AUSTRALIAN FINANCE GROUP LIMITED Form 605
Corporations Act 2001
Section 671B
Notice of ceasing to be a substantial holder
To: Company Name/Scheme: | Australian Finance Group Ltd | ||||
ACN/ARSN: | 066 385 822 | ||||
1. Details of substantial holder | |||||
Name: | Mitsubishi UFJ Financial Group, Inc. | ||||
The holder ceased to be a substantial holder on: | 2/11/2020 | ||||
The previous notice was given to the company on: | 5/11/2020 | ||||
The previous notice was dated: | 5/11/2020 | ||||
The holder became aware on: | 4/11/2020 | ||||
2. Changes in relevant interests | |||||
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities | |||||
of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are | |||||
as follows: | |||||
Date of | Person whose | Consideration given in | Class and | Person's votes | |
relevant interest | Nature of change | number of | |||
change | relation to change | affected | |||
changed | securities affected | ||||
See annexure A to | |||||
this notice |
3. Changes in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) | Nature of association |
4. Addresses
The addresses of persons named in this form are as follows:
Name | Address |
Mitsubishi UFJ Financial Group, Inc. | 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan |
5. Signature |
Dated 5 November 2020
Authorised Signatory
Page 1
Annexure A
This is annexure A of 2 pages referred to in Form 605 (Notice of ceasing to be a substantial holder), signed by me and dated 5 November 2020.
Authorised Signatory | Dated 5 November 2020 | |||||
Consideration | ||||||
Person whose relevant interest | given in relation | Class and number of | Person's votes | |||
Date of change | changed | Nature of change | to change | securities affected | affected | |
Purchase of securities by | ||||||
2/11/2020 | an entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 1,510.41 | 759 Ordinary Shares | 759 | ||
Purchase of securities by | ||||||
2/11/2020 | an entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 145.78 | 74 Ordinary Shares | 74 | ||
Purchase of securities by | ||||||
2/11/2020 | an entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 1,023.77 | 521 Ordinary Shares | 521 | ||
Purchase of securities by | ||||||
2/11/2020 | an entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 353.70 | 180 Ordinary Shares | 180 | ||
Purchase of securities by | ||||||
2/11/2020 | an entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 2,340.32 | 1,191 Ordinary Shares | 1,191 | ||
Purchase of securities by | ||||||
2/11/2020 | an entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 1,445.70 | 732 Ordinary Shares | 732 | ||
Purchase of securities by | ||||||
2/11/2020 | an entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 488.56 | 248 Ordinary Shares | 248 | ||
Purchase of securities by | ||||||
2/11/2020 | an entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 108.90 | 55 Ordinary Shares | 55 | ||
Sale of securities by an | ||||||
2/11/2020 | entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 3.94 | 2 Ordinary Shares | 2 | ||
Sale of securities by an | ||||||
2/11/2020 | entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 2,226.90 | 1,142 Ordinary Shares | 1,142 | ||
Sale of securities by an | ||||||
2/11/2020 | entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 1,082.13 | 550 Ordinary Shares | 550 | ||
Sale of securities by an | ||||||
2/11/2020 | entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 5,194.00 | 2,650 Ordinary Shares | 2,650 | ||
Sale of securities by an | ||||||
2/11/2020 | entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 938.91 | 473 Ordinary Shares | 473 | ||
Sale of securities by an | ||||||
2/11/2020 | entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 15,202.44 | 7,678 Ordinary Shares | 7,678 | ||
Sale of securities by an | ||||||
2/11/2020 | entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 805.73 | 409 Ordinary Shares | 409 | ||
Sale of securities by an | ||||||
2/11/2020 | entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 6,584.91 | 3,309 Ordinary Shares | 3,309 | ||
Sale of securities by an | ||||||
2/11/2020 | entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 5,336.45 | 2,702 Ordinary Shares | 2,702 | ||
Sale of securities by an | ||||||
2/11/2020 | entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 5,575.10 | 2,830 Ordinary Shares | 2,830 | ||
Sale of securities by an | ||||||
2/11/2020 | entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 1,909.83 | 967 Ordinary Shares | 967 | ||
Sale of securities by an | ||||||
2/11/2020 | entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 20,781.53 | 10,549 Ordinary Shares | 10,549 | ||
Sale of securities by an | ||||||
2/11/2020 | entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 569.85 | 290 Ordinary Shares | 290 | ||
Sale of securities by an | ||||||
2/11/2020 | entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 1,542.00 | 771 Ordinary Shares | 771 |
Page 2
Sale of securities by an | ||||||
2/11/2020 | entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 4,544.79 | 2,307 Ordinary Shares | 2,307 | ||
Sale of securities by an | ||||||
2/11/2020 | entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 5,470.00 | 2,735 Ordinary Shares | 2,735 | ||
Sale of securities by an | ||||||
2/11/2020 | entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 981.06 | 498 Ordinary Shares | 498 | ||
Sale of securities by an | ||||||
2/11/2020 | entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 1,718.25 | 870 Ordinary Shares | 870 | ||
Sale of securities by an | ||||||
2/11/2020 | entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 10,321.36 | 5,266 Ordinary Shares | 5,266 | ||
Sale of securities by an | ||||||
2/11/2020 | entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 154.44 | 78 Ordinary Shares | 78 | ||
Sale of securities by an | ||||||
2/11/2020 | entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 8,746.05 | 4,395 Ordinary Shares | 4,395 | ||
Sale of securities by an | ||||||
2/11/2020 | entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 754.38 | 381 Ordinary Shares | 381 | ||
Sale of securities by an | ||||||
2/11/2020 | entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 592.00 | 296 Ordinary Shares | 296 | ||
Collateral Returned by an | ||||||
2/11/2020 | entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | N/A | 433,906 Ordinary Shares | 433,906 |
Page 3
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AFG - Australian Finance Group Ltd. published this content on 05 November 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 05 November 2020 09:21:02 UTC
