Profile
Mr. Michael Urman is EVP & Regional Director-Southern Region at Southwest Securities, Inc.
Mr. Urman began his securities industry career in 1978 as an Examiner with the National Association of Securities Dealers following his graduation from California State University, Northridge, where he received a B.S.
degree in finance.
In 1980, he joined M.
L.
Stern as Assistant Controller.
From 1982-85, he served as Vice President and Controller for two other Los Angeles area firms before returning to Stern as Senior Vice President.
In 2008, he became Senior Vice President and Administrative Officer for the Stern Division of Southwest Securities.
Mr. Urman holds Series 7, 24, 53 and 65 securities registrations, among others.
He is active in community organizations such as Habitat for Humanity and the American Red Cross and holds a private pilot's license.
Former positions of Michael Urman
| Companies | Position | End |
|---|---|---|
M. L. Stern & Co. LLC
 M. L. Stern & Co. LLC Investment ManagersFinance Founded in1980, M.L. Stern & Co. LLC is a registered investment adviser firm headquartered in Beverly Hills, California. The firm is a subsidiary of SWS Group, Inc. (NYSE: SWS). | Corporate Officer/Principal | 2007-12-30 |
M. L. Stern & Co. LLC
M. L. Stern & Co. LLC Investment ManagersFinance Founded in1980, M.L. Stern & Co. LLC is a registered investment adviser firm headquartered in Beverly Hills, California. The firm is a subsidiary of SWS Group, Inc. (NYSE: SWS). | Corporate Officer/Principal | 1981-12-30 |
National Association of Securities Dealers, Inc.
 National Association of Securities Dealers, Inc. Investment Banks/BrokersFinance National Association of Securities Dealers, Inc. provides financial regulatory services. The non-profit company is based in Washington and has subsidiaries in the United States. The American company was founded by Richard B. Jennings, Vince Means. | Corporate Officer/Principal | 1979-12-30 |
Hilltop Securities, Inc.
 Hilltop Securities, Inc. Investment Banks/BrokersFinance Hilltop Securities, Inc. (dba HilltopSecurities) is a broker/dealer firm headquartered in Dallas, Texas. The firm was founded in 1946 as Southwest Securities, Inc. and they a subsidiary of Hilltop Securities Holdings LLC. Hilltop Securities provides a full array of trading and execution services for their clients. | Corporate Officer/Principal | - |
Training of Michael Urman
| California State University-Northridge | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 3 |
|---|---|
M. L. Stern & Co. LLC
M. L. Stern & Co. LLC Investment ManagersFinance Founded in1980, M.L. Stern & Co. LLC is a registered investment adviser firm headquartered in Beverly Hills, California. The firm is a subsidiary of SWS Group, Inc. (NYSE: SWS). | Finance |
National Association of Securities Dealers, Inc.
National Association of Securities Dealers, Inc. Investment Banks/BrokersFinance National Association of Securities Dealers, Inc. provides financial regulatory services. The non-profit company is based in Washington and has subsidiaries in the United States. The American company was founded by Richard B. Jennings, Vince Means. | Finance |
Hilltop Securities, Inc.
Hilltop Securities, Inc. Investment Banks/BrokersFinance Hilltop Securities, Inc. (dba HilltopSecurities) is a broker/dealer firm headquartered in Dallas, Texas. The firm was founded in 1946 as Southwest Securities, Inc. and they a subsidiary of Hilltop Securities Holdings LLC. Hilltop Securities provides a full array of trading and execution services for their clients. | Finance |
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