Heather Pals

Heather Pals

Compliance Officer at DRI Capital, Inc.

Consumer Services
Finance
Commercial Services

Profile

Heather Pals is a corporate attorney with extensive experience in various transactional and securities related matters.
Ms. Pals joined DRI Healthcare in February 2023 as Associate General Counsel.
In this capacity, Ms. Pals is responsible for corporate legal work, including securities, banking, compliance and tax-related matters.
Prior to joining DRI Healthcare, Ms. Pals practiced for 8 years in the capital markets group at Shearman & Sterling LLP, where she advised public and private companies, investment banks and sponsors in a broad range of complex corporate transactions, including initial public offerings, PIPE transactions, high yield and investment grade debt offerings, mergers and acquisitions, and liability management transactions.
Ms. Pals also has extensive experience advising clients on SEC disclosure and Nasdaq/NYSE-related matters.
During her time at Shearman & Sterling LLP, she was seconded to the Abu Dhabi National Oil Company.
Ms. Pals was a member of the DRI team during law school, where she assisted on various corporate, compliance and governance matters.
She holds a J.D.
from the University of Toronto Faculty of Law and a Master of Business Administration from the Goodman School of Business, Brock University.
Ms. Pals also holds an Honours Bachelor of Science from Western University, with a double major in Anatomy and Cell Biology and Bioarchaeological Anthropology, where she was awarded the gold medal for the highest academic average in the Faculty of Science.
Ms. Pals is admitted to practice law in the State of New York.

Heather Pals active positions

CompaniesPositionStart
Compliance Officer 2023-05-31
All active positions of Heather Pals

Former positions of Heather Pals

CompaniesPositionEnd
Private Equity Analyst 2022-12-31
ADNOC GAS PLC Consultant / Advisor 2017-11-30
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Training of Heather Pals

University of Toronto Graduate Degree
Goodman School of Business Masters Business Admin
Western University Undergraduate Degree

Experiences
Positions held

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Private companies

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Connections

100 +

1st degree connections

6

1st degree companies

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Female

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Linked companies

Listed companies1
ADNOC GAS PLC

Energy Minerals

Private companies2

Finance

Commercial Services

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