application	Offer Shares	application
applied for	HK$	applied for	HK$	applied for	HK$	applied for	HK$

2,000	7,110.94	40,000	142,218.84	600,000	2,133,282.62	4,500,000	15,999,619.68
4,000	14,221.88	50,000	177,773.55	700,000	2,488,829.73	5,000,000	17,777,355.20
6,000	21,332.83	60,000	213,328.26	800,000	2,844,376.83	6,000,000	21,332,826.24
8,000	28,443.77	70,000	248,882.97	900,000	3,199,923.94	7,000,000	24,888,297.28
10,000	35,554.71	80,000	284,437.68	1,000,000	3,555,471.04	8,000,000	28,443,768.32
12,000	42,665.65	90,000	319,992.39	1,500,000	5,333,206.56	9,000,000	31,999,239.36
14,000	49,776.59	100,000	355,547.10	2,000,000	7,110,942.08	10,000,000	35,554,710.40
16,000	56,887.54	200,000	711,094.21	2,500,000	8,888,677.60	本*
12,500,000⁜	44,443,388.00
18,000	63,998.48	300,000	1,066,641.31	3,000,000	10,666,413.12
20,000	71,109.42	400,000	1,422,188.42	3,500,000	12,444,148.64	* Maximum number of Hong Kong
30,000	106,664.13	500,000	1,777,735.52	4,000,000	14,221,884.16	Offer Shares you may apply for.

2. You, as the applicant(s), must comp te the form in English in BLOCK letters as indicated below and sign on the second page of the App ication Form. Only written signatures will be accepted (and not by

way of personal cho ). If you are a	ying through a d signated CCASS Participant (other than a CCASS
Investor Participant):				樣
•	the designated CCASS Partici	ant must
the form with its company chop (bearing its company
	name) and insert its	artici ant I.D. in the appropriate box.
						ndorse
If you are applying as an individual CCASS Investor Participant:
					l
• the form must contain your NAME and Hong Kong I.D. Card number.
• your participant I.D. ust be inserted in the appropriate box.
If you are applying as a joint individual CCASS Investor Participant:
•	the form	ust contain all joint investor participants' NAMES and the Hong Kong I.D. Card number
	of ll joint investor	articipants;
•	your p			p
rticip nt I.D.	ust be inserted in the appropriate box.
If you re	pplying s corporate CCASS Investor Participant:
•	the form	ust cont in your co	pany NAME and Hong Kong Business Registration number;
		omission
	a
S

• your p rticip nt I.D. and your company chop (bearing your company name) must be inserted in the

ppropri te box.
Incorrect or	of details of the CCASS Participant including participant I.D. and/or company chop
be ring its comp ny	me or other similar matters may render your application invalid.

3. Staple your cheque or banker's cashier order to the form. Each application for the Hong Kong Public Offer Shares must be accompanied by either one separate cheque or one separate banker's cashier order. Your application will be rejected if your cheque or banker's cashier order does not meet all the following requirements:

The cheque must:					Banker's cashier order must:

• be in Hong Kong dollars;
• not be post-dated;
• be made payable to "BANK OF CHINA (HONG KONG) NOMINEES LIMITED - CHEN LIN
EDUCATION GROUP PUBLIC OFFER";
• be crossed "Account Payee Only";

• be drawn on your Hong Kong dollar bank		• be issued by a licensed bank in Hong Kong,
account in Hong Kong; and				and have your name certified on the back by
• show your account name, which must either be		a person authorised by the bank. The name on
pre-printed on the cheque, or be endorsed on		the banker's cashier order must correspond
the back by a person authorised by the bank.		with your name. If it is a joint application, the
This account name must correspond with your		name on the back of the banker's cashier order
name. If it is a joint application, the account		must be the same as the first-named applicant's
name must be the same as the first-named		name.
applicant's name.					樣

4. Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque
or banker's cashier order attached) to one of the collection boxes at any of本the following branches of:
Bank of China (Hong Kong) Limited
Name			Addr ss
Central District			B/F-2/F, Wing On House,
(Wing On House) Branch		71 D s Vo ux Road Central, Hong Kong
Telford Plaza Branch			Shop Unit P2-P7, T lford Plaza, No.33 Wai Yip Street,
			Kow oon Bay, Kowloon
			e
City One Sha Tin Branch	l
	Shop Nos.24-25, G/F, Fortune City One Plus,
			No.2 Ngan Shing Street, Sha Tin, New Territories
Tseung Kwan O Plaza Branch	Shop 112-125, Level 1, Tseung Kwan O Plaza, Tseung Kwan O,
	p
			New Territories
5. Your Applic tion	can be lodged at these times:

6.SThe latest time for lodging your application is 12:00 noon on Monday, December 2, 2019. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to the weather conditions, as described in the section headed "How to Apply for Public Offer Shares - 10. Effect of Bad Weather on the Opening of the Application Lists" in the Prospectus.

Wednesday, November 27, 2019	- 9:00 a.m. to 5:00 p.m.
Thursday, November 28,	2019	-	9:00 a.m. to 5:00 p.m.
FormFriday, November 29,	2019	-	9:00 a.m. to 5:00 p.m.

Saturday, November 30, 2019	-	9:00 a.m. to 1:00 p.m.
a	-	9:00 a.m. to 12:00 noon
Monday, December 2, 2019

如閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的香港公開發售股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於閣下的中央結算系統投資者戶口持有人股份戶口或閣下指定的中央結算系統參與者股份戶口，請使用本表格

申請手續

1. 使用下表計算閣下應付的款項。閣下申請認購的股數須至少為2,000 股香港公開發售股份，並為下表所列的其中一個數目，否則恕不受理。

			辰林教育集團控股有限公司
			（股份代號：1593）
		（每股香港公開發售股份3.52	港元）
			可供申請認購香港發售
			股份數目及應繳款項

申請認購的	申請時	申請認購的	申請時	申請認購的		申請時	申請認購的	申請時
香港發售股份	應繳款項	香港發售股份	應繳款項	香港發售股份	應繳款項	香港發售股份	應繳款項
數目	港元	數目	港元	數目		港元	數目	港元

2,000	7,110.94	40,000	142,218.84	600,000		2,133,282.62	4,500,000	15,999,619.68
4,000	14,221.88	50,000	177,773.55	700,000		2,488,829.73	5,000,000	17,777,355.20
6,000	21,332.83	60,000	213,328.26	800,000		2,844,376.83	6,000,000	21,332,826.24
8,000	28,443.77	70,000	248,882.97	900,000		3,199,923.94	7,000,000	24,888,297.28
10,000	35,554.71	80,000	284,437.68	1,000,000		3,555,471.04	8,000,000	28,443,768.32
12,000	42,665.65	90,000	319,992.39	1,500,000		5,333,206.56	9,000,000	31,999,239.36
14,000	49,776.59	100,000	355,547.10	2,000,000		7,110,942.08	10,000,000	35,554,710.40
16,000	56,887.54	200,000	711,094.21	2,500,000		8,888,677.60	本12,500,000⁜ 44,443,388.00
							*
18,000	63,998.48	300,000	1,066,641.31	3,000,000		10,666,413.12
			e
20,000	71,109.42	400,000	1,422,188.42	3,500,000		12,444,148.64	* 閣下可申請認購的香港發售股份
30,000	106,664.13	500,000	1,777,735.52	4,000,000		14,221,884.16	最高數目。

2. 閣下作為申請人，必須按照下列指示以英文正楷填妥表格，並於申請表格第二頁簽署，只接納親筆簽名（不得以個人印章代替）。

如	閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請：
•	該指定中央結算系統參與者必須於表格蓋上公司印鑑（附有公司名稱），並在適當方格內填寫參樣
	與者編號。
如閣下以個人中央結算系統投資者戶口持有人名義提出申請：
•	表格須載有	閣下的姓名l和香港身份證號碼。
•	須在適當方格內填寫閣下的參與者編號。
如	閣下以聯名個人中央結算系統投資者戶口持有人名義提出申請：
•	表格須載有所有聯名投資者戶口持有人的姓名和香港身份證號碼；
•	須在適當方格內填寫閣下的參與者編號。
如		p
閣下以公司中央結算系統投資者戶口持有人名義提出申請：
•	表格須載有	閣下的公司名稱和香港商業登記號碼；
•	須在適當方格內填寫閣下的參與者編號並蓋上公司印鑑（附有公司名稱）。

am S中央結算系統參與者的資料（包括參與者編號及╱或附有公司名稱的公司印鑑）如有不確或遺漏或

其他類似事項，均可能導致申請無效。

3. 閣下須將支票或銀行本票釘於表格上。每份香港公開發售股份申請須附一張獨立開出支票或一張獨立開出銀行本票。支票或銀行本票必須符合以下所有規定，否則閣下的認購申請不獲接納：

支票必須：					銀行本票必須：

•	為港元；
•	不得為期票；						本
•	註明抬頭人為「中國銀行（香港）代理人有限公司	- 辰林教育集團公開發售」；
•	劃線註明「只准入抬頭人賬戶」；

•	從閣下在香港的港元銀行賬戶中開出；及		•	須由香港持牌銀行開出，並由有關銀行授權的
•	顯示閣下的賬戶名稱，而該賬戶名稱必須		人士在銀行	票背面簽署核證閣下姓名╱名
	已預印在支票上，或由有關銀行授權的人士		稱。銀行	票所示姓名╱名稱須與	閣下姓
	在支票背書。賬戶名稱必須與	閣下姓名╱名		名╱名稱相同。如屬聯名申請，銀行	票背
	稱相同。如屬聯名申請，賬戶名稱必須與排		面所示姓名╱名稱必須與排名首位申請人的
	名首位申請人的姓名╱名稱相同。			姓名╱名稱相同。
						樣
4.	請撕下申請表格，對摺一次，然後將填妥的申請表格（連同支票或銀行票）投入下列任何一家分
	行特設的收集箱：
	中國銀行（香港）有限公司
	名稱		地址	e
	中環永安集團大廈分行	香港德輔道中71 號永安集團大廈地庫至二樓
	德福廣場分行		l
		九龍九龍灣偉業街33	號德福廣場P2-P7 號舖
	沙田第一城分行	p
		新界沙田銀城街2	號置富第一城樂薈地下24-25 號
	將軍澳廣場分行		新界將軍澳將軍澳廣場L1 層112-125 號
	m
5.	閣下可於下列時間遞交申請表格：
	二零一九年十一月二十七日（星期三）- 上午九時正至下午五時正
	a
	二零一九年十一月二十八日（星期四）- 上午九時正至下午五時正
	二零一九年十一月二十九日（星期五）- 上午九時正至下午五時正
	二零一九年十一月三十日（星期六）- 上午九時正至下午一時正
S
	二零一九年十二月二日（星期一）- 上午九時正至中午十二時正
6.	截止遞交申請的時間為二零一九年十二月二日（星期一）中午十二時正。本公司將於當日上午十一
	時四十五分至中午十二時正期間登記認購申請，唯一會影響此時間的變化因素為當日的天氣情況，
	詳見招股章程「如何申請香港公開發售股份 - 10. 惡劣天氣對辦理申請登記的影響」一節。

Chen Lin Education Group Holdings Limited

辰林教育集團控股有限公司

(Incorporated in the Cayman Islands with limited liability)

GLOBAL OFFERING

Conditions of your application		partners, agents, advisers and any other parties involved in the
A.	Who can apply		Global Offering is or will be liable for any information and
1.	You and any person(s) for whose benefit you are applying must be		representations not in the Prospectus (and any supplement to it);
	18 years of age or older and must have a Hong Kong address.	•	undertake and confirm that you or the person(s) for whose benefit
2.	If you are a firm, the application must be in the individual		you have made the application have not applied for or taken up,
	members' names.		or indicated an interest for, and will not apply for or take up, or
3.	The number of joint applicants may not exceed 4.		indicate an interest for, any Offer Shares under the International
4.	If you are a body corporate, the application must be signed by a		Offering nor participated in the International Offering;
	duly authorised officer, who must state his representative capacity,
	•	agree to disclose to the Company, the Hong Kong Share Registrar,
	and stamped with your corporation's chop.
		receiving bank, the Sole Global Coordinator, the Sole Sponsor, the
5.	You must be outside the United States, not be a United States
	Joint Bookrunners, the Joint Lead Managers, the Underwriters and/
	Person (as defined in Regulation S under the U.S. Securities Act)
		or their respective advisers and agents any personal data which they
	and not be a legal or natural person of the PRC.
		本
			may require about you and the person(s) for whose benefit you have

6. Unless permitted by the Listing Rules, you cannot apply for any

Hong Kong Public Offer Shares if you are:

made the application;

•

樣

•

an existing beneficial owner of Shares in the Company and/or

application, agree and warrant that you have complied with all such

any its subsidiaries;

laws and none of the Company, the Sole Global Coordinator, the

•

a Director or chief executive officer of the Company and/or

any of its subsidiaries;

Sole Sponsor, the Joint Bookrunners, the Joint Lead Managers, the

•

a connected person (as defined in the Listing Rul

s) of the

Underwriters nor any of their respective officers or advisers will

Company or will become a connected p rson of the Company

br ach any law outside Hong Kong as a result of the acceptance

immediately upon completion of the G

Off ring;

of your offer to purchase, or any action arising from your rights

•

an associate (as defined in the Listing Ru s) of any of the

and obligations under the terms and conditions contained in the

above; and

Application

Prospectus and this Application Form;

•

have been allocated or have app ied for any Int

rnational •

agree that once your application has been accepted, you may not

Offer Shares or otherwise participate in the Int

rnational

r scind it because of an innocent misrepresentation;

Offering.

•

agree that your application will be governed by the laws of Hong

If you are a nominee

Kong;

•

r present, warrant and undertake that (i) you understand that the

You, as a nominee, may make more than one a

ication for

Hong

Hong Kong Public Offer Shares have not been and will not be

Nominees

icationtheinstructions

registered under the U.S. Securities Act; and (ii) you and any

Kong Public Offer Shares by: (i) giving electronic a

to HKSCC via Central Clearing and SettlementlobalSystem ("CCASS") (if

person for whose benefit you are applying for the Hong Kong

you are a CCASS Participant); or (ii) using a

WHITE or YELLOW

Public Offer Shares are outside the United States (as defined in

Application For

, and lodge

ore than one a lication in your own name

Regulation S) or are a person described in paragraph (h)(3) of Rule

on behalf of different beneficial owners.

902 of Regulation S;

Effect of co

pleting and sub

itting this

Form

•

warrant that the information you have provided is true and accurate;

•

agree to accept the Hong Kong Public Offer Shares applied for, or

By completing nd sub

itting this Application For

, you (and if you are

any lesser number allocated to you under the application;

joint

pplic nts, e ch of you jointly

nd severally) for yourself or as an

agent or

nominee on beh lf of e ch person for whom you act:

•

authorise the Company to place the name of the HKSCC Nominees

•

undert ke to execute

ll relev nt docu

ents and instruct and

on the Company's register of members as the holder(s) of any Hong

uthorise the Co

nd/or the Sole Global Coordinator (or its

Kong Public Offer Shares allocated to you, and the Company and/

gents or no

inees), s gents of the Co

pany, to execute any

or its agents to deposit any Share certificate(s) into CCASS and/or

documents for you

nd to do on your behalf all things necessary

to send any refund cheque(s) to you or the first-named applicant for

to register

ny Hong Kong Public Offer Shares allocated to you

joint application by ordinary post at your own risk to the address

in the n me of HK

as required by the Articles of

stated on the application, unless you fulfill the criteria mentioned in

Associ tion;

th e section headed"How to Apply for the Hong Kong Public Offer

•

agree to comply with the Companies Ordinance, the Companies

Shares - 14. Despatch/Collection of Share Certificates and Refund

(WindingandUp Miscellaneous Provisions) Ordinance and the

Monies - Personal Collection"in the Prospectus to collect the

Articles of Association;

refund cheque(s) in person;

•

confirm that you have read the terms and conditions and application

•

agree that the shares to be allotted shall be issued in the name of

procedures set out in the Prospectus and in this Application Form

HKSCC Nominees and deposited directly into CCASS for credit to

and agree to be bound by them;

your CCASS Investor Participant stock account or the stock account

•

confirm that you have received and read the Prospectus and have

of your designated CCASS participant;

only relied on the information and representations contained in

•

agree that each of HKSCC and HKSCC Nominees reserves the right

the Prospectus in making your application and will not rely on any

(1) not to accept any or part of such allotted shares issued in the

other information or representations except those in any supplement

name of HKSCC Nominees or not to accept such allotted shares

to the Prospectus;

for deposit into CCASS; (2) to cause such allotted shares to be

•

confirm that you are aware of the restrictions on the Global

withdrawn from CCASS and issued in your name at your own risk

Offering in the Prospectus;

and costs; and (3) to cause such allotted shares to be issued in your

•

agree that none of the Company, the Sole Global Coordinator, the

Sole Sponsor , the Joint Bookrunners, the Joint Lead Managers,

name (or, if you are a joint applicant, to the first- named applicant)

the Underwriters, their respective directors, officers, employees,

and in such a case, to post the certificates for such allotted shares at

your own risk to the address on your application form by ordinary

Hong Kong Public Offering will be available at the times and date and

post or to make available the same for your collection;

in the manner specified the section headed "How to Apply for the Hong

•

agree that each of HKSCC and HKSCC Nominees may adjust the

Kong Offer Shares - 11. Publication of Results" in the Prospectus.

number of allotted shares issued in the name of HKSCC Nominees;

•

agree that neither HKSCC nor HKSCC Nominees shall have any

If your application for Hong Kong Public Offer Shares is successful (in

liability for the information and representations not so contained in

whole or in part)

the Prospectus and this Application Form;

If your application is wholly or partially successful, your Share

•

agree that neither HKSCC nor HKSCC Nominees shall be liable to

certificate(s) (subject to their becoming valid certificates of title provided

you in any way;

that the Hong Kong Public Offering has become unconditional and not

•

declare and represent that this is the only application made and the

having been terminated at 8:00 a.m. on Friday, December 13, 2019) will

only application intended by you to be made to benefit you or the

be issued in the name of HKSCC Nominees and deposited directly into

person for whose benefit you are applying;

•

understand that the Company and the Sole Global Coordinator will

CCASS for credit to your CCASS Investor Participant stock account or

the stock account of your designated CCASS Participant as instructed by

rely on your declarations and representations in deci ding whether

or not to make any allotment of any of the Hong Kong Public Offer

you in your Application Form on Thursday, December 12, 2019 or, in

the event of a contingency, on any other date as shall be determined by

Shares to you and that you may be prosecuted for making a false

declaration;

HKSCC or HKSCC Nominees.

•

(if the application is made for your own benefit) warrant that no

•

If you are applying through a designated CCASS Participant (other

other application has been or will be made for your benefit on a

than a CCASS Investor Participant): For Hong Kong Public Offer

WHITE or YELLOW Application Form or by giving electronic

Shares credited to the stock account of your designated CCASS

application instructions to HKSCC or to the White Form eIPO

Participant (other than a CCASS Investor Participant), you can

Service Provider by you or by any one as your agent or by any

check the number of Hong Kong Public Offer Shares allotted to you

other person; and

with that CCASS Participant.

•

(if you are making the application as an agent for the benefit of

•

If you are applying as a CCASS Investor Participant: The Company

another person) warrant that (i) no other application has been or

expects to publish the results of CCASS Investor Participants'

will be made by you as agent for or for the benefit of that person

applications together with the results of the Hong Kong Public

or by that person or by any other person as agent for that person on

Offering on the Company's website at www.chenlin-edu.com

a WHITE or YELLOW Application Form or by giving electronic

and the website of the Stock Exchange at www.hkexnews.hk on

application instructions to HKSCC; and (ii) you have due authority

Thursday, December 12, 2019. You should check the announcement

to sign the Application Form or give electronic application

published by the Company and report any discrepancies to HKSCC

instructions on behalf of that other person as their agent.

本

before 5:00 p.m. on Thursday, December 12, 2019 or such other

Power of attorney

date as shall be determined by HKSCC or HKSCC Nominees.

Immediately after the credit of the Hong Kong Public Offer Shares

If your application is made through an authorised attorney, the Company

to your stock account you can check your new account balance via

and the Sole Global Coordinator may accept or rej

ct your application at

their discretion, and on any conditions they think fit, including

vid nce

the CCASS Phone System and CCASS Internet System (under the

of the attorney's authority.

procedures contained in HKSCC's"An Operating Guide for Investor

Participants"in effect from time to time). HKSCC will also make

Determination of Offer Price and Allocation of Hong Kong Pub ic

available to you an activity statement showing the number of Hong

Offer Shares

Kong Public Offer Shares credited to your stock account.

The Offer Price is expected to be fixed on or around W dn sday,

December 4, 2019. Applicants are required to ay the maximum Off

c ipt will be issued for application money paid. The Company will

Price of HK$3.52 for each Hong Kong Public Off r

tog th with

not issue temporary documents of title.

1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange

樣

trading fee. If the Offer Price is not agreed between the Com

any and

Refund of your money

the Sole Global Coordinator (on behalf of the Underwriters)Shareon or before

Friday, December 6, 2019, the Global Offering

not

roceed.

If you do not receive any Hong Kong Public Offer Shares or if your

application is accepted only in par t, the Company will refund to you your

will

Applications for Hong Kong Public Offer Shares will not be

rocessed

application monies (including the related 1% brokerage, 0.0027% SFC

transaction levy and 0.005% Stock Exchange trading fee) without interest.

and no allotment of any Hong Kong Public Offer Shares will be made

If the Offer Price is less than the maximum Offer Price, the Company will

until the application lists close.

refund to you the surplus application monies (including the related 1%

The Comp ny expects to

nnounce the final Offer Price, the

brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange

trading fee) without interest.

level of indic

tion of interest in the International Offering, the

level of

pplic tions in the Hong Kong Public Offering and

The refund procedures are stated in the section headed"How to Apply for

the b

sis

lloc

tion of

the Hong Kong Public Offer

on Thursd y, Dece

ber 12, 2019 on the Co

pany's website at

the Hong Kong Public Offer Shares - 14. Dispatch/Collection of Share

www.chenlin-edu.com nd the website of the Stock Exchange at

Certificates and Refund Monies"in the Prospectus.

www.hkexnews.hk.

Effect of the Information You Give to Computershare Hong Kong

The

lloc tion of the Offer Sh res between the Hong Kong Public

Investor Services Limited

Offering

nd the Intern tion

l Offering will be subject to adjustment

Computershare Hong Kong Investor Services Limited and its

related bodies' corporate, directors, officers, employees and agents

as described in the section "Structure of the Global Offering" in the

Prospectus. In particular, the Sole Global Coordinator may reallocate

("Representatives") expressly disclaim and exclude to the maximum

Offer

haresfrom the International Offering to the Hong Kong Public

extent permitted by law any liability for any loss or damage suffered or

Offering to satisfy valid applications under the Hong Kong Public

incurred by the applicant or any other person or entity however caused

Offering. In accordance with Guidance Letter HKEX-GL91-18 issued

relating in any way to, or connected with, any information provided by

Stockby the Exchange, if such reallocation is done other than pursuant

or on behalf of the applicant on or in connection with this document

to Practice Note 18 of the Listing Rules, the maximum total number of

or any services provided hereunder, or any other written or oral

Offer Shares that may be reallocated to the Hong Kong Public Offering

communication provided by or on behalf of the applicant in connection

following such reallocation will be 50,000,000 Shares, representing

with this document or any services provided hereunder. This includes,

double of the initial allocation to the Hong Kong Public Offering and

without limitation, any errors or omissions in such information however

20% of the total number of Offer Shares, and the final Offer Price shall be

caused, or the Representatives or any other person or entity placing any

fixed at the low-end of the indicative offer price range (that is, HK$2.20

reliance on such information or any documentation, image, recording or

per Offer Share) stated in the Prospectus.

reproduction of such information, or its accuracy, completeness, currency

The results of allocations and the Hong Kong identity card/passport/Hong

or reliability.

Kong business registration numbers of successful applicants under the

		Chen Lin Education Group Holdings Limited
			辰林教育集團控股有限公司	本
				（於開曼群島註冊成立的有限公司）

				全球發售
申請條件						於招股章程（及其任何補充文件）的任何資料及陳述
甲. 可提出申請的人士					負責；
1. 閣下及閣下為其利益提出申請的人士必須年滿18	•		承諾及確認	閣下或閣下為其利益提出申請的人士
	歲並有香港地址。					並無申請或接納或表示有意認購，亦不會申請或接
2.	如	閣下為公司，申請須以個別成員名義提出。			納或表示有意認購國際發售的任何發售股份，也沒
	聯名申請人不得超過四名。				樣
3.					有參與國際發售；
4.	如	閣下為法人團體，申請須經獲正式授權人員簽	•		同意應本公司、香港證券登記處、收款銀行、獨家全
	署，並註明其所屬代表身份及蓋上公司印鑑。			球協調人、獨家保薦人、聯席賬簿管理人、聯席牽頭
5.	閣下必須身處美國境外，並非美國籍人士（定義見美			經辦人、包銷商及╱或彼等各自的顧問及代理的要
	國證券法S 規例），亦非中國法人或自然人。			求，向其披露其可能要求提供有關閣下及閣下為
6.	除上市規則批准外，下列人士概不得申請認購任何			其利益提出申請的人士的任何個人資料；
	香港公開發售股份：			•		若香港境外任何地方的法例適用於閣下的申請，則
	•	本公司及╱或其任何附屬公司股份的現有實益			同意及保證	閣下已遵守所有有關法例，且本公司、
		擁有人；		e	獨家全球協調人、獨家保薦人、聯席賬簿管理人、聯
	•	本公司及╱或其任何附屬公司的董事或最高行			席牽頭經辦人、包銷商以及彼等各自的任何高級職
		政人員；					員或顧問概不會因接納閣下的購買要約，或閣下
	•	本公司的關連人士（定義見上市規則）或緊隨全			在招股章程及本申請表格所載條款及條件下的權利
			l
		球發售完成後將成為本公司關連人士的人士；			及責任所引致的任何行動，而違反香港境外的任何
	•	上述任何人士的聯繫人（定義見上市規則）；及			法例；
	•	已獲分配或已申請認購任何國際發售股份或以	•		同意閣下的申請一經接納，即不得因無意的失實陳
		其他方式參與國際發售的人士。				述而撤銷；
乙. 如	閣下為代名人			•		同意閣下的申請受香港法例管轄；
		•		聲明、保證及承諾：(i) 閣下明白香港公開發售股
閣下作為代名人可提交超過一份香港公開發售股份申請，			份不曾亦不會根據美國證券法登記；及(ii) 閣下
		m
方法是：(i) 透過中央結算及交收系統（「中央結算系統」）			及閣下為其利益申請香港公開發售股份的人士均
向香港結算發出電子認購指示（如	閣下為中央結算系統			身處美國境外（定義見 S 規例），或屬S 規例第902 條
參與者）；或(ii) 使用白色或黃色申請表格，以自身名義代			第(h)(3) 段所述的人士；
表不同的實益擁有人提交超過一份申請。		•		保證閣下提供的資料真實及準確；
	a			•		同意接納所申請數目或根據申請分配予	閣下但數
丙. 填交本申請表格的效用					目較少的香港公開發售股份；
閣下填妥並遞交本申請表格，即表示p閣下（如屬聯名申	•		授權本公司將香港結算代理人的名稱列入本公司股
請人，即各人共同及個別）代表	閣下本身，或作為閣			東名冊，作為閣下獲分配的任何香港公開發售股份
下代其行事的每位人士的代理或代名人：				的持有人，並授權本公司及╱或其代理將任何股票
S					存入中央結算系統及╱或以普通郵遞方式按申請所
•	承諾簽立所有相關文件，並指示及授權本公司及╱或
	作為本公司代理的獨家全球協調人（或其代理或代名			示地址向	閣下或聯名申請的排名首位申請人寄發
	人），代表閣下簽立任何文件及代表閣下進行一			任何退款支票，郵誤風險由閣下承擔，除非閣下
	切必需事宜，以按照組織章程細則的規定將閣下獲			符合招股章程「如何申請香港公開發售股份－ 14. 發
	分配的任何香港公開發售股份以香港結算代理人的			送╱領取股票及退回股款 - 親身領取」一節所述條
	名義登記；					件以親身領取退款支票；
•	同意遵守公司條例、公司（清盤及雜項條文）條例及	•		同意獲配發的股份是以香港結算代理人的名義發行，
	組織章程細則；					並直接存入中央結算系統，以便記存於	閣下的中央
•	確認	閣下已細閱招股章程及本申請表格所載的條			結算系統投資者戶口持有人股份戶口或	閣下的指
	款及條件以及申請程序，並同意受其約束；			定中央結算系統參與者股份戶口；

確認閣下已接獲及細閱招股章程，提出申請時也僅 • 同意香港結算及香港結算代理人各自保留權利(1) 不

	依據招股章程載列的資料及陳述，而除招股章程任	接納以香港結算代理人名義發行的該等獲配發的任
	何補充文件外，不會依賴任何其他資料或陳述；	何或部分股份，或不接納該等獲配發的股份存入中
•	確認閣下知悉招股章程內有關全球發售的限制；	央結算系統；(2) 促使該等獲配發的股份從中央結算
•	同意本公司、獨家全球協調人、獨家保薦人、聯席賬	系統提取，並轉入閣下名下，有關風險及費用概
	簿管理人、聯席牽頭經辦人、包銷商、彼等各自的董	由	閣下自行承擔；及(3) 促使該等獲配發的股份
	事、高級職員、僱員、合夥人、代理、顧問及參與全	以	閣下名義發行（或如屬聯名申請人，則以排名首
	球發售的任何其他各方現時及日後均毋須對並非載	位申請人的名義發行），而在此情況下，會以普通郵

	遞方式將該等獲配發股份的股票寄往	閣下在申請	香港發售股份 - 11. 公佈結果」一節所指定的日期及時間
	表格上所示地址（郵誤風險概由	閣下自行承擔）或	按指定方式提供。
	提供該等股票予	閣下領取；			如	閣下成功申請認購香港公開發售股份（全部或部分）
•	同意香港結算及香港結算代理人均可調整獲配發以
	香港結算代理人名義發行的股份數目；	如	閣下的申請全部或部分獲接納，閣下的股票（前提
•	同意香港結算及香港結算代理人對招股章程及本申	是於二零一九年十二月十三日（星期五）上午八時正香港
	請表格未有載列的資料及陳述概不負責；	公開發售已成為無條件且並無終止，股票成為有效的所有
							本
•	同意香港結算及香港結算代理人概不以任何方式	權證明）將以香港結算代理人名義發出，並按閣下在申
	對閣下負責；				請表格的指示於二零一九年十二月十二日（星期四）或在
•	聲明及表示此乃	閣下為本身或	閣下為其利益提出	特別情況下於香港結算或香港結算代理人指定的任何其
	申請的人士提出及擬提出的唯一申請；	他日期直接存入中央結算系統，以記存於閣下的中央結
•	明白本公司及獨家全球協調人將依據	閣下的聲明	算系統投資者戶口持有人股份戶口或閣下指定的中央結
	及陳述而決定是否向閣下分配任何香港公開發售	算系統參與者股份戶口。
	•		如閣下透過中央結算系統投資者戶口持有人以外
	股份，閣下如作出虛假聲明，可能會被檢控；			的指定中央結算系統參與者提出申請：香港公開發
•	（如本申請是為	閣下本身利益提出）保證閣下或			售股份將存入閣下指定的中央結算系統參與者（非
	作為	閣下代理的任何人士或任何其他人士不曾亦			中央結算系統投資者戶口持有人）股份戶口，閣下
	不會為閣下利益而以白色或黃色申請表格或向香		樣
	港結算或白表eIPO 服務供應商發出電子認購指示而			可向該中央結算系統參與者查詢閣下獲配發的香
			港公開發售股份數目。
	提出其他申請；及			•		如閣下以中央結算系統投資者戶口持有人身份提
•	（如	閣下作為代理為另一人士的利益提出申請）保			出申請：公司預期於二零一九年十二月十二日（星
	證(i)	閣下（作為代理或為該人士利益）或該人士或			期四）在本公司網站www.chenlin-edu.com及聯交所
	任何其他作為該人士代理的人士不曾亦不會以白色			網站www.hkexnews.hk 刊登中央結算系統投資者戶
	或黃色申請表格或向香港結算發出電子認購指示而			口持有人的申請結果及香港公開發售的結果。閣
	提出其他申請；及(ii) 閣下獲正式授權作為該人士			下應查閱本公司刊發的公告，如有任何資料不符，請
	的代理代為簽署申請表格或發出電子認購指示。			於二零一九年十二月十二日（星期四）或香港結算或
					e
							香港結算代理人釐定的任何其他日期下午五時正前
丁. 授權書						知會香港結算。在香港公開發售股份記存於閣下的
如	閣下透過授權人士提出申請，本公司及獨家全球協調			股份戶口後，閣下即可透過「結算通」電話系統及中
人可按其認為合適的條件（包括出示獲授權證明）酌情接			央結算系統互聯網系統（根據香港結算不時生效的《投
納或拒絕	閣下的申請。					資者戶口操作簡介》所載程序）查詢閣下的新戶口
							結餘。香港結算亦將向閣下提供一份活動結單，列
釐定發售價及香港公開發售股份的分配				出記存於閣下股份戶口的香港公開發售股份數目。
預期發售價於二零一九年十二月四日（星期三）或前後釐	概不會就申請時繳付的款項發出收據。本公司不會發出臨
定。申請人須繳付每股香港公開發售股份3.52 港元的最高
時所有權文件。
發售價，另加1% 經紀佣金、0.0027% 證監會交易徵費及

0.005% 聯交所交易費。倘若本公司與獨家全球協調人（代	退回款項
				l
表包銷商）並無於二零一九年十二月六日（星期五）或之前	若	閣下未獲分配任何香港公開發售股份或申請僅部分
協定發售價，全球發售將不會進行。
		獲接納，本公司將不計利息退回閣下的申請股款（包括

	a			相關的1% 經紀佣金、0.0027% 證監會交易徵費及0.005%

截止登記認購申請前概不處理香港公開發售股份的申請	聯交所交易費）。如發售價低於最高發售價，本公司將
或配發任何香港公開發售股份。p
不計利息退回多收申請股款（包括相關的1% 經紀佣金、
本公司預期於二零一九年十二月十二日（星期四）在本公司	0.0027% 證監會交易徵費及0.005% 聯交所交易費）。
S
網站www.chenlin-edu.	及聯交所網站www.hkexnews.hk	有關退款程序載於招股章程「如何申請香港公開發售股
公佈最終發售價、國際發售的認購踴躍程度、香港公開發售	份－14. 發送╱領取股票及退回股款」一節。
的申請水平及香港公開發售股份的分配基準。
		com		閣下提供給香港中央證券登記有限公司的資訊的有關影
香港公開發售與國際發售之間的發售股份分配可按招股	響
章程「全球發售的架構」一節所載而調整。具體而言，獨	香港中央證券登記有限公司和其有關連的法人團體、董
家全球協調人可將發售股份自國際發售重新分配至香港	事、高級人員、雇員及代理人（「代表」）在法律所容許的
公開發售，以滿足香港公開發售的有效申請。根據聯交所	最大限度內明確卸棄及免除在任何方面與申請人或代表
發出的指引信HKEx-GL91-18，倘上述分配並非根據上市	申請人在此文件提供的或與此文件或在此文件下提供的
任何服務相關的任何資料，或任何申請人或代表申請人提
規則第18 項應用指引而作出，則於該分配後可能分配至
香港公開發售的發售股份總數最多不得超過向香港公開	供與此文件或在此文件下提供的任何服務相關的任何其
發售所作之最初分配的兩倍（即50,000,000 股股份）及發售	他書面或口頭通訊，有關或相關由申請人或任何其他人士

股份總數的20%，而最終發售價須釐定為招股章程訂明的或實體所遭受或招致不論如何造成的任何損失或損害的指示性發售價範圍的下限（即每股發售股份2.20 港元）。任何法律責任。此包括，但不限於，該等資料中不論如何造成的任何錯誤或遺漏，或代表或任何其他人士或實體對分配結果及香港公開發售所涉成功申請人的香港身份該等資料或任何該等資料的文件記錄、影像、記錄或複製

證╱護照╱香港商業登記號碼將於本招股章程「如何申請品作出的任何依據，或其準確性、完整性、合時性或可靠性。

Personal Data

Personal Information Collection Statement

Transfer of personal data

This Personal Information Collection Statement informs the applicant

Personal data held by the Company and the Hong Kong

for, and holder of, Hong Kong Public Offer Shares, of the policies

Share Registrar relating to the securities holders will be kept

and practices of the Company and the Hong Kong Share Registrar in

confidential but the Company and the Hong Kong Share

relation to personal data and the Personal Data (Privacy) Ordinance

Registrar may, to the extent necessary for achieving any

(Chapter 486 of the Laws of Hong Kong) (the "Ordinance").

of the above purposes, disclose or transfer (whether within

Reasons for the collection of your personal data

or outside Hong Kong) the personal data to any of the

following:

It is necessary for applicants and registered holders of

•

the Company's appointed agents such as financial

securities to supply correct personal data to the Company or its

advisers, receiving banker and overseas principal share

agents and the Hong Kong Share Registrar when applying for

registrar;

securities or transferring securities into or out of their names or

•

where applicants for securities request a deposit into

in procuring the services of the Hong Kong Share Registrar.

CCASS, HKSCC or HKSCC Nominees, who will

Failure to supply the requested data may result in your

use the personal data for the purposes of operating

application for securities being rejected, or in delay or the

CCASS;

inability of the Company or the Hong Kong Share Registrar

•

any agents, contractors or third-party service providers

to effect transfers or otherwise render their services. It may

樣

who offer administrative, telecommunications,

also prevent or delay registration or transfers of the Hong

computer, payment or other services to the Company

Kong Public Offer Shares which you have successfully applied

or the Hong Kong Share Registrar in connection with

for and/or the dispatch of share certificate(s) and/or refund

their respective business operation;

cheque(s) and/or e-Refund payment instruction(s) to which you

•

the Stock Exchange, the SFC and any other statutory

are entitled.

regulatory or governmental bodies or otherwise as

It is important that securities holders inform the Company

required by laws, rules or regulations; and

and the Hong Kong Share Registrar immediately of any

•

any persons or institutions with which the securities'

inaccuracies in the personal data supplied.

holders have or propose本to have dealings, such as their

Purposes

bankers, solicitors, accountants or stockbrokers etc.

The personal data of the securities holders may be us

ld,

R tention of personal data

processed and/or stored (by whatever means) for

The Company and the Hong Kong Share Registrar will keep

•

registering new issues or transfersfollowinginto or out of the

personal data, to obtain a copy of that data, and to correct

purposes:

the personal data of the applicants and holders of securities

•

processing your application and refund ch qu /e-R fund

for as long as necessary to fulfil the purposes for which

payment instruction(s), where

icab , v rification of

the personal data were collected. Personal data which is no

compliance with the terms and app ication proc

dur s

longer required will be destroyed or dealt with in accordance

set out in this Application Form and the Prosp ctus and

with the Ordinance.

announcing results of allocation of the Hong Kong Pub ic

Offer Shares;

Access to and correction of personal data

•

compliance with a licable laws and regu ations in Hong

Securities holders have the right to ascertain whether the

entitlements;informationnd

above.

Kong and elsewhere;

the

Company or the Hong Kong Share Registrar hold their

names of securities' holders including, where a

licable,

any data that is inaccurate. The Company and the Hong

HKSCC No

inees;

Kong Share Registrar have the right to charge a reasonable

•

aintaining or updating the register of securities' holders

fee for the processing of such requests.

of the Co pany;

All requests for access to data or correction of data should

•

verifying securities holders'appidentities;

be addressed to us, at our registered address disclosed in

•

est blishing benefit entitle ents of securities' holders of

the "Corporate Information" section of the Prospectus or as

the Co

p ny, such

s dividends, rights issues and bonus

notified from time to time, for the attention of the company

issues;

secretary, or the Hong Kong Share Registrar for the attention

•

distributing co

unic tions from the Company and its

of the privacy compliance officer.

subsidi

ries;

•

compiling st

tistic

and shareholder profiles;

By signing an Application Form or by giving electronic

•

disclosing relev

nt information to facilitate claims on

application instructions to HKSCC, you agree to all of the

•

other incidental or associated purposes relating to

anythe above and/or to enable the Company and the Hong

Kong

hare Registrar to discharge their obligations to

securities' holders and/or regulators and/or any other

Spurposes to which the securities' holders may from time

to time agree.

個人資料
個人資料收集聲明				3.	轉交個人資料
此項個人資料收集聲明是向香港公開發售股份的申		本公司及香港證券登記處所持有關證券持有人
請人和持有人說明有關本公司及香港證券登記處有		的個人資料將會保密，但本公司及香港證券登
關個人資料和香港法例第486 章《個人資料（私隱）		記處可以在為達到上述任何目的而必要的情況
條例》（「條例」）方面的政策和慣例。					本
		下，向下列任何人士披露或轉交（無論在香港
	收集閣下個人資料的原因			境內或境外）有關個人資料：
1.			•	本公司委任的代理人，例如財務顧問、收
	證券申請人及登記持有人以本身名義申請證券			款銀行和海外的主要證券登記處；
	或承讓或轉讓證券時或尋求香港證券登記處的		•	（如證券申請人要求將證券存於中央結算系
	服務時，必須向本公司或其代理人及香港證券			統）香港結算或香港結算代理人將會就中央
	登記處提供準確個人資料。				結算系統的運作使用有關個人資料；
	未能提供所要求的資料可能導致	閣下申請證		•	向本公司或香港證券登記處提供與其各自
	券被拒或延遲，或本公司或香港證券登記處無			業務營運有關的行政、電訊、電腦、付款
	法落實轉讓或提供服務。此舉也可能妨礙或延			或其他服務的任何代理人、承包商或第三
	遲登記或轉讓	閣下成功申請的香港公開發售			方服務供應商；
	股份及╱或寄發	閣下應得的股票及╱或退款		•	聯交所、證監會及任何其他法定監管機關
	支票及╱或電子退款指示。				或政府部門或法例、規則或法規另行規定
	證券持有人所提供的個人資料如有任何錯誤，			者；及
	須立即通知本公司及香港證券登記處。		• 證券持有人與其進行或擬進行交易的任
	用途				e		何人士或機構，例如彼等的往來銀行、律

2.			l			師、會計師或股票經紀等。
	證券持有人的個人資料可被使用及以任何方式
	持有、處理及╱或保存，以作下列用途：	4.	個人資料的保留
					p
	• 處理	閣下的申請及退款支票╱電子退款		本公司及香港證券登記處將按收集個人資料所
		指示（如適用）、核實是否符合本申請表格		需的用途保留證券申請人及持有人的個人資
		及招股章程載列的條款和申請程序以及公	樣料。無需保留的個人資料將會根據條例銷毀或
		佈香港公開發售股份的分配結果；		處理。
			m
	•	遵守香港及其他地區的適用法律及法規；
	•	以證券持有人（包括香港結算代理人（如適	5.	查閱和更正個人資料
		用））的名義登記新發行證券或承讓或轉讓		證券持有人有權確定本公司或香港證券登記處
		證券；						是否持有其個人資料，並有權索取有關該資料
		a
	•	存置或更新本公司證券持有人的名冊；		的副本並更正任何不準確資料。本公司和香港
	•	核實證券持有人的身份；			證券登記處有權就處理任何查閱資料的要求收
	•	確定本公司證券持有人的受益權利，例如		取合理費用。
S
		股息、供股和紅股等；			所有查閱資料或更正資料的要求應按招股章程
	•	分發本公司及其附屬公司的通訊；		「公司資料」一節所披露或不時通知的本公司註
	•	編製統計數據和股東資料；			冊地址送交我們的公司秘書，或向香港證券登
	•	披露有關資料以便就權益索償；及		記處的私隱事務主任提出。
	• 與上述有關的任何其他附帶或相關目的
		及╱或使本公司及香港證券登記處能履行	閣下簽署申請表格或向香港結算發出電子認購指
		對證券持有人及╱或監管機構承擔的責任	示，即表示同意上述各項。
		及╱或證券持有人不時同意的任何其他用
		途。

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HKEx - Hong Kong Exchanges and Clearing Ltd. published this content on 27 November 2019 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 26 November 2019 23:22:07 UTC

Market Closed - Hong Kong S.E. Other stock markets 04:08:20 2024-04-26 am EDT			5-day change	1st Jan Change
250.2 ^HKD	+1.38%		+16.59%	-6.64%

Apr. 25	Nomura Adjusts Hong Kong Exchanges And Clearing's Price Target to HK$324.31 From HK$322.28, Keeps at Buy	MT
Apr. 25	HKEX Appoints Chairman	MT

Nomura Adjusts Hong Kong Exchanges And Clearing's Price Target to HK$324.31 From HK$322.28, Keeps at Buy	Apr. 25	MT
HKEX Appoints Chairman	Apr. 25	MT
Hong Kong bourse operator names Carlson Tong as new chairman	Apr. 24	RE
Hong Kong Exchanges and Clearing Limited Announces Board Changes	Apr. 24	CI
HKEX's Q1 Profit Falls 13% as Revenue Slides 6%	Apr. 24	MT
HKEX's Profit Falls for Second Straight Quarter on Weak Trading, Listings -- Update	Apr. 24	DJ
HKEX's Net Profit Declines for Second Straight Quarter	Apr. 24	DJ
Hong Kong bourse operator's Q1 profit down 13% on weaker listings, trading	Apr. 24	RE
Hong Kong Exchanges and Clearing Limited Reports Earnings Results for the First Quarter Ended March 31, 2024	Apr. 24	CI
Hong Kong Exchanges and Clearing Limited Announces Executive Changes	Apr. 17	CI
LME bans Russian-origin metal after UK, US impose new sanctions	Apr. 13	RE
Fresh Capital from IPOs in Hong Kong Falls 30% in Q1	Apr. 10	MT
LME plans to list Saudi port as a copper and zinc delivery point	Mar. 19	RE
Nomura Adjusts Hong Kong Exchanges and Clearing’s Price Target to HK$322.28 From HK$324.78, Keeps at Buy	Mar. 19	MT
Hong Kong stock exchange poised to name Carlson Tong as new chair, sources say	Mar. 07	RE
Nomura Adjusts Hong Kong Exchanges and Clearing’s Price Target to HK$324.78 From HK$332.40, Keeps at Buy	Mar. 01	MT
Hong Kong Exchanges and Clearing Limited Reports Earnings Results for the Full Year Ended December 31, 2023	Feb. 29	CI
Transcript : Hong Kong Exchanges and Clearing Limited, 2023 Earnings Call, Feb 29, 2024	Feb. 29
HKEX profit up in 2023 despite weak fourth quarter	Feb. 29	AN
Hong Kong Exchanges and Clearing Limited Announces Management Changes, Effective 1 March 2024	Feb. 29	CI
HKEX's Earnings Took a Blow as Slower China Growth Hit Markets -- Update	Feb. 29	DJ
HKEX's 2023 Attributable Profit Rises 18%; EPS Misses Estimates	Feb. 29	MT
Hong Kong exchange's 2023 profit misses forecast as new listings, trading income sags	Feb. 28	RE
HKEX's Fourth-Quarter Net Profit Declines Amid Poor Market Sentiment	Feb. 28	DJ
Hong Kong exchange's 2023 profit rises 18% on investment income gains	Feb. 28	RE

	1st Jan change	Capi.
HONG KONG EXCHANGES AND CLEARING LIMITED	-6.64%	40.42B
INTERCONTINENTAL EXCHANGE, INC.	+2.55%	75.52B
LONDON STOCK EXCHANGE PLC	-3.67%	59.47B
DEUTSCHE BÖRSE AG	-2.06%	36.1B
NASDAQ, INC.	+3.41%	34.86B
B3 S.A. - BRASIL, BOLSA, BALCÃO	-22.89%	12.29B
EURONEXT N.V.	+7.31%	9.34B
MARKETAXESS HOLDINGS INC.	-31.09%	7.59B
SINGAPORE EXCHANGE LIMITED	-5.29%	7.31B
TMX GROUP LIMITED	+13.51%	7.36B

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