Frank Spindler
Portfolio Manager-Equities at Duff & Phelps Investment Management Co.
Network origin in Frank Spindler first degree
| Entity | Entity type | Industry | |
|---|---|---|---|
The California State University
89
| College/University | Other Consumer Services | 89 |
Payden & Rygel
 Payden & Rygel Investment ManagersFinance Payden & Rygel is a privately-owned, registered investment adviser headquartered in Los Angeles, California. The firm was founded by Joan Payden in 1983. They provide a full range of investment strategies and solutions to institutions and individual investors.
33
| Private Company | Investment Managers | 33 |
Duff & Phelps Investment Management Co.
 Duff & Phelps Investment Management Co. Investment ManagersFinance Duff & Phelps Investment Management Co. (Duff & Phelps) is a SEC-registered investment advisor headquartered in Chicago, Illinois. The firm was established in 1979, evolving from the Duff & Phelps investment research firm founded in 1932. They are a wholly-owned subsidiary of Virtus Partners, Inc., itself wholly-owned by Virtus Investment Partners, Inc. (NASDAQ: VRTS). They provide investment supervisory services and manages investment advisory accounts for registered investment companies, pooled investment vehicles, and institutional and individual separate accounts. Duff & Phelps is a signatory to the United Nations Principles for Responsible Investment (UN PRI).
32
| Subsidiary | Investment Managers | 32 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to Frank Spindler via their personal network
| Company | Sector | Related people | Main position |
|---|---|---|---|
| DUFF & PHELPS UTILITY AND INFRASTRUCTURE FUND INC. | Investment Trusts/Mutual Funds | Chief Investment Officer Corporate Officer/Principal Chief Executive Officer Director of Finance/CFO Chief Investment Officer | |
| University of Michigan | College/University | Masters Business Admin Masters Business Admin Undergraduate Degree Undergraduate Degree | |
| DTF TAX-FREE INCOME 2028 TERM FUND INC. | Investment Trusts/Mutual Funds | Chief Investment Officer Corporate Officer/Principal Chief Executive Officer Director of Finance/CFO | |
| DNP SELECT INCOME FUND INC. | Investment Trusts/Mutual Funds | Chief Investment Officer Corporate Officer/Principal Chief Executive Officer Director of Finance/CFO | |
Goldman Sachs & Co. LLC
 Goldman Sachs & Co. LLC Investment Banks/BrokersFinance Goldman Sachs & Co. LLC (GS&Co.) is a securities brokerage firm headquartered in New York City. Founded in 1927, the firm is a subsidiary of The Goldman Sachs Group, Inc. (NYSE: GS). GS&Co. provides services to help hedge funds manage risk, monitor portfolios, maintain liquidity and build their businesses. They offer clients access to global equity and derivatives markets, as well as foreign exchange, commodities, European Lefts, rates and credit across the Americas, Europe and Asia. The firm proactively monitors capital markets, searching for pockets of liquidity and news that may require changes to those strategies. Integration with the Goldman Sachs network gives clients access to the firm's sectored block trades and their insights into price discovery. Their electronic trading program provides clients with tools to manage their trades from pre-trade analytics to post-trade analysis. | Investment Banks/Brokers | Corporate Officer/Principal Analyst-Equity Analyst-Equity Corporate Officer/Principal | |
| University of Notre Dame | College/University | Graduate Degree Undergraduate Degree Undergraduate Degree Graduate Degree | |
| University of Wisconsin | College/University | Undergraduate Degree Graduate Degree Graduate Degree | |
| DePaul University | College/University | Undergraduate Degree Masters Business Admin Graduate Degree | |
| Saint Xavier University | College/University | Undergraduate Degree Masters Business Admin Masters Business Admin | |
| The University of Chicago | College/University | Undergraduate Degree Masters Business Admin Undergraduate Degree | |
JPMorgan Securities LLC
 JPMorgan Securities LLC Investment Banks/BrokersFinance JPMorgan Securities LLC (JPMS) is a securities brokerage firm headquartered in New York City. The firm was founded in 1985 and is a subsidiary of JPMorgan Broker-Dealer Holdings, Inc., ultimately held by JPMorgan Chase & Co., Inc. (NYSE: JPM). JPMS provides research on fixed income, credit, derivatives, emerging markets, foreign exchange, structured finance, technical analysis and bond indices. Their equity analysts cover equities throughout North America, EMEA, Asia/Pacific and the emerging markets. The firm's fixed income team formulates trading and portfolio recommendations for investors in global bonds and other fixed-income markets based on valuations, analytics and market dynamics. | Investment Banks/Brokers | Analyst-Equity Corporate Officer/Principal Analyst-Equity | |
| The Wharton School of the University of Pennsylvania | College/University | Masters Business Admin Undergraduate Degree | |
| Occidental College | College/University | Undergraduate Degree Undergraduate Degree | |
Duff & Phelps Gbl Utility & Midstream Energy Income Fund
 Duff & Phelps Gbl Utility & Midstream Energy Income Fund Investment Trusts/Mutual FundsMiscellaneous Duff & Phelps Gbl Utility & Midstream Energy Income Fund is closed-end management investment company. The fund objective is to provide a current income, with an emphasis on providing tax-advantaged dividend income and capital appreciation by investing majority of its assets in dividend-paying equity securities of domestic and foreign companies in the electric, gas and telecommunications sectors of the utility industry and the midstream sector of the energy industry. Duff & Phelps Gbl Utility & Midstream Energy Income Fund was founded on March 15, 2011 and is headquartered in Chicago, IL. | Investment Trusts/Mutual Funds | Treasurer Corporate Officer/Principal | |
Pacific Investment Management Co. LLC
 Pacific Investment Management Co. LLC Investment ManagersFinance Pacific Investment Management Co. LLC (PIMCO) is a SEC-registered investment advisor headquartered in Newport Beach, California. Founded in 1971, the firm is a subsidiary of Allianz Asset Management of America LP and their ultimate parent is Allianz SE (ETR: ALV), a German global insurance company. PIMCO provides discretionary investment management services to global client base. The firm is a socially responsible investor and signatory to the UN Principles for Responsible Investment (UNPRI) which integrates environmental, social, and governance considerations into their investment process. | Investment Managers | Analyst-Equity Corporate Officer/Principal | |
| Florida State University | College/University | Undergraduate Degree Undergraduate Degree | |
Tortoise Capital Advisors LLC
 Tortoise Capital Advisors LLC Investment ManagersFinance Tortoise Capital Advisors LLC (TCA) is a SEC-registered investment advisor firm headquartered in Overland Park, Kansas. The firm was founded by Harold Birzer in 2002 and is a subsidiary of TortoiseEcofin Borrower LLC (formerly Tortoise Borrower LLC), ultimately held by TortoiseEcofin Investments LLC. TCA provides investment management services to individual and institutional investors and pooled investment vehicles. | Investment Managers | Analyst-Equity Analyst-Equity | |
University of Southern California
 University of Southern California Other Consumer ServicesConsumer Services University of Southern California is a private research university that mainly offers undergraduate, graduate & other higher education. The university was founded in 1880 and is headquartered in Los Angeles, CA. | College/University | Corporate Officer/Principal Masters Business Admin | |
| Loyola University of Chicago | College/University | Masters Business Admin Masters Business Admin | |
| San Diego State University | College/University | Undergraduate Degree Graduate Degree | |
| Kellogg School of Management | College/University | Masters Business Admin Masters Business Admin | |
Cornell University
 Cornell University Other Consumer ServicesConsumer Services Cornell University is an educational institution that offers undergraduate and post graduate programs. It was founded in 1865 and is based in Ithaca, NY. | College/University | Undergraduate Degree | |
| Universitas Padjadjaran | College/University | Undergraduate Degree | |
| Institut Teknologi Bandung | College/University | Undergraduate Degree | |
| National Hail Co. For Healthcare | Director/Board Member | ||
| Bandung School of Management | College/University | Graduate Degree | |
| Shababco Enterprises | Investment Managers | Corporate Officer/Principal | |
| Batterjee Medical College | College/University | Director/Board Member | |
Humania Capital (DIFC) Ltd.
 Humania Capital (DIFC) Ltd. Financial ConglomeratesFinance Humania Capital (DIFC) Ltd. provides investment services for health care industry. The company was founded by Sobhi Abduljaleel Batterjee and Makarem Sobhi Abdul Jalil Batterjee in 2017 and is headquartered in Dubai, the United Arab Emirates. | Financial Conglomerates | Founder | |
| University of California, Riverside | College/University | Masters Business Admin | |
Petroleos Del Peru - Petroperu SA
 Petroleos Del Peru - Petroperu SA Oil Refining/MarketingEnergy Minerals Petroleos Del Peru - Petroperu SA engages in the provision of energy and mining focuses on hydrocarbons. It operates through the following segments: Production and Marketing; Operations/Transactions Pipeline, and Unit Leased. Its projects include Ninacaca sales plant, Puerto Maldonado sales plant and New Ilo Terminal. The company was founded on July 24, 1969 and is headquartered in Lima, Peru. | Oil Refining/Marketing | Public Communications Contact | |
| Universidad San Ignacio de Loyola SA | College/University | Masters Business Admin | |
| Universidad Pontificia Catolica del Peru | College/University | Undergraduate Degree | |
PT Bio Farma
 PT Bio Farma BiotechnologyHealth Technology PT Bio Farma is a leading vaccine manufacturer in Indonesia with a production capacity of over 3.2 billion doses per year. The private company is based in Bandung, Indonesia and has subsidiaries in Indonesia. The Indonesian company provides and develops international standard life science products to improve the quality of life. The company offers affordable and authentic vaccination services. | Biotechnology | Director of Finance/CFO | |
Northeastern University
 Northeastern University Other Consumer ServicesConsumer Services Founded in 1898, Northeastern University is a private research university located in the heart of Boston. Northeastern teaches worldwide experiential learning, urban engagement, and interdisciplinary research that meets global and societal needs. The University offers a range of undergraduate and graduate programs leading to degrees through the doctorate in nine colleges and schools. | College/University | Masters Business Admin | |
Mizuho Securities USA LLC
 Mizuho Securities USA LLC Investment Banks/BrokersFinance Mizuho Securities USA LLC is the US-based securities broker/dealer and futures commission merchant arm of Mizuho Americas LLC, ultimately held by Mizuho Financial Group, Inc. (TYO: 8411, NYSE: MFG) in Japan. Headquartered in New York City, the firm was founded in 1994 and provides institutional and corporate clients access to commodity and financial markets around the world. Mizuho Securities USA covers the following industries: Consumer, Energy, Financial Institutions, Financial Sponsors, Healthcare, Industrial & Diversified Industries, Power, Utilities & Infrastructure, Real Estate, and Technology, Media & Telecom (TMT). The firm and their affiliates hold memberships on all major futures and options exchanges worldwide. | Investment Banks/Brokers | Corporate Officer/Principal | |
| The Leonard N Stern School of Business | College/University | Masters Business Admin | |
KPMG (Shanghai)
 KPMG (Shanghai) Miscellaneous Commercial ServicesCommercial Services KPMG (Shanghai) provides legal services. The private company is based in Shanghai, China. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
| Shanghai University of International Business & Management | College/University | Undergraduate Degree | |
| PT KIMIA FARMA TBK | Pharmaceuticals: Major | Chief Executive Officer | |
Halbert Hargrove Global Advisors LLC
 Halbert Hargrove Global Advisors LLC Investment ManagersFinance Founded in 1979, Halbert Hargrove Global Advisors LLC is a registered investment advisor located in Long Beach, California. The firm provides services to individuals, pension and profit sharing plans, Voluntary Employees? Beneficiary Association Plans (?VEBAs?), trusts, estates, charitable organizations, corporations and business entities. | Investment Managers | Director of Finance/CFO | |
| USC Marshall School of Business | College/University | Masters Business Admin | |
Check Capital Management, Inc.
 Check Capital Management, Inc. Investment ManagersFinance Check Capital Management, Inc. (CCM) is an independent, SEC-registered investment advisor and wealth management firm headquartered in Costa Mesa, California. The firm was founded by Steven G. Check in 1987 as Check & Associates Capital Management. CCM manages accounts for individuals, high-net-worth clients, retirement plans and corporate clients, among others. In addition, the firm serves as an investment manager to the Blue Chip Investor Fund. | Investment Managers | Compliance Officer | |
| University of Wisconsin-Milwaukee | College/University | Undergraduate Degree | |
| Bait Al Batterjee Fitness Co. | Chief Executive Officer | ||
| New York University | College/University | Graduate Degree | |
| Pricewaterhousecoopers LLC | Corporate Officer/Principal |
Statistics
International
| United States | 36 |
| Indonesia | 6 |
| Saudi Arabia | 4 |
| Peru | 3 |
| China | 3 |
Sectoral
| Consumer Services | 28 |
| Finance | 12 |
| Miscellaneous | 6 |
| Health Technology | 3 |
| Energy Minerals | 2 |
Operational
| Undergraduate Degree | 98 |
| Corporate Officer/Principal | 95 |
| Analyst-Equity | 46 |
| Director/Board Member | 41 |
| Masters Business Admin | 41 |
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