Item 5.07. Submission of Matters to a Vote of Security Holders.

The 2022 annual meeting of stockholders (the "Annual Meeting") of B. Riley Financial, Inc. (the "Company") was held on May 24, 2022. Set forth below are the final voting results for each of the proposals submitted to a vote of the stockholders of the Company at the Annual Meeting.





 1. Election of Directors:




                                              Votes                            Broker
Nominee for Director       Votes For         Against        Abstentions       Non-Votes
(01) Bryant R. Riley        19,636,423         284,465            18,224       4,113,693
(02) Thomas J. Kelleher     19,729,467         186,904            22,743       4,113,691
(03) Robert L. Antin        19,406,108         474,080            58,927       4,113,690
(04) Tammy Brandt           19,724,712         154,880            59,522       4,113,691
(05) Robert D'Agostino      19,633,793         246,994            58,326       4,113,692
(06) Renee E. LaBran        19,654,254         217,000            67,862       4,113,689
(07) Randall E. Paulson     17,407,914       2,475,895            55,304       4,113,692
(08) Michael J. Sheldon     19,636,978         244,783            57,353       4,113,691
(09) Mimi K. Walters        16,823,079       3,060,155            55,879       4,113,692
(10) Mikel H. Williams      17,040,967       2,838,396            59,751       4,113,691

2. Ratification of the selection of Marcum LLP as independent registered public


    accounting firm for the fiscal year ending December 31, 2022:




Votes For    Votes Against   Abstentions
23,883,812      63,759         105,234

3. Vote to approve, on an advisory basis, the compensation of our named executive


    officers:




Votes For    Votes Against   Abstentions
18,191,352     1,674,168       73,592




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