Jim Nagengast
Chief Executive Officer at Securities America Financial Corp.
Profile
Mr. James D.
Nagengast is a Chief Executive Officer & President at Securities America, Inc., a Chief Executive Officer & President at Securities America Advisors, Inc., a President & Chief Executive Officer at Securities America Financial Corp.
and a President & Chief Executive Officer at Securities America, Inc. He is on the Board of Directors at Financial Industry Regulatory Authority, Inc. He joined the company in 1994 as Vice President of finance.
He was promoted to Chief Financial Officer in 1997, took responsibility for Information Services in 2000 and became Chief Operating Officer in 2004.
He was promoted to president of Securities America in August 2008, and became CEO in July 2010.
Prior to joining Securities America, Mr. Nagengast served as Vice President of Robalt Corporation, a pharmaceutical and food processing firm in Avoca, Iowa.
He also worked as an analyst for Merrill Lynch Capital Markets in New York City and as a consultant for Marakon Associates in Greenwich, Connecticut.
He obtained his Masters of Business Administration in accounting and finance from Columbia University, Graduate School of Business and his A.B.
in economics magna cum laude from Harvard University.
He is a former member of the Nebraska Society of CPAs and a former member of the adjunct faculty at the University of Nebraska at Omaha.
He also holds the Series 7, 24 and 27 securities licenses.
Jim Nagengast active positions
| Companies | Position | Start |
|---|---|---|
Securities America Financial Corp.
 Securities America Financial Corp. Financial ConglomeratesFinance Securities America Financial Corp. is a holding company, which provides insurance marketing financial services. Its financial representatives provide investment and financial planning services including securities and insurance brokerage, as well as asset management. The company was founded on September 30, 1985 and is headquartered in La Vista, NE. | Chief Executive Officer | 1993-12-31 |
Securities America Advisors, Inc.
 Securities America Advisors, Inc. Investment ManagersFinance Securities America Advisors, Inc. (SAA) is a SEC-registered investment advisor and family office headquartered in La Vista, Nebraska. The firm was founded in 1994 and is wholly-owned by Securities America Financial Corp., ultimately owned by Advisor Group Holdings, Inc. SAA provides investment advice to clients who include: individuals, banks or thrift institutions, pension and profit-sharing plans, trusts, estates or charitable organizations, corporations or business entities, and state and municipal governmental entities. | Chief Executive Officer | 2010-06-30 |
Securities America, Inc.
 Securities America, Inc. Investment Banks/BrokersFinance Securities America, Inc. engages in the provision of securities broking and dealing services. It focuses on helping advisors create an effective, profitable, and satisfying practice by providing financial counsel, product offerings, and service to clients. The company was founded in 1984 and is headquartered in La Vista, NE. | Chief Executive Officer | 2011-01-05 |
Financial Industry Regulatory Authority, Inc.
 Financial Industry Regulatory Authority, Inc. Investment Banks/BrokersFinance Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Director/Board Member | 2018-06-28 |
Securities America, Inc. (Broker)
 Securities America, Inc. (Broker) Investment Banks/BrokersFinance Securities America, Inc. (Broker) is the broker/dealer arm of Securities America, Inc., which is headquartered in La Vista, Nebraska. They are ultimately owned by Advisor Group Holdings, Inc. The firm was founded in 2013 and provides full spectrum of brokerage services to their clients. | Chief Executive Officer | 1994-11-30 |
Former positions of Jim Nagengast
| Companies | Position | End |
|---|---|---|
| Merrill Lynch Capital Markets | Corporate Officer/Principal | - |
Trinsum Group, Inc.
 Trinsum Group, Inc. Miscellaneous Commercial ServicesCommercial Services Trinsum Group, Inc. provides management consulting services. It provides services in the areas of strategy, execution, organic growth, growth through acquisition, productivity and risk management. The company was founded by James M. McTaggart in 1978 and is headquartered in New York, NY. | Corporate Officer/Principal | - |
Training of Jim Nagengast
| Harvard University | Undergraduate Degree |
| Columbia Business School | Masters Business Admin |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 7 |
|---|---|
Securities America, Inc.
Securities America, Inc. Investment Banks/BrokersFinance Securities America, Inc. engages in the provision of securities broking and dealing services. It focuses on helping advisors create an effective, profitable, and satisfying practice by providing financial counsel, product offerings, and service to clients. The company was founded in 1984 and is headquartered in La Vista, NE. | Finance |
Trinsum Group, Inc.
Trinsum Group, Inc. Miscellaneous Commercial ServicesCommercial Services Trinsum Group, Inc. provides management consulting services. It provides services in the areas of strategy, execution, organic growth, growth through acquisition, productivity and risk management. The company was founded by James M. McTaggart in 1978 and is headquartered in New York, NY. | Commercial Services |
Securities America Financial Corp.
Securities America Financial Corp. Financial ConglomeratesFinance Securities America Financial Corp. is a holding company, which provides insurance marketing financial services. Its financial representatives provide investment and financial planning services including securities and insurance brokerage, as well as asset management. The company was founded on September 30, 1985 and is headquartered in La Vista, NE. | Finance |
Securities America Advisors, Inc.
Securities America Advisors, Inc. Investment ManagersFinance Securities America Advisors, Inc. (SAA) is a SEC-registered investment advisor and family office headquartered in La Vista, Nebraska. The firm was founded in 1994 and is wholly-owned by Securities America Financial Corp., ultimately owned by Advisor Group Holdings, Inc. SAA provides investment advice to clients who include: individuals, banks or thrift institutions, pension and profit-sharing plans, trusts, estates or charitable organizations, corporations or business entities, and state and municipal governmental entities. | Finance |
| Merrill Lynch Capital Markets | Finance |
Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Investment Banks/BrokersFinance Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Finance |
Securities America, Inc. (Broker)
Securities America, Inc. (Broker) Investment Banks/BrokersFinance Securities America, Inc. (Broker) is the broker/dealer arm of Securities America, Inc., which is headquartered in La Vista, Nebraska. They are ultimately owned by Advisor Group Holdings, Inc. The firm was founded in 2013 and provides full spectrum of brokerage services to their clients. | Finance |
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