604 GUIDE page 1/1 13 March 2000
Notice of change of interests of substantial holderTo Company Name/Scheme Australian Agricultural Company Limited (AAco)
ACN/ARSN 010 892 270-
Details of substantial holder (1)
Mr. Bryan A. Glinton as trustee of The AA Trust established pursuant to the trust deed dated 29 July 2013 (AA Trust) (Trustee), and its associate INT Investments Inc. (a company incorporated in the Bahamas with registration number 110,542B) (INT Investments)
Christopher D. Mangum (First Successor Trustee)
Name
Mr. Jason C. Callender (Second Successor Trustee)
Joseph Charles Lewis (Settlor & Protector)
Vivienne Clare Lewis (First Successor Protector)
Charles Barrington Lewis (Second Successor Protector)
ACN/ARSN (if applicable) n/a
There was a change in the interests of the
substantial holder on 27 October 2016 The previous notice was given to the company on 27 April 2016 The previous notice was dated 27 April 2016
-
Previous and present voting power
Class of securities (4)
Previous notice
Present notice
Person's votes
Voting power (5)
Person's votes
Voting power (5)
Ordinary shares
186,427,824
34.98%
212,111,264
37.96%
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
-
Changes in relevant interests
Date of change
Person whose relevant interest changed
Nature of change (6)
Consideration given in relation to change (7)
Class and number of securities affected
Person's votes affected
27/10/2016
Each of:
The issue of 25,683,440 ordinary shares in AACo pursuant to the exercise of the AA Trust's conversion right in respect of 59 convertible notes issued pursuant to the 'AAco Note Subscription Agreement' dated 11 September 2013.
Conversion price of a notional $1.1486 cash per share
25,683,440 ordinary shares
25,683,440
Trustee;
First Successor Trustee;
Second Successor Trustee;
Settlor & Protector;
First Successor Protector; and
Second Successor Protector.
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
-
Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant interest
Registered holder of securities
Person entitled to be registered as holder (8)
Nature of relevant interest (6)
Class and number of securities
Person's votes
Trustee
JP Morgan Nominees Australia Limited (as custodian in respect of 118,389,594
Ordinary Shares)
HSBC Custody Nominees (Australia) Limited (as custodian of 93,721,670
Ordinary Shares)
Trustee, Settlor & Protector
Relevant interest arises as a result of the Trustee being entitled to be the registered holder of the AACo securities as the trustee of The AA Trust (s. 608(1)(a))
212,111,264
Ordinary Shares
212,111,264
First Successor Trustee and Second Successor Trustee
Trustee, Settlor & Protector
Relevant interest arises because the First Successor Trustee and Second Successor Trustee would be the registered holder or entitled to be the registered holder (s. 608(1)(a)) in anticipation of the performance of an agreement to act as trustee of The AA Trust if the Trustee (in the case of the First Successor Trustee) or the First Successor Trustee (in the case of the Second Successor Trustee) ceases to be the trustee of The AA Trust (s 608(8))
212,111,264
Ordinary Shares
212,111,264
Settlor & Protector
Trustee, Settlor & Protector
Relevant interest arises because the Settlor & Protector has the power to dispose of, or control the exercise of the power to dispose of, the securities (s. 608(1)(c))
212,111,264
Ordinary Shares
212,111,264
First Successor Protector and Second Successor Protector
Trustee, Settlor & Protector
Relevant interest arises because the First
212,111,264
Ordinary Shares
212,111,264
Successor Protector and Second Successor
Protector have the power to dispose of, or
control the exercise of the power to dispose of, the securities (s. 608(1)(c)) in anticipation of the performance of an agreement to act as Protector of The AA Trust if the Protector (in the case of the First Successor Protector) or the
First Successor Protector (in the case of the
Second Successor Protector) ceases to be the
Protector of The AA Trust (s 608(8))
-
Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
n/a
n/a
- Addresses
The addresses of persons named in this form are as follows:
Name | Address |
Trustee | c/o Glinton Sweeting O'Brien 303 Shirley Street, P.O. Box N 492 Nassau, New Providence, The Bahamas |
First Successor Trustee | c/o Alston & Bird LLP, 1201 W. Peachtree Street, Atlanta, Georgia, United States of America 30309 |
Second Successor Trustee | Albany, P.O. Box SP-63158, Lewis Drive, Albany, New Providence, The Bahamas |
Settlor & Protector First Successor Protector Second Successor Protector AA Trust Associated Entities | Cay House, PO Box N-7776, EP Taylor Drive, Lyford Cay, New Providence, The Bahamas |
JP Morgan Nominees Australia Limited | Level 15, 55 Collins Street, Melbourne VIC 3001, Australia |
HSBC Custody Nominees (Australia) Limited | GPO Box 5302, Sydney, NSW 2001 |
Signature print name Con Boulougouris capacity Solicitor | |
sign here | date 28 / 10 / 2016 |
DIRECTIONS
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AAco - Australian Agricultural Company Limited published this content on 28 October 2016 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 28 October 2016 19:31:02 UTC.
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