Item 5.02. Departure of Directors or Certain Officers; Election of Directors;
Appointment of Certain Officers; Compensatory Arrangements of Certain
Officers.
On November 4, 2021, Cohen & Steers, Inc. (the "Company") announced that
effective March 1, 2022, Joseph M. Harvey, the Company's current President and a
member of its board of directors (the "Board"), will be appointed Chief
Executive Officer of the Company, as successor to Robert H. Steers. Mr. Steers
will assume the role of Executive Chairman of the Company at that time and
continue as a member of the Board.
Mr. Harvey, age 57, has been President of the Company since 2003 and a member of
the Board since 2019. He previously served as Acting Chief Executive Officer of
the Company from February 21, 2021 until June 1, 2021. Having joined the Company
in 1992, Mr. Harvey was a portfolio manager from 1998 to 2016 and Chief
Investment Officer from 2003 to 2019. Mr. Harvey also serves as a Vice President
and director of each of the Company's U.S. registered open-end and closed-end
funds.
In consideration of Mr. Steers' service as Chief Executive Officer and his
appointment and continued service as Executive Chairman, on November 4, 2021 the
Compensation Committee of the Board determined that, subject to certain terms
and conditions, upon Mr. Steers' retirement as Executive Chairman his
then-unvested restricted stock units will immediately vest and thereafter
continue to be settled pursuant to the terms of the restricted stock unit award
agreement applicable to each grant of restricted stock units, including
continued compliance with the restrictive covenants contained in such
agreements.
Item 7.01. Regulation FD Disclosure.
A copy of the press release issued by the Company is being furnished as Exhibit
99.1 to this Current Report on Form 8-K.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
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