Certain A Shares of Caida Securities Co., Ltd. are subject to a Lock-Up Agreement Ending on 8-MAY-2022. These A Shares will be under lockup for 382 days starting from 21-APR-2021 to 8-MAY-2022. Details: The company’s holding shareholder Tangshan Iron & Steel Group Co., Ltd., shareholder Hebei Iron & Steel Group Investment Holding Co., Ltd., Hebei Caida Investment Management Service Center, Hebei Dasheng Trade Co., Ltd. promised within 36 months after the listing date, will not transfer nor entrust to others for management direct or indirect shares in the company held prior to this issuance, nor allow the company to repurchase the said shares. If the closing price of the company’s share is lower than the issue price for 20 consecutive trading days within 6 months after listing, or if the closing price of the company’s share is lower than the issue price for the period ending six months after listing, then the lockup period will automatically be extended for at least 6 months. The company’s main shareholders Hebei State-owned Asset Holding & Operation Co., Ltd., Hebei Port Co., Ltd. and shareholder Hebei Province State-owned Holding Investment Management Co., Ltd. promised within 36 months after the listing date, will not transfer nor entrust to others for management direct or indirect shares in the company held prior to this issuance, nor allow the company to repurchase the said shares. The company’s other shareholders Handan Pengbo Trade Group Co., Ltd., Hebei Guo’ao Investment Group Co., Ltd., Tangshan Port Industrial Group Co., Ltd., Tangshan Jinhai Asset Development Investment Co., Ltd, Qinhuangdao Caixin Asset Management Center, Botou Tianrun Textile Co., Ltd., Baoding Caixin Trade Co., Ltd., Zhejiang Rongsheng Holding Group Co., Ltd., Tangshan Ruifeng Iron & Steel (Group) Co., Ltd., Hebei Province Construction & Investment Group Co., Ltd., Qinhuangdao Shanhaiguan Longfu Material Purchae and Supply Office, Hebei Taiqing Equity Investment Fund Management Co., Ltd., Tsinghua University Education Foundation, Tibet Fumao Investment Management Co., Ltd., Handan Caida Computer Information Center, Qinhuangdao Beidaihe State-owned Asset Operation Company, Zhuozhou State-owned Asset Management Co., Ltd., Cangzhou Finance Training Center, Hengshui Construction and Investment Group Co., Ltd. promised within 12 months after the listing date, will not transfer nor entrust to others for management direct or indirect shares in the company held prior to this issuance, nor allow the company to repurchase the said shares.