Item 8.01Other Events.

On May 18, 2021, Alpine 4 Holdings, Inc., a Delaware corporation (the "Company"), together with four shareholders of the Company (collectively, the "Plaintiffs"), filed a lawsuit in the United States District Court for the District of Arizona (Case No.: 2 21-cv-00886-MTL) (the "Lawsuit"), against Fin Capital LLC, a New York limited liability company, and Grizzly Research, LLC, a Delaware limited liability company (collectively, the "Defendants").

In the Lawsuit, the Plaintiffs allege and claim that the Defendants made public communications about the Company which were false and misleading. The Plaintiffs brought claims of securities fraud, tortious interference with prospective business expectancy, and defamation against both Defendants, and claimed damages in an amount to be determined at trial.

Additional information will be provided about the Lawsuit as the matter progresses.

Item 9.01 Financial Statement and Exhibits.





(d)Exhibits.



Exhibit
Number    Description

99.1        Complaint filed in U.S. District Court for the District of Arizona

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