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MarketScreener Homepage  >  Equities  >  Shanghai Stock Exchange  >  Guotai Junan Securities Co., Ltd    601211   CNE1000022F3

GUOTAI JUNAN SECURITIES CO., LTD

(601211)
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End-of-day quote. End-of-day quote Shanghai Stock Exchange - 10/26
18.1 CNY   -1.25%
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Guotai Junan Securities : Hong Kong Securities Regulator Fines Guotai Junan Unit for Money-Laundering Lapses

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06/22/2020 | 07:23am EDT

By Martin Mou

The Securities and Futures Commission of Hong Kong said it has reprimanded and fined an entity of Guotai Junan Securities Co. for failing to comply with anti-money laundering and other regulatory requirements.

Guotai Junan Securities (Hong Kong) Ltd. has been fined 25.2 million Hong Kong dollars (US$3.25 million) for multiple internal control failures and regulatory breaches regarding these requirements, the SFC said Monday in a statement on its website.

Among the lapses found, Guotai Junan failed to install proper safeguards to mitigate the risks of money laundering and terrorist financing in processing third-party deposits or withdrawals for its clients between March 2014 and March 2015, totaling approximately HK$37.5 billion, the regulator said.

Guotai Junan, a major brokerage and investment bank in China, couldn't immediately be reached for comment.

 

Write to Martin Mou at martin.mou@wsj.com

 


Stocks mentioned in the article
ChangeLast1st jan.
GUOTAI JUNAN INTERNATIONAL HOLDINGS LIMITED 0.97% 1.04 End-of-day quote.-24.64%
GUOTAI JUNAN SECURITIES CO., LTD -1.25% 18.1 End-of-day quote.-2.11%
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Financials
Sales 2020 37 263 M 5 552 M 5 552 M
Net income 2020 9 578 M 1 427 M 1 427 M
Net Debt 2020 98 329 M 14 650 M 14 650 M
P/E ratio 2020 15,7x
Yield 2020 2,50%
Capitalization 147 B 21 930 M 21 930 M
EV / Sales 2020 6,59x
EV / Sales 2021 7,03x
Nbr of Employees 15 063
Free-Float 39,1%
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Technical analysis trends GUOTAI JUNAN SECURITIES CO., LTD
Short TermMid-TermLong Term
TrendsNeutralNeutralBullish
Income Statement Evolution
Consensus
Sell
Buy
Mean consensus OUTPERFORM
Number of Analysts 17
Average target price 20,96 CNY
Last Close Price 18,10 CNY
Spread / Highest target 51,4%
Spread / Average Target 15,8%
Spread / Lowest Target -37,6%
EPS Revisions
Managers
NameTitle
Song Wang Vice Chairman & President
Qing He Chairman
Zhong Ning Li Chairman-Supervisory Board
Le Bin Xie Chief Financial Officer, GM-Planning & Finance
Yutao Chen Chief Information Officer
Sector and Competitors