The board of directors of Guotai Junan Securities Co., Ltd. announced that Mr. Yu Jian resigned as an executive director, Board secretary, a joint company secretary, an authorised representative of the Company. The Board hereby announces that Ms. Kwong Yin Ping Yvonne has resigned as
a joint company secretary and an authorised representative of the Company for the acceptance of service of process and notices in Hong Kong under Part 16 of the Companies Ordinance, with effect from 24 May 2024. The Board announced that Mr. Nie Xiaogang has been appointed as
a joint company secretary of the Company and an Authorised Representative with effect from 24 May 2024. Ms. Tsang Wing Man has been appointed as a joint company secretary and a Process Agent of the Company, with effect from 24 May 2024. Mr. Nie, aged 52, holds a doctoral degree in economics of finance (professional) from Fudan University. He joined the Company in August 1999. He serves as the vice president, the chief
financial officer and the chief risk officer of the Company since 28 June 2021. From October 2013 to June 2021, he served as the general manager of the Strategies Management Department. During the period, he concurrently served as the general manager of the Equity Investment Department,
the general manager of the Strategic Investment Department, the vice president of the Strategic Investment and Direct Investment Business Committee of the Company and the general manager and chairman of Guotai Junan Zhengyu Investment Co., Ltd. He was also the general manager of Risk Management Department of the Company from June 2021 to November 2021. From August 2010 to October 2013, he was the president of Guotai Junan Innovation Investment Co., Ltd. From April 2003 to August 2010, Mr. Nie had successively served as the assistant to director, the deputy director and the director of the secretariat of the Board of the Company. From August 1999 to April 2003, Mr. Nie had successively served as the assistant business director of the Third Investment Banking Department, the assistant business director of the Corporate Finance Headquarters, the head and deputy manager of the Office of President, and the deputy manager of the Marketing Management Headquarters of the Company. Ms. Tsang holds a bachelor degree in business administration from City University of Hong Kong. She currently serves as a manager of SWCS Corporate Services Group (Hong Kong) Limited and has over 10 years of experience in company secretarial matters. She is an associate member of The Chartered Governance Institute and The Hong Kong Chartered Governance Institute.