UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or
Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol |
FANNING THOMAS A | SOUTHERN CO [ SO ] |
3. Date of Earliest Transaction (MM/DD/YYYY) | |
__ X __ Officer (give title below) _____ Other (specify below) | |
President, CEO & Chairman | |
4/27/2018 | |
4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) |
4/30/2018 | _ X _ Form filed by One Reporting Person |
___ Form filed by More than One Reporting Person |
(Last)
(First)
(Middle)
30 IVAN ALLEN JR. BLVD. NW
(Street)
ATLANTA, GA 30308
(City) (State)
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
2. Trans. Date 2A. Deemed
4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned or Disposed of (D)
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
3A. Deemed 4. Trans. Execution
6. Date Exercisable and 7. Title and Amount of Expiration Date
Southern
8. Price of 9. Number of Derivative
Phantom Stock Units
$0.00
(1)
4/27/2018
A
117.6185
(2)
(2)
Company
17769.0095
117.6185
$46.40
D
Common Stock
(3)
Explanation of Responses:
(1) Each share of phantom stock represents the right to receive one share of Southern Company common stock or the cash value thereof. Includes phantom stock units acquired as if reinvested in the dividend reinvestment plan. There is no exercise or expiration date.
(2) Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.
(3) Amendment filed to correct the number of phantom stock units beneficially owned on April 27, 2018. The 117.6125 phantom stock units acquired were inadvertently deducted from rather than added to the total number beneficially owned.
Reporting Owners
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
FANNING THOMAS A 30 IVAN ALLEN JR. BLVD. NW ATLANTA, GA 30308 | President, CEO & Chairman |
Signatures
/s/ Marcia R. DeMar, Attorney-in-Fact for Thomas A. Fanning
1/23/2019
** Signature of Reporting Person
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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Disclaimer
Southern Company published this content on 23 January 2019 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 23 January 2019 22:48:07 UTC