Profile
Mr. Doug K.
Gratz, CFA MBA, is an Associate Director at Research Affiliates LLC.
Prior to joining Research Affiliates, Mr. Gratz was Senior Vice President of Marketing and Portfolio Analysis at Financial Management Advisors in Los Angeles.
Prior to that he was Director, Portfolio Analysis at Beverly Hills based DeLaroche & Company.
He began his career in investment management as a trader at PNC, Mellon Bank, and Gratz Trading in Pittsburgh dealing with arbitrage opportunities in securities, futures, and options.
Mr. Gratz earned an MBA from Columbia University with dual concentrations in finance and marketing.
He received a Bachelor’s of Science degree with highest honors from California Polytechnic University.
He is a member of the Los Angeles Society of Financial Analysts and is a CFA charter holder.
Mr. Gratz also serves as the Chief Financial Officer of a charitable foundation dealing with neuro-genetic birth disorders.
Former positions of Doug K. Gratz
| Companies | Position | End |
|---|---|---|
Financial Management Advisors LLC
 Financial Management Advisors LLC Investment ManagersFinance Financial Management Advisors, LLC (FMA) is an independent registered investment advisor originally established in Los Angeles in 1985. The firm creates and manages investment programs for corporations, pension funds, endowments, foundations, families and high net worth individuals. | Analyst-Equity | 2006-12-30 |
| PNC FINANCIAL SERVICES GROUP, INC. | Corporate Officer/Principal | 1988-12-30 |
DeLaroche & Co., Inc.
 DeLaroche & Co., Inc. Investment ManagersFinance DeLaroche & Co., Inc. provides investment advice. The private company is based in Glendale, CA. | Corporate Officer/Principal | - |
Mellon Bank, NA
 Mellon Bank, NA Regional BanksFinance Mellon Bank NA provides commercial banking services. It offers banking services for individuals & corporations and collectively to the providers of asset management, trust, custody and benefits consulting services. The bank is a subsidiary of Mellon Financial Corp. Mellon Bank was founded in 1869 and is headquartered in Pittsburgh, PA. | Corporate Officer/Principal | - |
Research Affiliates LLC
 Research Affiliates LLC Investment ManagersFinance Research Affiliates LLC is a SEC-registered investment advisor headquartered in Newport Beach, California. The firm was founded in 2002 by Robert Arnott and Jason Hsu. They are a subsidiary of Research Affiliates Global Holdings LLC. Research Affiliates provides discretionary and non-discretionary sub-advisory services to an independent, third-party investment adviser to unaffiliated registered investment companies, separately managed accounts and private funds. | Sales & Marketing | - |
Training of Doug K. Gratz
| The Trustees of Columbia University in The City of New York | Masters Business Admin |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Listed companies | 1 |
|---|---|
| PNC FINANCIAL SERVICES GROUP, INC. | Finance |
| Private companies | 4 |
|---|---|
Mellon Bank, NA
Mellon Bank, NA Regional BanksFinance Mellon Bank NA provides commercial banking services. It offers banking services for individuals & corporations and collectively to the providers of asset management, trust, custody and benefits consulting services. The bank is a subsidiary of Mellon Financial Corp. Mellon Bank was founded in 1869 and is headquartered in Pittsburgh, PA. | Finance |
Financial Management Advisors LLC
Financial Management Advisors LLC Investment ManagersFinance Financial Management Advisors, LLC (FMA) is an independent registered investment advisor originally established in Los Angeles in 1985. The firm creates and manages investment programs for corporations, pension funds, endowments, foundations, families and high net worth individuals. | Finance |
Research Affiliates LLC
Research Affiliates LLC Investment ManagersFinance Research Affiliates LLC is a SEC-registered investment advisor headquartered in Newport Beach, California. The firm was founded in 2002 by Robert Arnott and Jason Hsu. They are a subsidiary of Research Affiliates Global Holdings LLC. Research Affiliates provides discretionary and non-discretionary sub-advisory services to an independent, third-party investment adviser to unaffiliated registered investment companies, separately managed accounts and private funds. | Finance |
DeLaroche & Co., Inc.
DeLaroche & Co., Inc. Investment ManagersFinance DeLaroche & Co., Inc. provides investment advice. The private company is based in Glendale, CA. | Finance |
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