David Roderick Jones
Chief Executive Officer at CastleOak Securities LP
Network origin in David Roderick Jones first degree
Entity | Entity type | Industry | |
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CastleOak Securities LP
CastleOak Securities LP Investment Banks/BrokersFinance Founded in 2006, CastleOak Securities LP is a minority-owned broker/dealer located in New York City with additional offices in Atlanta and Chicago. CastleOak engages in sales and trading, capital markets and financial advisory services. The firm offers expertise in primary and secondary market transactions and is structured to handle mergers, acquisitions, divestitures, valuations and general strategic assessments. Their clients range from Fortune 500 to middle-market corporations, institutional investors and financial sponsors. CastleOak is in partnership with Cantor Fitzgerald. They do not provide any internal research.
40
| Subsidiary | Investment Banks/Brokers | 40 |
Constellation Insurance, Inc.
Constellation Insurance, Inc. Life/Health InsuranceFinance Constellation Insurance, Inc. engages in the provision of life insurance products and services. It offers individual life insurance, individual disability income insurance, individual annuities, group annuities, and broker and dealer services. The company was founded in 1909 and is headquartered in Cincinnati, OH.
21
| Subsidiary | Life/Health Insurance | 21 |
Ohio National Holdings, Inc.
Ohio National Holdings, Inc. Life/Health InsuranceFinance Ohio National Holdings, Inc. operates as a mutual insurance holding firm. The company was founded in 1993 and is headquartered in Cincinnati, OH.
7
| Subsidiary | Life/Health Insurance | 7 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to David Roderick Jones via their personal network
Company | Sector | Related people | Main position |
---|---|---|---|
Augustar Life Insurance Co.
Augustar Life Insurance Co. Life/Health InsuranceFinance Part of Constellation Insurance Holdings, Inc., The Ohio National Life Insurance Co. is a leading insurance holding company that provides protection, retirement income, and reinsurance solutions through its subsidiaries. The company is based in Cincinnati, OH. The company markets indexed universal life, indexed whole life, term, and BOLI through a national network of direct agents and independent marketing organizations. It also markets retirement income and accumulation solutions through institutional distribution and independent marketing organizations. Gary Thomas Huffman has been the CEO of the company since 2012. | Life/Health Insurance | Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Chief Executive Officer Director/Board Member Director/Board Member | |
Blaylock Beal Van LLC
Blaylock Beal Van LLC Investment Banks/BrokersFinance Blaylock Beal Van LLC (BBV) is a full service minority-owned investment banking and financial services company headquartered in New York City. The firm was formerly known as Blaylock Robert Van LLC. In 2007, Blaylock Robert Van LLC was formed when Blaylock & Co., an investment bank founded in 1993 by Ronald E. Blaylock, and Robert Van Securities, a financial services firm founded in 1991 by Eric V. Standifer joined forces. In January 2014, Bernard B. Beal, Founder and CEO of M.R. Beal & Co., joined the firm as Chairman, and the firm was renamed Blaylock Beal Van LLC. BBV focuses on the execution of domestic and international equity securities and baskets. Their domestic equity services include listed trading, NASDAQ trading, program trading, direct market access, algorithmic and dark pool access and transition management. Their international equity services include 24 hour global trading, FIX-enabled direct market access and individual stocks and baskets. BBV implements trading strategies globally through a network of brokerage relationships in all European, Latin American and African markets. They specialize in direct execution and step-out trades of international equities. The firm's fixed-income unit focuses on the competitive, cost-effective trading of U.S. Treasury bills, notes, bonds and agency securities. | Investment Banks/Brokers | Corporate Officer/Principal Trading-Equity Corporate Officer/Principal Corporate Officer/Principal Analyst-Equity Institutional Sales Trading-Equity | |
ON Investment Management Co.
ON Investment Management Co. Investment ManagersFinance ON Investment Management Co. (ONIMCO) is a registered investment advisor headquartered in Cincinnati, Ohio. Founded in 1969, the firm is a subsidiary of The O.N. Equity Sales Co. and their ultimate parent is Constellation Insurance Holdings, Inc. ONIMCO provides financial planning and investment advisory services to individuals, families, trusts, estates, charitable organizations, businesses, and other organizations throughout the US. | Investment Managers | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Corporate Officer/Principal Chief Executive Officer | |
Morgan Stanley & Co. LLC
Morgan Stanley & Co. LLC Investment Banks/BrokersFinance Morgan Stanley & Co. LLC is a registered broker-dealer subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately owned by Morgan Stanley (NYSE: MS) in the US. Headquartered in New York City, the firm was founded in 1987 and provides debt and equity services including underwriting, M&A advice, securities dealing and brokerage and trade execution. Their client base ranges from large global institutional investors to hedge funds at the cutting edge of innovation in the industry. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
The Trustees of Columbia University in The City of New York | College/University | Graduate Degree Undergraduate Degree Masters Business Admin Graduate Degree | |
The State University of New York | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
Seattle-Northwest Securities Corp.
Seattle-Northwest Securities Corp. Investment Banks/BrokersFinance Seattle-Northwest Securities Corp. is based in Seattle, WA. Part of Piper Sandler Cos., Seattle-Northwest Securities Corp. is a company that provides investment banking and asset management services. Seattle-Northwest Securities was acquired by Piper Jaffray Cos. on July 12, 2013 for $21 million. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
B. Riley Wealth Management, Inc.
B. Riley Wealth Management, Inc. Investment ManagersFinance B. Riley Wealth Management, Inc. (B. Riley), formerly Wunderlich Securities, Inc., is a full-service brokerage firm headquartered in Memphis, Tennessee, founded in 1996. The firm is a subsidiary of Wunderlich Investment Co., Inc. B. Riley provides comprehensive wealth management and brokerage services to individuals and families, corporations and non-profit organizations, including qualified retirement plans, trusts, foundations and endowments. In 2001, they expanded their business to include investment advisory services. The firm is duly registered with the SEC. | Investment Managers | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
UBS Securities LLC
UBS Securities LLC Investment ManagersFinance UBS Securities LLC is an investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1998 as UBS Warburg LLC. They are a subsidiary of UBS Americas Holding LLC, ultimately held by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. UBS Securities is a primary dealer in US Government securities and provides a full range of investment banking services which includes corporate finance, mergers and acquisitions, capital markets, trading and sales, fixed-income, equity research, private banking, underwriting and prime brokerage operations. The firm also provides advisory services and access to capital markets for corporate, institutional, intermediary and alternative asset management clients. | Investment Managers | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
Northwestern University
Northwestern University Other Consumer ServicesConsumer Services Northwestern University is a private institution founded in 1851 to serve the Northwest Territory, an area that now includes the states of Ohio, Indiana, Illinois, Michigan, Wisconsin and parts of Minnesota. Northwestern has three campuses | College/University | Undergraduate Degree Masters Business Admin Masters Business Admin | |
Goldman Sachs & Co. LLC
Goldman Sachs & Co. LLC Investment Banks/BrokersFinance Goldman Sachs & Co. LLC (GS&Co.) is a securities brokerage firm headquartered in New York City. Founded in 1927, the firm is a subsidiary of The Goldman Sachs Group, Inc. (NYSE: GS). GS&Co. provides services to help hedge funds manage risk, monitor portfolios, maintain liquidity and build their businesses. They offer clients access to global equity and derivatives markets, as well as foreign exchange, commodities, European Lefts, rates and credit across the Americas, Europe and Asia. The firm proactively monitors capital markets, searching for pockets of liquidity and news that may require changes to those strategies. Integration with the Goldman Sachs network gives clients access to the firm's sectored block trades and their insights into price discovery. Their electronic trading program provides clients with tools to manage their trades from pre-trade analytics to post-trade analysis. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
Georgetown University | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
National Security Life & Annuity Co.
National Security Life & Annuity Co. Multi-Line InsuranceFinance National Security Life & Annuity Co. provides insurance services. Its annuity products are designed to help provide solutions to your financial protection, asset accumulation and wealth distribution needs. The company was founded in 1973 and is headquartered in New York, NY. | Multi-Line Insurance | Director/Board Member Director/Board Member Director/Board Member | |
New York University | College/University | Masters Business Admin Undergraduate Degree Graduate Degree | |
KeyBanc Capital Markets, Inc.
KeyBanc Capital Markets, Inc. Investment Banks/BrokersFinance KeyBanc Capital Markets, Inc. is a registered investment bank and broker/dealer headquartered in Cleveland, Ohio. The firm was founded in 1983 and is a subsidiary of KeyCorp. (NYSE: KEY). KeyBanc Capital Markets provides investment banking, commercial lending, treasury management, derivatives, foreign exchange, equity and debt underwriting and trading and syndicated finance products and services to large corporations and middle-market companies. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal | |
Neuberger Berman BD LLC
Neuberger Berman BD LLC Investment ManagersFinance Neuberger Berman BD LLC is a SEC-registered investment advisor and mutual fund manager headquartered in New York City. It is directly owned by Neuberger Berman Investment Advisers LLC, which is an indirect, wholly-owned subsidiary of Neuberger Berman Group LLC, which is owned by NBSH Acquisition LLC. The firm traces their origin back to the 1939 founding of Neuberger & Berman, its predecessor firm. In 1950, Neuberger Berman became one of the first firms to offer a no-load mutual fund to individual investors. Neuberger Berman BD manages a range of equity, fixed income, private equity and hedge fund strategies on behalf of institutions, advisors and individual investors worldwide. | Investment Managers | Corporate Officer/Principal Corporate Officer/Principal | |
Ohio National Investments, Inc.
Ohio National Investments, Inc. Investment ManagersFinance Ohio National Investments, Inc. (ONII) is a SEC-registered investment advisor and mutual fund manager headquartered in Montgomery, Ohio. The firm was founded in 1996 and is a subsidiary of The Ohio National Life Insurance Co., ultimately owned by Constellation Insurance Holdings, Inc. ONII serves as the investment adviser to mutual funds sponsored by their parent, Ohio National Life Insurance Co. The firm also provides investment advice and invests the assets of the Ohio National Fund, Inc. (Ohio National Fund) and National Security Life and Annuity Co. (National Security). | Investment Managers | Chief Investment Officer Chief Executive Officer | |
University of Illinois | College/University | Masters Business Admin Undergraduate Degree | |
Stanford University | College/University | Undergraduate Degree Undergraduate Degree | |
Loop Capital Markets LLC
Loop Capital Markets LLC Investment Banks/BrokersFinance Loop Capital Markets LLC is provider of a broad range of integrated capital solutions for corporate, governmental, and institutional entities. They serve clients in public and corporate finance, equity, taxable and tax-exempt securities sales and trading and municipal research. Since their founding in 1997, they have served as managing underwriter on financings, participated in corporate bond underwritings, served as an underwriter in IPO and other equity offerings, and earned a reputation as a dedicated, resourceful partner with new ideas and new avenues of distribution. Loop Capital Markets is headquartered in Chicago, Illinois, They serve clients on a national basis. | Investment Banks/Brokers | Founder Corporate Officer/Principal | |
Mesirow Financial, Inc.
Mesirow Financial, Inc. Investment ManagersFinance A subsidiary of Mesirow Financial Holdings, Inc., Mesirow Financial, Inc. is a broker/dealer headquartered in Chicago with an additional office in New York City. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. Mesirow was founded in 1937 by Norman Mesirow. | Investment Managers | Corporate Officer/Principal Corporate Officer/Principal | |
Greenwich Partners LLC
Greenwich Partners LLC Investment Banks/BrokersFinance Part of Tecomet, Inc., Greenwich Partners LLC is a company that provides financial and brokerage services. The company is based in Greenwich, CT. Greenwich Partners was acquired by Ultrexx, Inc. on February 20, 2001. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal | |
Oregon State University | College/University | Undergraduate Degree Undergraduate Degree | |
Barclays Capital, Inc.
Barclays Capital, Inc. Investment Banks/BrokersFinance Barclays Capital, Inc. is a registered broker/dealer headquartered in New York City. The firm was founded in 1997 and is a subsidiary of Barclays Group US, Inc., ultimately owned by Barclays plc (LON: BARC) in Great Britain. Barclays Capital provides large corporate, government and institutional clients a full spectrum of prime brokerage services which includes equities and fixed income financing, OTC Clearing, Futures and Foreign Exchange Prime Brokerage and access to industry insights and analytics from their Strategic Consulting team. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal | |
National Association of Securities Professionals
National Association of Securities Professionals Miscellaneous Commercial ServicesCommercial Services National Association of Securities Professionals is a Non-Profit Organization, which assists people to achieve inclusion in the financial services industry. The company was founded by Maynard H. Jackson, Felicia Flowers-Smith, Joyce M. Johnson & Donald Davidson in 1985 and is headquartered in Washington, DC. | Miscellaneous Commercial Services | Director/Board Member Chairman | |
University of Massachusetts | College/University | Undergraduate Degree Undergraduate Degree | |
Nomura Securities International, Inc.
Nomura Securities International, Inc. Investment Banks/BrokersFinance Nomura Securities International, Inc. (NSI) is a registered broker/dealer headquartered in New York City and was founded in 1969. The firm is a division of Nomura Holding America, Inc. and their ultimate parent is Nomura Holdings, Inc. (NYSE: NMR, TYO: 8604, AMS: 8604). NSI provides securities brokerage services, as well as asset management, domestic retail, global markets, global investment banking and global merchant banking services. The firm's fixed-income business consists of bond sales and trading, origination and product supply for securitization deals and real estate-focused asset finance operations (in cooperation with Investment Banking). In the equity markets, NSI offers sales and trading of domestic and foreign stocks on a global basis, primarily for institutional investors. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal | |
Cleveland State University | College/University | Corporate Officer/Principal Undergraduate Degree | |
Deutsche Bank Corp.
Deutsche Bank Corp. Regional BanksFinance Part of Deutsche Bank AG, Deutsche Bank Corp. is a company based in New York, NY. | Regional Banks | Corporate Officer/Principal Corporate Officer/Principal | |
Greater Houston Partnership Inc
Greater Houston Partnership Inc Investment Trusts/Mutual FundsMiscellaneous Greater Houston Partnership operates as a place for community-minded business leaders who want to be involved in Houston''s positive growth and influence the direction. The company was founded in 1840 and is headquartered in Houston, TX. | Investment Trusts/Mutual Funds | Director/Board Member | |
Franklin Advisers, Inc.
Franklin Advisers, Inc. Investment ManagersFinance Franklin Advisers, Inc. is a mutual fund manager and registered investment advisor headquartered in San Mateo, California. The firm was founded in 1985 and is a subsidiary of Franklin Resources, Inc. (NYSE: BEN), a holding company that, together with its various subsidiaries is referred to as Franklin Templeton Investments. Franklin Advisers provides investment advisory and portfolio management services to US and non-US, registered open-end and closed-end funds and unregistered funds, as well as separate accounts. | Investment Managers | Corporate Officer/Principal | |
Smith, Graham & Co. Investment Advisors LP
Smith, Graham & Co. Investment Advisors LP Investment ManagersFinance Smith, Graham & Co. Investment Advisors LP (Smith Graham) is a SEC-registered investment advisor headquartered in Houston, Texas. The firm was founded in 1990 by Gerald Smith and is a subsidiary of SGC Ventures, Inc. Smith Graham manages portfolios for a broadly diversified, institutional client base which includes public funds, corporations, endowments and foundations, sovereign wealth and Taft-Hartley funds. | Investment Managers | President | |
United Way of Greater Houston
United Way of Greater Houston Services to the Health IndustryHealth Services United Way of Greater Houston provides child and family social services. It offers programs in the following four areas, developing children and youth to their full potential with an emphasis on programs involving abuse and neglect, adoption, character development, child care and after school services, delinquency intervention, foster care, special education, and teen pregnancy. The company is headquartered in Houston, TX. | Services to the Health Industry | Director/Board Member | |
Oppenheimer & Co., Inc. (Broker)
Oppenheimer & Co., Inc. (Broker) Investment Banks/BrokersFinance Oppenheimer & Co., Inc. (Broker) (Oppenheimer-Broker) is the global full-service brokerage division of Oppenheimer & Co., Inc., an investment boutique headquartered in New York City with additional offices nationwide. Founded in 1975, the firm is owned directly by Viner Finance Inc., an indirect subsidiary of Oppenheimer Holdings Inc. (NYSE: OPY). Oppenheimer-Broker offers a full array of brokerage services to retail, institutional, and corporate clients. | Investment Banks/Brokers | Trading-Fixed Income | |
FUELCELL ENERGY, INC. | Electronic Equipment/Instruments | Director/Board Member | |
University of Miami
University of Miami Other Consumer ServicesConsumer Services University of Miami (Florida) is a private research university with students from around the world that is focused on teaching and learning, the discovery of new knowledge, and service to the South Florida region and beyond. The university was founded in 1925 and it is headquartered in Coral Gables, FL. | College/University | Undergraduate Degree | |
Export-Import Bank of the United States
Export-Import Bank of the United States Finance/Rental/LeasingFinance Export-Import Bank of the United States operates as an export credit agency. It offers working capital guarantees, export credit insurance, loan guarantees, and direct loans. The firm offers its services to brokers, lenders, congressional and government stakeholders. The company was founded by Franklin Delano Roosevelt in 1934 and is headquartered in Washington, DC. | Finance/Rental/Leasing | Chairman |
Statistics
International
United States | 51 |
Sectoral
Finance | 35 |
Consumer Services | 12 |
Commercial Services | 3 |
Miscellaneous | 2 |
Health Services | 2 |
Operational
Corporate Officer/Principal | 178 |
Director/Board Member | 93 |
Undergraduate Degree | 43 |
Institutional Sales | 31 |
Chairman | 21 |
Most connected contacts
Insiders | |
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Julie Janson | 37 |
Anurag Chandra | 30 |
John Hayden | 17 |
Patricia Guinn | 16 |
Donna Wilson | 13 |
Doc Huffman | 11 |
Beth Karen Wolchock | 10 |
James C. Votruba | 10 |
Kevin di Russa | 9 |
Michael Sigmund Miller | 9 |
Jack Brown | 9 |
Dale P. Brown | 8 |
David Sloop | 8 |
Thomas Matthew Thees | 8 |
Daniel Young Doo | 8 |
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