Jim Nagengast

Securities America Financial Corp. is a holding company, which provides insurance marketing financial services. Its financial representatives provide investment and financial planning services including securities and insurance brokerage, as well as asset management. The company was founded on September 30, 1985 and is headquartered in La Vista, NE.

Securities America Advisors, Inc. (SAA) is a SEC-registered investment advisor and family office headquartered in La Vista, Nebraska. The firm was founded in 1994 and is wholly-owned by Securities America Financial Corp., ultimately owned by Advisor Group Holdings, Inc. SAA provides investment advice to clients who include: individuals, banks or thrift institutions, pension and profit-sharing plans, trusts, estates or charitable organizations, corporations or business entities, and state and municipal governmental entities.

Securities America, Inc. engages in the provision of securities broking and dealing services. It focuses on helping advisors create an effective, profitable, and satisfying practice by providing financial counsel, product offerings, and service to clients. The company was founded in 1984 and is headquartered in La Vista, NE.

Securities America, Inc. (Broker) is the broker/dealer arm of Securities America, Inc., which is headquartered in La Vista, Nebraska. They are ultimately owned by Advisor Group Holdings, Inc. The firm was founded in 2013 and provides full spectrum of brokerage services to their clients.

Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC.

Trinsum Group, Inc. provides management consulting services. It provides services in the areas of strategy, execution, organic growth, growth through acquisition, productivity and risk management. The company was founded by James M. McTaggart in 1978 and is headquartered in New York, NY.