Date: 09/28/2023 11:36 AM | Toppan Merrill | Project: 23-27152-1 Form Type: 8-K |
Client: 23-27152-1_CION Investment Corporation_8-K | File: tm2327152d1_8k.htm Type: 8-KPg: 1 of 4 | |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 2, 2023
CĪON Investment Corporation
(Exact Name of Registrant as Specified in Charter) | |||||||||||||||||||||||
Maryland | 000-54755 | 45-3058280 | |||||||||||||||||||||
(State or Other Jurisdiction of Incorporation) | (Commission File Number) | (I.R.S. Employer Identification No.) | |||||||||||||||||||||
100 Park Avenue, | 25th Floor | ||||||||||||||||||||||
New York, New | York 10017 | ||||||||||||||||||||||
(Address of Principal Executive Offices) | |||||||||||||||||||||||
(212) | 418-4700 | ||||||||||||||||||||||
(Registrant's telephone number, including area code) |
Not applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
- Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
- Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
- Pre-commencementcommunications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
- Pre-commencementcommunications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act:
Title of each class | Trading symbol(s) | Name of each exchange on which registered | ||||||||
Common stock, par value $0.001 per share | CION | The New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Date: 09/28/2023 11:36 AM | Toppan Merrill | Project: 23-27152-1 Form Type: 8-K |
Client: 23-27152-1_CION Investment Corporation_8-K | File: tm2327152d1_8k.htm Type: 8-KPg: 2 of 4 | |
Item 2.02. Results of Operations and Financial Condition.
On October 2, 2023, CĪON Investment Corporation ("CION") issued a press release announcing that it will (i) report its financial results for the third quarter ended September 30, 2023 on Thursday, November 9, 2023, prior to the opening of the financial markets, and (ii) discuss those financial results in an earnings conference call at 11 a.m. Eastern Time that same day. A copy of the press release announcing the foregoing is attached hereto as Exhibit 99.1.
The information disclosed under this Item 2.02, including Exhibit 99.1 hereto, is being "furnished" and shall not be deemed "filed" by CION for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that Section, and shall not be deemed incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
Item 9.01. Financial Statements and Exhibits.
- Exhibits.
99.1 Press Release dated October 2, 2023.
104 Cover Page Interactive Data File (embedded within the Inline XBRL document).
Date: 09/28/2023 11:36 AM | Toppan Merrill | Project: 23-27152-1 Form Type: 8-K |
Client: 23-27152-1_CION Investment Corporation_8-K | File: tm2327152d1_8k.htm Type: 8-KPg: 3 of 4 | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
CĪON Investment Corporation | |
Date: October 2, 2023 | By: /s/ Michael A. Reisner |
Co-Chief Executive Officer | |
Date: 09/28/2023 11:36 AM | Toppan Merrill | Project: 23-27152-1 Form Type: 8-K |
Client: 23-27152-1_CION Investment Corporation_8-K | File: tm2327152d1_8k.htm Type: 8-KPg: 4 of 4 | |
EXHIBIT LIST | |||
EXHIBIT | |||
NUMBER | DESCRIPTION | ||
99.1 | Press Release dated October 2, 2023 | ||
104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). | ||
Date: 09/28/2023 11:36 AM | Toppan Merrill | Project: 23-27152-1 Form Type: 8-K |
Client: 23-27152-1_CION Investment Corporation_8-K | File: tm2327152d1_ex99-1.htmType: EX-99.1Pg: 1 of 2 | |
Exhibit 99.1 |
CION INVESTMENT CORPORATION SCHEDULES 2023 THIRD QUARTER EARNINGS
RELEASE AND CONFERENCE CALL
Call Scheduled for 11:00 a.m. ET on Thursday, November 9, 2023
FOR IMMEDIATE RELEASE
NEW YORK, NY (October 2, 2023) - CION Investment Corporation (NYSE: CION) ("CION") announced today that it will report its financial results for the third quarter ended September 30, 2023, on Thursday, November 9, 2023, prior to the opening of the financial markets. CION will discuss those results in an earnings conference call at 11:00 a.m. ET that same day.
Participant Dial-in Numbers:
Domestic (Toll-Free):877-484-6065
International (Toll): +1 201-689-8846
All participants are asked to dial in approximately 10 minutes before start time. An accompanying slide presentation will be available in PDF format in the Investor Resources - Events and Presentations section of CION's website at www.cionbdc.comafter issuance of the earnings release.
Webcast:
To register for the webcast, please use the following link: CION Investment Corporation 2023 Third Quarter Conference Call
Those who are unable to attend the live conference call may access the recording at the above webcast link, which will be made available shortly after the conclusion of the call.
ABOUT CION INVESTMENT CORPORATION
CION Investment Corporation is a leading publicly listed business development company that had approximately $1.8 billion in assets as of June 30, 2023. CION seeks to generate current income and, to a lesser extent, capital appreciation for investors by focusing primarily on senior secured loans to U.S. middle-market companies. CION is advised by CION Investment Management, LLC, a registered investment adviser and an affiliate of CION. For more information, please visit www.cionbdc.com.
Attention: This is an excerpt of the original content. To continue reading it, access the original document here. |
Attachments
- Original Link
- Original Document
- Permalink
Disclaimer
CION Investment Corporation published this content on 04 October 2023 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 03 October 2023 23:43:12 UTC.