Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
ToCompany Name/Scheme | SPARK INFRASTRUCTURE GROUP (ASX Code: SKI) |
ACN/ARSN | ACN 114 940 984 |
1. Details of substantial holder (1)
Name | Sumitomo Mitsui Trust Holdings, Inc. (SMTH) and its Subsidiaries as listed in Annexure C |
ACN/ARSN (if applicable) | n/a |
The holder became a substantial holder on 09 September 2019
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows:
Class of securities | Number of securities | Person's votes | Voting power |
Ordinary Shares | 85,335,333 | 85,335,333 | 5.07% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
Holder of relevant interest | Nature of relevant interest | Class and number of securities |
Nikko AM Limited (NAML) | Under section 608(1) and 608(3) of the | 84,664,386 fully paid ordinary |
Corporations Act in its capacity as fund manager. | shares | |
Nikko Asset Management Co., Ltd | Under section 608(1) and 608(3) of the | 669,772 fully paid ordinary shares |
Corporations Act in its capacity as fund manager. | ||
Nikko Asset Management Asia Limited | Under section 608(3) of the Corporations Act by | 1,175 fully paid ordinary shares |
virtue of direct control of TIML and TAML. | ||
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant | Registered holder of | Person entitled to be | Class and number | |
interest | securities | registered as holder | of securities | |
Each person named in section 3 above | As set out in Annexure A | |||
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
Holder of relevant | Date of acquisition | Consideration | Class and number |
interest | of securities | ||
As set out in Annexure B
Page 1 of 8
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable) | Nature of association |
Nikko AM Limited (NAML) | Ultimately a subsidiary of Sumitomo Mitsui Trust Holdings, Inc. |
ABN: 99 003 376 252 | |
Nikko Asset Management Co., Ltd (NAM) | Ultimately a subsidiary of Sumitomo Mitsui Trust Holdings, Inc. |
Nikko Asset Management Asia Limited (NAM Asia) | Ultimately a subsidiary of Sumitomo Mitsui Trust Holdings, Inc. |
7. Addresses
The addresses of persons named in this form are as follows:
Name | Address |
Nikko AM Limited (NAML) | Level 26, One International Towers Sydney, 100 Barangaroo Avenue, Barangaroo NSW |
2000 | |
Nikko Asset Management Co., Ltd (NAM) | Midtown Tower 9-7-1 Akasaka, Minato-ku Tokyo 107-6242 Japan |
Nikko Asset Management Asia Limited (NAM Asia) | 12 Marina View, #18-02 Asia Square Tower 2, Singapore 018961 |
Sumitomo Mitsui Trust Holdings, Inc. (SMTH) | 1-4-1 Marunouchi, Chiyoda-ku, Tokyo 100-8233, Japan |
Signature
print name | Saffick Ramjahn | capacity | Authorised Person of SMTH |
sign here | date | 11 September 2019 |
Page 2 of 8
Annexure A - Details of present registered holders
This is Annexure A referred to in the Form 603 Notice of initial substantial holder
Details of present registered holders
Registered holder of | |||
Holder of relevant interest | securities | Registration details | Person's votes |
BNP Paribas Security | |||
Services Pty Ltd | |||
BNP Paribas Security | 60 Castlereagh Street | Fully Paid Ordinary | |
Nikko AM Limited | Services Pty Ltd | Sydney NSW 2000 | & 10,004,296 |
BNP Paribas Security | |||
Services Pty Ltd | |||
BNP Paribas Security | 60 Castlereagh Street | Fully Paid Ordinary | |
Nikko AM Limited | Services Pty Ltd | Sydney NSW 2000 | & 1,581,303 |
BNP Paribas Security | |||
Services Pty Ltd | |||
BNP Paribas Security | 60 Castlereagh Street | Fully Paid Ordinary | |
Nikko AM Limited | Services Pty Ltd | Sydney NSW 2000 | & 536,584 |
BNP Paribas Security | |||
Services Pty Ltd | |||
BNP Paribas Security | 60 Castlereagh Street | Fully Paid Ordinary | |
Nikko AM Limited | Services Pty Ltd | Sydney NSW 2000 | & 4,692,916 |
Citicorp Nominees | |||
Pty Limited | |||
Level 25 | |||
Citicorp Nominees Pty | 2 Park Street | Fully Paid Ordinary | |
Nikko AM Limited | Limited | SYDNEY NSW 2000 | & 9,344,873 |
National Australia | |||
Bank Limited (NAB Custodian | |||
National Australia Bank | Services) | ||
Limited (NAB Custodian | Level 23, 255 George St, Sydney | Fully Paid Ordinary | |
Nikko AM Limited | Services) | NSW 2000 Australia | & 5652803 |
Citicorp Nominees | |||
Pty Limited | |||
Level 25 | |||
Citicorp Nominees Pty | 2 Park Street | Fully Paid Ordinary | |
Nikko AM Limited | Limited | SYDNEY NSW 2000 | & 577,922 |
National Australia | |||
Bank Limited (NAB Custodian | |||
National Australia Bank | Services) | ||
Limited (NAB Custodian | Level 23, 255 George St, Sydney | Fully Paid Ordinary | |
Nikko AM Limited | Services) | NSW 2000 Australia | & 1,186,895 |
National Australia | |||
Bank Limited (NAB Custodian | |||
National Australia Bank | Services) | ||
Limited (NAB Custodian | Level 23, 255 George St, Sydney | Fully Paid Ordinary | |
Nikko AM Limited | Services) | NSW 2000 Australia | & 2,730,426 |
JP Morgan Nominees | |||
Australia Ltd | |||
JP Morgan Nominees | Level 26, Grosvenor Place, | Fully Paid Ordinary | |
Nikko AM Limited | Australia Ltd | 225 George Street | & 2,779,381 |
Page 3 of 8
Registered holder of | |||
Holder of relevant interest | securities | Registration details | Person's votes |
Sydney NSW 2000 | |||
BNP Paribas Security | |||
Services Pty Ltd | |||
BNP Paribas Security | 60 Castlereagh Street | Fully Paid Ordinary | |
Nikko AM Limited | Services Pty Ltd | Sydney NSW 2000 | & 2,703,087 |
BNP Paribas Security | |||
Services Pty Ltd | |||
BNP Paribas Security | 60 Castlereagh Street | Fully Paid Ordinary | |
Nikko AM Limited | Services Pty Ltd | Sydney NSW 2000 | & 3,611,805 |
JP Morgan | |||
Nominees Australia Ltd | |||
Level 26, Grosvenor Place, | |||
JP Morgan Nominees | 225 George Street | Fully Paid Ordinary | |
Nikko AM Limited | Australia Ltd | Sydney NSW 2000 | & 1,008,371 |
JP Morgan | |||
Nominees Australia Ltd | |||
Level 26, Grosvenor Place, | |||
JP Morgan Nominees | 225 George Street | Fully Paid Ordinary | |
Nikko AM Limited | Australia Ltd | Sydney NSW 2000 | & 426,105 |
HSBC Custody | |||
Nominees (Australia) Limited | |||
Level 36, Tower 1, International | |||
Towers Sydney, | |||
HSBC Custody Nominees | 100 Barangaroo Avenue, | Fully Paid Ordinary | |
Nikko AM Limited | (Australia) Limited | Sydney NSW 2000 | & 8,548,284 |
BNP Paribas | |||
Security Services Pty Ltd | |||
BNP Paribas Security | 60 Castlereagh Street | Fully Paid Ordinary | |
Nikko AM Limited | Services Pty Ltd | Sydney NSW 2000 | & 464,616 |
JP Morgan | |||
Nominees Australia Ltd | |||
Level 26, Grosvenor Place, | |||
JP Morgan Nominees | 225 George Street | Fully Paid Ordinary | |
Nikko AM Limited | Australia Ltd | Sydney NSW 2000 | & 3,300,358 |
JP Morgan | |||
Nominees Australia Ltd | |||
Level 26, Grosvenor Place, | |||
JP Morgan Nominees | 225 George Street | Fully Paid Ordinary | |
Nikko AM Limited | Australia Ltd | Sydney NSW 2000 | & 9,082,087 |
HSBC Custody | |||
Nominees (Australia) Limited | |||
Level 36, Tower 1, International | |||
Towers Sydney, | |||
HSBC Custody Nominees | 100 Barangaroo Avenue, | Fully Paid Ordinary | |
Nikko AM Limited | (Australia) Limited | Sydney NSW 2000 | & 2,531,110 |
State Street | |||
State Street Australia | Australia Limited, 420 George | Fully Paid Ordinary | |
Nikko AM Limited | Limited | Street, Sydney, NSW 2000 | & 10,185,947 |
State Street Australia | State Street | Fully Paid Ordinary | |
Nikko AM Limited | Limited | Australia Limited, 420 George | & 3,715,217 |
Page 4 of 8
Registered holder of | |||
Holder of relevant interest | securities | Registration details | Person's votes |
Street, Sydney, NSW 2000 | |||
Nikko Asset | HSBC CUSTODY | ||
Management Asia | NOMINEES (AUSTRALIA) | GPO BOX 5302,SYDNEY NSW | Fully Paid Ordinary |
Limited | LIMITED | 2001,AUSTRALIA | & 1,175 |
Nikko Asset | |||
Management Co., Ltd | Mizuho Trust & Banking | Fully Paid Ordinary | |
(NAM) | Co., Ltd. | 1-2-1 Yaesu, Chuo-ku, Tokyo | & 570,703 |
Nikko Asset | |||
Management Co., Ltd | Sumitomo Mitsui Trust | 1-4-1 Marunouchi, Chiyoda-ku, | Fully Paid Ordinary |
(NAM) | Bank, Limited. | Tokyo | & 99,069 |
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Spark Infrastructure Group published this content on 11 September 2019 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 11 September 2019 07:11:01 UTC