Jeffrey Schwartz

Founded in 2003, Soleil Securities Corp. is a broker/dealer headquartered in New York City. The firm is a subsidiary of Ticonderoga Securities LLC and their ultimate parent is Cayman Islands-based GEROVA Financial Group Ltd. (NYSE: GFC). Soleil Securities Corp. is a member of FINRA and the SIPC. The firm offers in-depth company-specific equity research to institutional clients. They provide coverage across a variety of significant growth sectors of the economy. Soleil Securities Corp.'s research process integrates macroeconomic considerations with investment-relevant policy insights. They seek to produce alpha-generating, actionable information that can help their clients achieve their investment objectives. The firm covers the following industries: (1) basic materials including agricultural chemicals, specialty chemicals and paper/forest products (2) capital goods and industrials including autos and auto parts (3) consumer including gaming, lodging, eTravel, agribusiness, sustainable agriculture, specialty foods, specialty retail, homebuilders and retailing/automotive (4) financial institutions including financial services, property and casualty and regional banks (5) healthcare including pharmaceuticals, medical technology, biotechnology and medical devices (6) special situations (7) strategy and policy (8) technology including software/Internet, semiconductors and solar power (9) telecommunications and telecommunications equipment (10) transportation (11) airlines and (12) utilities

Appriss, Inc. engages in the development of data analytics platforms the healthcare, retail, commercial, and government agencies. It offers Appris Health, Appriss Retail, and Appriss Insights. The company was founded by Michael D. Davis and Yung T. Nguyen in 1994 and is headquartered in Louisville, KY.

GameLogic, Inc. develops gaming solutions. develops strategies and solutions for casino operators to enhance customer relationships and attract new players. The company was founded by Steven N. Kane in 2002 and is headquartered in Waltham, WA.

ProfitLogic, Inc. used to provide suite of Retail Profit Optimization solutions designed for retailers whose priority was getting the highest return on inventory investments. ProfitLogic's solutions provided merchants with day-to-day operational decision support and workflow for making better-informed assortment execution, allocation and fashion replenishment, promotion, pricing and markdown decisions. ProfitLogic was headquartered in Cambridge, MA.

Regulatory DataCorp, Inc. engages in the provision of risk and compliance protection services. Its solutions include KYC/AML compliance; anti-bribery and corruption compliance; and reputation and vendor risk management. The company was founded by David N. Lawrence in 2002 and is headquartered in King of Prussia, PA.

Thor Technologies, Inc. was the provider of identity management solutions to enterprises and public sector agencies. Thor's leading-edge customers, blue chip partners and its own team of domain experts created a security and compliance solution of unparalleled value. Thor's Xellerate Identity Manager was the most comprehensive identity management solution for automating compliance and eliminating security risks by managing 'Who Has Access to What' across the enterprise. Thor Technologies was headquartered in New York, NY.

The Receivables Exchange LLC provides online exchange services to businesses. The firm is an online marketplace for trading accounts receivable. It provides a dimension in working capital management by connecting companies to a nationwide network of lenders who buy and trade receivables. The company was founded in 2007 by Justin A. Brownhill & Nicolas R. Perkin and is headquartered in New Orleans, LA.

Founded in 1979 as Reynders Gray & Co., Inc., Ticonderoga Securities LLC is an SEC-registered broker/dealer headquartered in New York City. The firm is a subsidiary of GEROVA Financial Group Ltd. (NYSE: GFC), a specialty reinsurance company based in St. George, Cayman Islands. In May 2009, Ticonderoga Securities acquired Reynders, Gray & Co., Inc. and in May 2011, they acquired Soleil Securities Corp. Ticonderoga Securities focuses on domestic and international equities and with emphasis on high quality, order execution, as well as a differentiated research offering to support their execution capabilities. The firm's analysis focuses primarily on the following sectors: basic materials, capital goods/industrials, consumer, energy, financials, healthcare, strategy/policy, technology, transportation and utilities. The firm clears their equity business through National Financial Services Corp., a wholly-owned, guaranteed subsidiary of the Fidelity organization and their fixed-income business through Pershing LLC, a BNY Mellon company.

Work 'N Gear, Inc. provides work apparel and work footwear. It offers scrub tops and pants, stethoscope, scissors, protective gear, diagnostic tools, jeans, jackets, knits and tees, watches and travel bags. The firm specializes in work apparel and footwear designed for use in service, industrial and healthcare environments. The company was founded in 2002 and is headquartered in Quincy, MA.

MetroLacrosse, Inc. is a non-profit organization that offers a free youth development program based on lacrosse. The non-profit company is based in Dorchester, MA. The program is available to boys and girls from 3rd to 12th grade in the areas of Boston and Chelsea.

The New Orleans Exchange, Inc. operates an online market place for trading accounts receivables. The company was founded in 2007 and is headquartered in New Orleans, LA.

RANE Network, Inc. engages in the provision of risk management services. It offers risk intelligence, risk monitoring, network services, and expert marketplace. The company was founded by David Lawrence and Jeff Schwartz in 2013 and is headquartered in New York, NY.

LogicSource, Inc. provides procurement outsourcing services. The firm focuses on printed materials and related commodities and services. It offers business process management, consulting, and procurement technology. The company was founded by David Pennino in 2009 and is headquartered in South Norwalk, CT.