Hong Kong Exchanges and Clearing : White Application Form

Please use this form if you want the Public Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的公開發售股份，請使用本表格

	This Application Form uses the same terms as defined in the prospectus of SMC Electric Limited (the
Staple your	"Company") dated 29 February 2020 (the "Prospectus").本申請表格使用蜆殼電業有限公司（「本公司」）日
期為二零二零年二月二十九日的招股章程（「招股章程」）所界定的相同詞彙。
payment	Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to
here	buy any Public Offer Shares in any jurisdiction other than Hong Kong. The Public Offer Shares may not be
請將股款	offered or sold in the United States without registration or an exemption from registration under the U.S.
緊釘在此	Securities Act.本申請表格及招股章程概不構成在香港以外任何司法權區要約出售或游說要約購買任
	何公開發售股份。若無根據美國證券法登記或豁免登記，公開發售股份不得在美國提呈發售或出
	售。
	This Application Form and the Prospectus may not be forwarded, distributed or reproduced (in whole or in
	part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not
	permitted under the law of that jurisdiction.任何根據當地法例不得發送、派發或複製本申請表格及招
	股章程的司法權區內概不得以任何方式發送、派發或複製（不論全部或部分）本申請表格及招股章
	程。
	Copies of the Prospectus, all related Application Forms and the other documents specified in the section
	headed "Documents Delivered to the Registrar of Companies and Available for Inspection" in Appendix VI to
	the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by section 342C
	of Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong
				樣
	Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the "Stock
	Exchange"), Hong Kong Securities Clearing Company Limited ("HKSCC"), the Securities and Futures
	Commission of Hong Kong (the "SFC") and the Registrar of Companies in Hong Kong take no responsibility
	for the contents of these documents.招股章程、所有相關申請表格及招股章程附錄六「送呈公司註冊處
	處長及備查文件」一節所述其他文件已按香港法例第32章《公司（清盤及雜項條文）條例》第342C條規
	定送呈香港公司註冊處處長登記。香港交易及結算所有限公司、香港聯合交易所有限公司（「聯交版
	所」）、香港中央結算有限公司（「香港結算」）、香港證券及期貨事務監察委員會（「證監會」）及香港公司
	註冊處處長對此等文件的內容概不負責。
Sample
	SMC ELECTRIC LIMITED
	蜆殼電業有限公司
	(Incorporated in the Cayman Is ands with limited liability)
	（於開曼群島註冊成立之有限公司）
	Stock code	:	2381
	股份代號	：	2381
	Maximum Offer Price	:	HK$0.38 per Offer Share, plus brokerage of 1.0%, SFC
				transaction levy of 0.0027% and Stock Exchange
				trading fee of 0.005% (payable in full on application in
				Hong Kong dollars and subject to refund)
	最高發售價 ： 每股發售股份0.38港元，另加1.0%經紀佣金、
				0.0027%證監會交易徵費及0.005%聯交所交易費
			（須於申請時以港元繳足及可予退還）
You should re	d this Applic tion Form in conjunction with the Prospectus, which contains further information on the
applic tion procedures. 招股章程尚有其他關於申請程序的資料，本申請表格應與招股章程一併閱讀。
	Application Form 申請表格
To: MC Electric Limited		致： 蜆殼電業有限公司
The ole ponsor			獨家保薦人
The Joint Bookrunners			聯席賬簿管理人
The Joint Lead Managers			聯席牽頭經辦人
Public Offer Underwriters			公開發售包銷商
Applicants' declaration		申請人聲明
I/We agree to the terms and conditions and application		本人╱吾等同意本申請表格及招股章程的條款及條
procedures in this Application Form and the Prospectus.		件以及申請程序。請參閱本申請表格「填交本申請表
Please refer to the "Effect of completing and submitting		格的效用」一節。
this Application Form" section of this Application Form.
Warning: Only one application may be made for the benefit		警告：任何人士僅可為其自身利益作出一次認購申
of any person.Please refer to the last four bullets of "Effect		請。請參閱「填交本申請表格的效用」一節最後四點。

of completing and submitting this Application Form" section.

Please use this form if you want the Public Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的公開發售股份，請使用本表格

Signed by (all) applicant(s) (all joint applicants must sign):

For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀

由（所有）申請人簽署（所有聯名申請人必須簽署）：

Broker No. 經紀號碼

Broker's Chop 經紀印章

Date: 日期：

D日

/

M月 /

Y年

Number of Public Offer Shares applied for (not more

Cheque/banker's cashier order number

than 93,750,000 shares) 申請認購的公開發售股份數

目（不超過93,750,000股）

支票╱銀行本票號碼

Name of bank on which cheque/Banker's cashier order

is drawn (see "How to make your application" section)

Total amount 總額

兌現支票╱銀行本票的銀行名稱（見「申請手續」

HK$

港元

一節）

Name (in English, in BLOCK letters) 英文姓名╱名稱（正楷）

Family name or company name 姓氏或公司名稱

Forename(s) 名字

Name (in Chinese) 中文姓名╱名稱

版

Family name or company name 姓氏或公司名稱

Forename(s) 名字

Occupation (in English) 職業（以英文填寫）

Hong Kong Identity Card No./Passport No./Hong

Kong Business Registration No.* (Please delete as

appropriat ) 香港身份證號碼╱護照號碼╱香港商

業登記號碼*（請刪除不適用者）

樣

Names of all other joint applicants in English (if any, in BLOCK tt rs)

Hong Kong Identity Card No./Passport No./Hong

所有其他聯名申請人的英文姓名╱名稱（如有，正楷）

Kong Business Registration No. of all other joint

app icants* (Please delete as appropriate) 所有其他聯

(1)

名申請人的香港身份證號碼╱護照號碼╱香港商

業登記號碼*（請刪除不適用者）

(2)

(1)

(2)

(3)

(3)

ADDRESSSampleLABEL 地 址 標 貼 (Your name(s) and

Hong Kong address (in English) and telephone no. (Joint applicants should give the address and the telephone number of the first-namedpplic nt only, in BLOCK letters) 香港地址（以英文填寫）及電話號碼（聯名申請人只須以正楷填寫排名首位申請人的地址及電話號碼）

Telephone No. 電話號碼

For Nominees: You will be tre ted as applying for your own benefit if you do not complete this section. Please provide an account number or identification code for each (joint) beneficial owner. 由代名人遞交：代名人若不填寫本節， 是項認購申請將視作為 閣下利益提出。請填寫每名 （聯名）實益擁有人的賬戶號碼或識別編碼。

address in Hong Kong in BLOCK letters 請用英文正 楷填寫姓名╱名稱及香港地址）

For Internal Use 此欄供內部使用

Please use this form if you want the Public Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的公開發售股份，請使用本表格

• (1) An individual must provide his Hong Kong identity card number or, if he does not hold a Hong Kong identity card, his passport number. A body corporate must provide its Hong Kong business registration

number. Each joint applicant must provide its or his relevant number. The Hong Kong identity card number(s)/passport number(s)/Hong Kong business registration number(s) will be transferred to a third party for checking the Application Form's validity. 個別人士須填寫其香港身份證號碼或（如非香港 身份證持有人）護照號碼。法人團體須填寫其香港商業登記號碼。每名聯名申請人均須提供其 相關號碼。該等香港身份證號碼╱護照號碼╱香港商業登記號碼將轉交予第三方以核實申請 表格的有效性。

(2) Part of the Hong Kong identity card number/passport number of you or, for joint applicants, the first- named applicant may be printed on your refund cheque (if any). Your banker may require verification of your Hong Kong identity card number/passport number before you can cash your refund cheque. 退款支票（如有）上或會印有 閣下或（如屬聯名申請人）排名首位申請人的香港身份證號碼╱護照

號碼的一部分。銀行兌現退款支票前或會要求查證 閣下的香港身份證號碼╱護照號碼。

(3) If an application is made by an unlisted company and:		版
• the principal business of that company is dealing in securities; and
• you exercise statutory control over that company,
then the application will be treated as being made for your benefit.
倘若申請人是一家非上市公司，而：	樣
•	該公司主要從事證券買賣業務；及
•	閣下對該公司可行使法定控制權，
是項申請將視作為 閣下的利益提出。
Sample

	樣
This page is int ntiona ly l ft blank
此乃白頁 特意留空
Sample

版

Please use this form if you want the Public Offer Shares to be issued in your name

How to make your application

1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 6,000 Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected.

			NUMBER OF PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
		Number of	Amount		Number of	Amount		Number of	Amount		Number of	Amount
		Public	payable on		Public	payable on		Public	payable on		Public	payable on
	Offer Shares	application		Offer Shares	application	Offer Shares	application		Offer Shares	application
		applied for	HK$		applied for	HK$		applied for	HK$		applied for	HK$
		6,000	2,302.97		60,000	23,029.76		900,000	345,446.33		12,000,000	4,605,951.12
		12,000	4,605.95		90,000	34,544.63		1,200,000	460,595.11		15,000,000	5,757,438.90
		18,000	6,908.92		120,000	46,059.51		1,500,000	575,743.89		18,000,000	6,908,926.68
		24,000	9,211.91		150,000	57,574.39		1,800,000	690,892.67		24,000,000	9,211,902.24
		30,000	11,514.88		180,000	69,089.27		2,400,000	921,190.22		30,000,000	11,514,877.80
		36,000	13,817.85		240,000	92,119.02		3,000,000	1,151,487.78		45,000,000	17,272,316.70
		42,000	16,120.83		300,000	115,148.78		4,500,000	1,727,231.67		60,000,000	23,029,755.60
		48,000	18,423.80		450,000	172,723.17		6,000,000	2,302,975.56		93,750,000(1)	35,983,993.13
		54,000	20,726.78		600,000	230,297.56		9,000,000	3,454,463.34		(1) Maximum number of Public
												Offer Shares you may apply for.
2.	Complete the form in English in BLOCK tt rs and sign it. Only written signatures will be accepted (and
		not by way of personal chop).
3.	Staple your cheque or banker's cashi r ord r to the form. Each application for the Public Offer Shares
		must be accompanied by either one s parate ch que or one separate banker's cashier order. Your
		application will be rejected if your ch que or bank r's cashi r order does not meet all the following
		requirements:
	The cheque must:					Banker's cashier order must:
	•	be in Hong Kong dollars;
	•	not be post-dated;
	•	be made payable to "HANG SENG (NOMINEE) LIMITED - SMC ELECTRIC LIMITED
		PUBLIC OFFER";
	•	be crossed "Account Payee Only";
	•	be dr wn on your Hong Kong dollar bank	•	be issued by a licensed bank in Hong Kong, and
		ccount in Hong Kong; nd			have your name certified on the back by a
	•	show your ccount n	e, which	ust either be		person authorised by the bank. The name on
		pre-printed on the cheque, or be endorsed on		the banker's cashier order must correspond
		the b	ck by	person	uthorised by the bank.		with your name. If it is a joint application, the
		This	ccount n me must correspond with your		name on the back of the banker's cashier order
		n me. If it is	joint	pplication, the account		must be the same as the first-named applicant's
		name must be the same as the first-named		name.
		applicant's name.
	Sample

Please use this form if you want the Public Offer Shares to be issued in your name

4. Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker's cashier order attached) to one of the collection boxes at any of the following branches of the receiving bank:

Hang Seng Bank Limited

District	Branch	Address
Hong Kong Island	Head Office	83 Des Voeux Road Central
	North Point Branch	335 King's Road
Kowloon	Tsimshatsui Branch	18 Carnarvon Road, Tsimshatsui
	Kowloon Main Branch	618 Nathan Road, Mongkok

5.	Your Application Form can be lodged at these times:
	Saturday, 29 February 2020 - 9:00 a.m. to 12:00 noon
	Monday, 2 March 2020 - 9:00 a.m. to 5:00 p.m.
	Tuesday, 3 March 2020 - 9:00 a.m. to 5:00 p.m.
	Wednesday, 4 March 2020 - 9:00 a.m. to 5:00 p.m.
	Thursday, 5 March 2020 - 9:00 a.m. to 5:00 p.m.
	Friday, 6 March 2020 - 9:00 a.m. to 12:00 noon
6.	The latest time for lodging your app ication is 12:00 noon on Friday, 6 March 2020. The application lists
	will be open between 11:45 .m. and 12:00 noon on that day, subject only to the weather conditions, as
	described in the paragraph headed "How to App y for Public Offer Shares - 10. Effect of Bad Weather
	on the Opening of the A lication Lists" in the Prosp ctus.
	The application for the Public Offer Shares wi commence on Saturday, 29 February 2020 through
	Friday, 6 March 2020. The	lication monies (inc uding the brokerage fees, SFC transaction levies and
	Stock Exchange trading fees) will be held by the receiving bank on behalf of the Company and the
	refund monies, if any, will be returned to the a licants without interest on or before Monday, 16 March
	2020. Investors should be aware that the dealings in the Shares on the Stock Exchange are expected to

Samplecommence on Tuesday, 17 March 2020.

如 閣下欲以本身名義登記將獲發行的公開發售股份，請使用本表格

申請手續

1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為6,000股公開發售股份，並為 下表所列的其中一個數目，否則恕不受理。

			可供申請認購的公開發售股份數目及應繳款項
申請認購的	申請時	申請認購的	申請時	申請認購的	申請時		申請認購的	申請時
	公開發售	應繳款項	公開發售	應繳款項		公開發售	應繳款項			公開發售	應繳款項
	股份數目	港元	股份數目	港元		股份數目	港元			股份數目	港元
	6,000	2,302.97	60,000	23,029.76			900,000	345,446.33			12,000,000	4,605,951.12
	12,000	4,605.95	90,000	34,544.63			1,200,000	460,595.11			15,000,000	5,757,438.90
	18,000	6,908.92	120,000	46,059.51			1,500,000	575,743.89			18,000,000	6,908,926.68
	24,000	9,211.91	150,000	57,574.39			1,800,000	690,892.67			24,000,000	9,211,902.24
	30,000	11,514.88	180,000	69,089.27			2,400,000	921,190.22			30,000,000	11,514,877.80
	36,000	13,817.85	240,000	92,119.02			3,000,000	1,151,487.78			45,000,000	17,272,316.70
	42,000	16,120.83	300,000	115,148.78			4,500,000	1,727,231.67			60,000,000	23,029,755.60
	48,000	18,423.80	450,000	172,723.17			6,000,000	2,302,975.56			93,750,000(1)	35,983,993.13
	54,000	20,726.78	600,000	230,297.56			9,000,000	3,454,463.34		(1) 閣下可申請認購的公開發售
												股份最高數目。
												版
2.	以英文正楷填妥申請表格並加簽署。僅接納親筆簽名（不得以個人印章代替）。
3.	閣下須將支票或銀行本票釘於表格上。每份公開發售股份申請須附一張獨立開出支票或一張
	獨立開出銀行本票。支票或銀行本票必須符合以下所有規定，否則 閣下的認購申請不獲接
	納：							樣
支票必須：					銀行本票必須：
•	為港元；
•	不得為期票；
•	註明抬頭人為「恒生（代理人）有限公司- 蜆殼電業有限公司公開發售」；
•	劃線註明「只准入抬頭人賬戶」；
•	從 閣下在香港的港元銀行賬戶中開出；及		•		須由香港持牌銀行開出，並由有關銀行授權
•	顯示 閣下的賬戶名稱，而該賬戶名稱必須				的人士在銀行本票背面簽署核證 閣下姓名╱
	已預印在支票上，或由有關銀行授權的人士				名稱。銀行本票所示姓名╱名稱須與 閣下
	在支票背書。賬戶名稱必須與 閣下姓名╱				姓名╱名稱相同。如屬聯名申請，銀行本票
	名稱相同。如屬聯名申請，賬戶名稱必須與				背面所示姓名╱名稱必須與排名首位申請人
	排名首位申請人的姓名╱名稱相同。				的姓名╱名稱相同。
	Sample

如 閣下欲以本身名義登記將獲發行的公開發售股份，請使用本表格

4. 請將填妥的申請表格撕下，對摺一次，然後連同隨附的支票或銀行本票一併投入收款銀行下 列任何一家分行特設的收集箱：

	恒生銀行有限公司
	區域	分行	地址
	香港島	總行	德輔道中83號
		北角分行	英皇道335號
	九龍	尖沙咀分行	尖沙咀加拿芬道18號
		九龍總行	旺角彌敦道618號	版
5.	閣下可於下列時間遞交申請表格：
樣
		二零二零年二月二十九日（星期六） - 上午九時正至中午十二時正
		二零二零年三月二日（星期一） - 上午九時正至下午五時正
		二零二零年三月三日（星期二） - 上午九時正至下午五時正
		二零二零年三月四日（星期三） - 上午九時正至下午五時正
		二零二零年三月五日（星期四） - 上午九時正至下午五時正
		二零二零年三月六日（星期五） -	上午九時正至中午十二時正
	Sample
6.	截止遞交申請的時間為二零二零年三月六日（星期五）中午十二時正。本公司將於當日上午十一

時四十五分至中午十二時正期間登記認購申請，惟僅受當日天氣情況影響（詳見招股章程「如何 申請公開發售股份- 10. 惡劣天氣對辦理申請登記的影響」一段）。

公開發售股份申請將於二零二零年二月二十九日（星期六）開始，直至二零二零年三月六日（星期 五）止。申請股款（包括經紀佣金、證監會交易徵費及聯交所交易費）將由收款銀行代表本公司 持有，且退款金額（如有）將於二零二零年三月十六日（星期一）或之前不計利息退還予申請人。 投資者務請注意，預期股份於二零二零年三月十七日（星期二）開始在聯交所買賣。

Please use this form if you want the Public Offer Shares to be issued in your name

SMC ELECTRIC LIMITED

蜆殼電業有限公司

(Incorporated in the Cayman Islands with limited liability)

SHARE OFFER

Conditions of your application			•	agree to disclose to the Company, the Hong Kong Branch Share
A.	Who can apply					Registrar, the receiving bank, the Sole Sponsor, the Joint
1.	You and any person(s) for whose benefit you are applying must be		Bookrunners, the Joint Lead Managers, the Underwriters and/or
	18 years of age or older and must have a Hong Kong address.		their respective advisers and agents any personal data which they
2.	If you are a firm, the application must be in the individual		may require about you and the person(s) for whose benefit you have
	members' names.					made the application;
3.	The number of joint applicants may not exceed 4.
•	if the laws of any place outside Hong Kong apply to your
4.	If you are a body corporate, the application must be signed by a
	application, agree and warrant that you have complied with all
	duly authorised officer, who must state his representative capacity,
		such laws and none of the Company, the Sole Sponsor, the Joint
	and stamped with your corporation's chop.
		Bookrunners, the Joint Lead Managers and the Underwriters nor
5.	You must be outside the United States, not be a United States
	any of their respective officers or advisers will breach any law
	Person (as defined in Regulation S under the U.S. Securities Act)
	and not be a legal or natural person of the PRC.		outside Hong Kong as a result of the acceptance of your offer to
6.	Unless permitted by the Listing Rules, you cannot apply for any		purchase, or any action arising from your rights and obligations
	Public Offer Shares if you are:				under the terms and conditions contained in the Prospectus and
	•	an existing beneficial owner of shares in the Company and/		this Application Form;
		or any of its subsidiaries;		•	agree that once your application has been accepted, you may not
	•	a Director or chief executive of the Company and/or any of		rescind it because of an innocent misrepresentation;
	•	its subsidiaries;			•	agree that your application, any acceptance of it and the resulting
	a close associate of any of the above;		contract will be governed and construed in accordance with the
	•	a core connected person of the Company or will become a
		laws of Hong Kong;
		core connected person of the Company immediately upon
		•	represent, warrant and undertake that (i) you understand that the
		completion of the Share Offer; or
			Public Offer Shares have not been and will not be registered under
	•	have been allocated or have applied for or indicated an
		the U.S. Securities Act; and (ii) you and any person for whose
		interest in any Placing Shares or otherwise participate in the
			b n fit you are applying for the Public Offer Shares are outside the
		Placing.
						Unit	d States (as defined in Regulation S) or are a person
B.	If you are a nominee				d scrib d in paragraph (h)(3) of Rule 902 of Regulation S;
You, as a nominee, may make more than one app ication for the Pub ic	•	warrant that the information you have provided is true and
Offer Shares by: (i) giving electronic application instructions to HKSCC		accurat ;
via Central Clearing and Settlement System ("CCASS") (if you are a	•	agr	to accept the Public Offer Shares applied for, or any lesser
CCASS Participant); or (ii) using a WHITE or YELLOW App ication		numb r of such Shares allocated to you under the application;
Form, and lodge more than one application in your own name on b ha f	•	authorise the Company to place your name(s) on the Company's
of different beneficial owners.				r gist	r of members as the holder(s) of any Public Offer Shares
C.	Effect of completing and submitting this A lication Form		allocated to you, and the Company and/or its agents to send any
	share certificate(s) and/or any refund cheque(s) to you or the first-
By completing and submitting this Ap	lication Form, you (and if you are
	named applicant for joint application by ordinary post at your own
joint applicants, each of you jointly and severally) for yourself or as an
	risk to the address stated on the application, unless you are eligible
agent or a nominee on behalf of each person for whom you act:
	to collect the share certificate(s) and/or refund cheque(s) in person;
•	undertake to execute all relevant documents and instruct and
•	declare and represent that this is the only application made and the
	authorise the Co	pany, the Sole S onsor, the Joint Bookrunners
		only application intended by you to be made to benefit you or the
	and/or the Joint Lead Managers (or their agents or no inees), as
	agents of the Co pany, to execute any docu ents for you and to do		person for whose benefit you are applying;
	on your behalf all things necessary to register any Public Offer	•	understand that the Company, the Sole Sponsor, the Joint
	Sh res	lloc ted to you in your n	as required by the Articles of		Bookrunners, the Joint Lead Managers and the Underwriters will
	Associ tion;						rely on your declarations and representations in deciding whether
•	gree to co	ply with the Co	p	nies Ordinance, the Companies		or not to make any allotment of any of the Public Offer Shares to
	(Winding Up nd Miscell neous Provisions) Ordinance and the		you and that you may be prosecuted for making a false declaration;
•	Articles of Associ tion;	d the terms and conditions and	•	(if the application is made for your own benefit) warrant that no
confirm th	t you h ve re		other application has been or will be made for your benefit on a
	pplic	tion procedures set out in the Prospectus and in this
		WHITE or YELLOW Application Form or by giving electronic
	Applic tion Form	nd gree to be bound by them;
		application instructions to HKSCC or to the eWhite Form Service
•	confirm th t you h ve received	nd read the Prospectus and have
	Provider by you or by any one as your agent or by any other person;
	only relied on the information and representations contained in the
		and
	Prospectus in making your application and will not rely on any
	•	(if you are making the application as an agent for the benefit of
	other information or representations except those in any
	supplement to the Prospectus;				another person) warrant that (i) no other application has been or
•	confirm that you are aware of the restrictions on the Share Offer in		will be made by you as agent for or for the benefit of that person or
	the Prospectus;					by that person or by any other person as agent for that person on a
•	agree that none of the Company, the Sole Sponsor, the Joint		WHITE or YELLOW Application Form or by giving electronic
SampleBookrunners, the Joint Lead Managers, the Underwriters, their application instructions to HKSCC; and (ii) you have due authority
	respective directors, officers, employees, partners, agents, advisers		to sign the Application Form or give electronic application
	and any other parties involved in the Share Offer is or will be liable		instructions on behalf of that other person as their agent.
	for any information and representations not in the Prospectus (and
	any supplement to it);			D.	Power of attorney
•	undertake and confirm that you or the person(s) for whose benefit
If your application is made through an authorised attorney, the Company,

you have made the application have not applied for or taken up, or	the Sole Sponsor, the Joint Bookrunners and the Joint Lead Managers
indicated an interest for, and will not apply for or take up, or
may accept or reject your application at their discretion, and on any
indicate an interest for, any Offer Shares under the Placing nor
condition they think fit, including evidence of the attorney's authority.
participated in the Placing;

Please use this form if you want the Public Offer Shares to be issued in your name

Allocation of the Public Offer Shares - Pools A and B	applicant which is eligible for personal collection, your authorised
The total number of Public Offer Shares available under the Public Offer	representative must bear a letter of authorisation from your corporation
will initially be divided equally into two pools for allocation purposes as	stamped with your corporation's chop. Both individuals and authorised
follows:		representatives must produce, at the time of collection, evidence of
(i)	Pool A: The Public Offer Shares in Pool A will be allocated on an	identity acceptable to the Hong Kong Branch Share Registrar.
	equitable basis to applicants who have applied for Public Offer	If you do not collect your refund cheque(s) and/or share certificate(s)
	Shares each with a total subscription amount (excluding brokerage	personally within the time period specified for collection, they will be
	fee, Stock Exchange trading fee and SFC transaction levy) of HK$5	despatched promptly to the address as specified on this Application Form
	million or less.		by ordinary post at your own risk.
(ii)	Pool B: The Public Offer Shares in Pool B will be allocated on an	If you apply for less than 1,000,000 Public Offer Shares, your refund
	equitable basis to applicants who have applied for Public Offer	cheque(s) and/or Share certificate(s) will be sent to the address on the
	Shares each with a total subscription amount (excluding brokerage	relevant Application Form on or before Monday, 16 March 2020, by
	fee, Stock Exchange trading fee and SFC transaction levy) of more	ordinary post and at your own risk.
	than HK$5 million and up to the value of Pool B.
	No receipt will be issued for application monies paid. The Company will
Applicants should be aware that applications in Pool A and Pool B are
not issue temporary documents of title.
likely to receive different allocation ratios. If Public Offer Shares in one
pool (but not both pools) are undersubscribed, the unsubscribed Public	Refund of your application monies
Offer Shares will be transferred to the other pool to satisfy demand in that
If you do not receive any Public Offer Shares or if your application is
other pool and be allocated accordingly. Allocation of Shares to investors
accepted only in part, the Company will refund to you your application
under the Public Offer will be based solely on the level of valid
monies (including the related 1% brokerage, 0.0027% SFC transaction
applications received under the Public Offer. The basis of allocation may
levy and 0.005% Stock Exchange trading fee) without interest. If the Offer
vary, depending on the number of Public Offer Shares validly applied for
Price is less than the maximum price of the offer price range, the
by applicants. The allocation of Public Offer Shares could, where
Company will refund to you the surplus application monies (including the
appropriate, consist of balloting, which would mean that some applicants
related 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock
may receive a higher allocation than others who have applied for the same
Exchange trading fee) without interest.
number of Public Offer Shares, and those applicants who are not
The refund procedures are stated in the paragraph headed "How to Apply
successful in the ballot may not receive any Public Offer Shares.
for Public Offer Shares - 14. Despatch/collection of share certificates and
Applicants can only receive an allocation of Public Offer Shares from
either Pool A or Pool B but not from both pools and may only apply for	refund monies" in the Prospectus.
Public Offer Shares in either Pool A or Pool B. In addition, multiple or	Application by HKSCC Nominees Limited ("HKSCC Nominees")
suspected multiple applications within either pool or between pools will
be rejected. No application will be accepted from applications for more	Where this Application Form is signed by HKSCC Nominees on behalf of
than 93,750,000 Public Offer Shares (being 50% of the initial number of	persons who have given electronic application instructions to apply for the
Public Offer Shares). Multiple or suspected multiple applications und r	Public Off r Shares, the provisions of this Application Form which are
the Public Offer and any application for more than 100% of Public Off r	inconsist nt with those set out in the Prospectus shall not apply and
Shares initially available under pool A or pool B for subscription will be	provisions in the Prospectus shall prevail.
rejected. Each applicant under the Public Offer wi a so be r quir d to	Without limiting the generality of this paragraph, the following sections
give an undertaking and confirmation in the Application Form submitt d	of this Application Form are inapplicable where this form is signed by
by him that he and any person(s) for whose benefit he is making the	HKSCC Nomin es:
application have not received any Shares under the P acing, and such	•	"Applicants' declaration" on the first page;
applicant's application is liable to be rejected if the said und rtaking and/	•	"Warning" on the first page;
or confirmation is breached and/or untrue (as the case may b ).	•	"If you are a nominee";
Determination of the Offer Price and Allocation of the Pub ic Offer Shares	•	All representations and warranties under the "Effect of completing
	and submitting this Application Form" section, except the first one
The Offer Price is expected to be fixed on or around Saturday, 7 March
	regarding registration of Public Offer Shares in the applicant's
2020 as may be agreed between the Com any (for itself and on behalf of
	name and the signing of documents to enable the applicant to be
the Selling Shareholder) and the Joint Bookrunners (for themselves and
	registered as the holder of the Public Offer Shares;
on behalf of the Underwriters). Ap licants are required to ay the
•	"If your application for Public Offer Shares is successful (in whole
maximum Offer Price of HK$0.38 for each Public Offer Share together
	or in part)"; and
with 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock
•	"Refund of your application monies".
Exchange trading fee. If the Offer Price is not agreed between the
The following sections in the "How to Apply for Public Offer Shares"
Company (for itself and on behalf of the Selling Shareholder) and the Joint
Bookrunners (for the	selves nd on beh lf of the Underwriters) on or	section of the Prospectus are inapplicable where this form is signed by
before Frid y, 13 M rch 2020, unless otherwise announced, the Share	HKSCC Nominees:
Offer will not proceed	nd will l pse.	•	"8. How many applications can you make"; and
Applic tions for Public Offer Sh res will not be processed and no	•	"12. Circumstances in which you will not be allotted Offer Shares".
allotment of ny Public Offer Sh res will be ade until the application	Effect of the Information You Give to Boardroom Share Registrars (HK)
lists close.
The Comp ny expects to nnounce the fin l Offer Price, the indication of	Limited
the level of interest in the Pl cing, the level of applications in the Public	Boardroom Share Registrars (HK) Limited and its related bodies'
Offer and the b sis of	lloc tion of the Public Offer Shares on Monday, 16	corporate, directors, officers, employees and agents ("Representatives")
March 2020 on the tock Exch nge's website at www.hkexnews.hkand the	expressly disclaim and exclude to the maximum extent permitted by law
Company's website at www.smcelectric.com.hk. Results of allocations of	any liability for any loss or damage suffered or incurred by the applicant
the Public Offer hares, and the Hong Kong identity card/passport/Hong	or any other person or entity however caused relating in any way to, or
Kong business registration numbers of successful applicants (where	connected with, any information provided by or on behalf of the applicant
applicable) will be available on the above websites.	on or in connection with this document or any services provided
The allocation of Offer	hares between the Public Offer and the Placing is	hereunder, or any other written or oral communication provided by or on
subject to reallocation as detailed in the section headed "Structure of the	behalf of the applicant in connection with this document or any services
Share Offer - R -allocation Between the Placing and the Public Offer" in	provided hereunder. This includes, without limitation, any errors or
Sample
the Prospectus.		omissions in such information however caused, or the Representatives or
If your application for Public Offer Shares is successful (in whole or in part)	any other person or entity placing any reliance on such information or any
documentation, image, recording or reproduction of such information, or
If you apply for 1,000,000 or more Public Offer Shares and have provided
its accuracy, completeness, currency or reliability.
all information required in this Application Form, you may collect the

refund cheques(s) and/or share certificate(s) in person from: Boardroom Share Registrars (HK) Limited at 2103B, 148 Electric Road, North Point, Hong Kong from 9:00 a.m. to 1:00 p.m. on Monday, 16 March 2020 or such other date as notified by us on the above websites.

If you are an individual who is eligible for personal collection, you must not authorise any other person to collect for you. If you are a corporate

如 閣下欲以本身名義登記將獲發行的公開發售股份，請使用本表格

SMC ELECTRIC LIMITED

蜆殼電業有限公司

（於開曼群島註冊成立之有限公司）

股份發售

申請條件		•	同意在本公司、香港股份過戶登記分處、收款銀
甲.	可提出申請的人士		行、獨家保薦人、聯席賬簿管理人、聯席牽頭經辦
1.	閣下及 閣下為其利益提出申請的人士必須年滿		人、包銷商及╱或彼等各自的顧問及代理提出要求
	18歲並擁有香港地址。		時，向彼等披露有關 閣下及 閣下為其利益提
2.	如 閣下為公司，則申請須以個別成員名義提		出申請的人士的任何個人資料；
	出。		•	倘香港境外任何地方的法例適用於 閣下的申
3.	聯名申請人不得超過四名。		請，則同意及保證 閣下已遵守所有有關法例，且
4.	如 閣下為法人團體，申請須經獲正式授權人		本公司、獨家保薦人、聯席賬簿管理人、聯席牽頭
	員簽署，並註明其代表身份及蓋上公司印鑑。		經辦人及包銷商及彼等各自的任何高級職員或顧
5.	閣下必須身處美國境外，且非美籍人士（定義見
	問概不會因接納 閣下的購買要約，或 閣下在
	美國證券法S規例），及並非中國法人或自然人。
		招股章程及本申請表格所載條款及條件的權利及
6.	除非獲上市規則准許，否則下列人士概不得申
	責任所引致的任何行動而違反任何香港境外法
	請認購任何公開發售股份：
		例；
	•	本公司及╱或其任何附屬公司股份的現有
	•	同意 閣下的申請一經接納，即不得因無意的失
		實益擁有人；		實陳述而撤銷；
	•	本公司及╱或其任何附屬公司的董事或最
	•	同意 閣下的申請、任何對申請的接納及由此產
		高行政人員；		生的合約受香港法例規管，並按其詮釋；
	•	上述任何人士的緊密聯繫人；	•
	•	本公司的核心關連人士或緊隨股份發售完	聲明、保證及承諾 (i)閣下明白公開發售股份不曾
				版
		成後將成為本公司核心關連人士的人士；或		亦不會根據美國證券法登記；及(ii)閣下及 閣下
	•	已獲分配或已申請認購或表示有意願認購		為其利益申請公開發售股份的人士均身處美國境
		任何配售股份或以其他方式參與配售的人		外（定義見S規例），或屬S規例第902條第(h)(3)段
		士。		所述的人士；
乙.	如 閣下為代名人	•	保證 閣下提供的資料真實及準確；
•	同意接納所申請的公開發售股份或根據申請分配
閣下作為代名人可提交超過一份公開發售股份申請，		予 閣下的任何較少數目的公開發售股份；
方法是：(i)透過中央結算及交收系統（「中央結算系統」）	•		樣
向香港結算發出電子認購指示（如 閣下為中央結算	授權本公司將 閣下的姓名╱名稱列入本公司股
	東名冊，作為 閣下所獲分配任何公開發售股份
系統參與者）；或(ii)使用白色或黃色申請表格，以自		的持有人，並授權本公司及╱或其代理以普通郵
身名義代表不同的實益擁有人提交超過一份申請。		遞方式按申請所示地址向 閣下或聯名申請排名
丙.	填交本申請表格的效用		首位的申請人發送任何股票及╱或任何退款支
	票，郵誤風險由 閣下承擔，惟 閣下合資格親身
閣下填妥並遞交本申請表格，即表示 閣下（如屬聯		領取股票及╱或退款支票除外；
名申請人，即各人共同及個別）代表 閣下本身，或作
•	聲明及表示此乃 閣下為本身或 閣下為其利益
為 閣下代其行事的每位人士的代理或代名人：		提出申請的人士提出及擬提出的唯一申請；
•	承諾簽立所有相關文件，並指示及授權本公司、
•	明白本公司、獨家保薦人、聯席賬簿管理人、聯席
	獨家保薦人、作為本公司代理的聯席賬簿管理人		牽頭經辦人及包銷商將依據 閣下的聲明及陳述
	及╱或聯席牽頭經辦人（或彼等的代理或代名人）
		決定是否向 閣下分配任何公開發售股份， 閣下
	代表 閣下簽立任何文件以及進行所有必要事項，
		如作出虛假聲明，或會遭檢控；
	以根據組織章程細則將 閣下獲分配的任何公開
	•	（如申請是為 閣下本身利益提出）保證 閣下或
	發售股份以 閣下名義登記；		作為 閣下的代理的任何人士或任何其他人士不
•	同意遵守公司條例、公司（清盤及雜項條文）條例
	及組織章程細則；		曾亦不會為 閣下的利益以白色或黃色申請表格
•	確認	閣下已細閱招股章程及本申請表格所載條		或透過向香港結算或e白表服務供應商發出電子
	款及條件和申請程序，並同意受其約束；		認購指示而提出其他申請；及
•	確認	閣下已收到及細閱招股章程，且僅依據招	•	（如 閣下作為代理為另一人士的利益提出申請）
	股章程所載資料及陳述提出申請，而除招股章程		保證(i)閣下（作為代理或為該人士利益）或該人士
	任何補充文件外，不會依賴任何其他資料或陳述；		或任何其他作為該人士代理的人士不曾亦不會以
•	確認	閣下知悉招股章程內有關股份發售的限制；		白色或黃色申請表格或透過向香港結算發出電子
•	同意本公司、獨家保薦人、聯席賬簿管理人、聯席		認購指示提出其他申請；及(ii)閣下獲正式授權作
	牽頭經辦人、包銷商、彼等各自的董事、高級職		為該人士的代理，代為簽署申請表格或發出電子
	員、僱員、合夥人、代理、顧問及參與股份發售的		認購指示。
	任何其他人士現時或日後均毋須對並非招股章程
	Sample	授權書
	（及其任何補充文件）所載任何資料及陳述負責；	丁.
•	承諾及確認 閣下或 閣下為其利益提出申請的	如 閣下透過授權人士提出申請，本公司、獨家保薦
	人士並無申請或接納或表示有意認購（亦不會申	人、聯席賬簿管理人及聯席牽頭經辦人可按其認為合
	請或接納或表示有意認購）配售項下的任何發售	適的條件（包括出示獲授權證明）酌情接納或拒絕 閣

股份，亦並無參與配售；下的申請。

如 閣下欲以本身名義登記將獲發行的公開發售股份，請使用本表格

公開發售股份的分配- 甲組及乙組	同 貴公司蓋上公司印鑑的授權書領取。個人及授權
就分配而言，公開發售項下的公開發售股份總數將	代表須於領取時出示香港股份過戶登記分處接納的
初步平均分為兩組，詳情如下：	身份證明文件。
(i) 甲組：甲組的公開發售股份將按公平基準分配予	如 閣下未有於指定領取時間親身領取退款支票及╱
每名申請公開發售股份且認購總額（不包括經紀	或股票，則有關支票及╱或股票將隨即以普通郵遞
佣 金、聯交 所交 易費 及 證 監 會交 易徵 費）為	方式寄往本申請表格所示地址，郵誤風險由 閣下承
5,000,000港元或以下的申請人。	擔。
(ii) 乙組：乙組的公開發售股份將按公平基準分配	如 閣下申請認購1,000,000股以下公開發售股份，
予每名申請公開發售股份且認購總額（不包括經	則 閣下的退款支票及╱或股票將於二零二零年三月
紀佣金、聯交所交易費及證監會交易徵費）為
十六日（星期一）或之前以普通郵遞方式寄往有關申請
5,000,000港元以上但不超過乙組價值的申請人。
表格所示地址，郵誤風險由 閣下承擔。
申請人務須知悉，甲組申請及乙組申請的分配比例可
本公司不會就申請時繳付的款項發出收據，亦不會發
能有別。倘其中一組（而非兩組）的公開發售股份認購
出臨時所有權文件。
不足，則未獲認購的公開發售股份將轉撥至另一組，
以滿足該組的需求，並作出相應分配。公開發售的投	退回申請股款
資者分配股份將僅基於根據公開發售接獲的有效申
若 閣下未獲分配任何公開發售股份或申請僅部分
請數目進行。分配基準或有不同，這取決於申請人
獲接納，本公司將不計利息退回 閣下的申請股款（包
有效申請的公開發售股份數目。公開發售股份的分
括相關的1% 經紀佣金、0.0027% 證監會交易徵費及
配可能（如適當）包括抽籤形式，即部分申請人可能較
其他申請相同數目公開發售股份的申請人獲分配更	0.005%聯交所交易費）。如發售價低於發售價範圍的
多公開發售股份，而未能中籤的申請人則可能不會獲	最高發售價，本公司將不計利息退回多收申請股款（包
分配任何公開發售股份。申請人僅可獲分配甲組或	括相關的1% 經紀佣金、0.0027% 證監會交易徵費及
乙組而非兩組的公開發售股份，並僅可申請甲組或乙	0.005%聯交所交易費）。
組其中一組的公開發售股份。此外，任何一組或兩	有關退款程序載於招股章程「如何申請公開發售股份
組之間的重複或疑屬重複申請將不獲受理，亦不得	- 14. 發送╱領取股票及退回股款」一段。
申請超過93,750,000股公開發售股份（即初步公開發售				版
股份數目的50%）。公開發售下重複或疑屬重複的申請	香港中央結算（代理人）有限公司（「香港結算代理人」）
及任何認購超過甲組或乙組項下100% 初步可供認購	提出的申請
公開發售股份的申請將不獲受理。公開發售的每位	如本申請表格由香港結算代理人代表發出電子認購
申請人亦須在提交的申請表格承諾及確認其本人及	指示申請公開發售股份的人士簽署，本申請表格與招
為其利益代為申請的任何人士並無根據配售獲取任	股章程不符的條文將不適用，且以招股章程的條文
何股份，且如上述承諾及╱或確認遭違反及╱或失	為準。
實（視情況而定），申請人的申請可遭拒絕受理。	在不限制此段一般應用的前提下，本申請表格的以下樣
釐定發售價及公開發售股份的分配	部分在香港結算代理人作簽署人的情況下並不適用：
•		第一頁的「申請人聲明」；
預期發售價於本公司（為其本身及代表售股股東）與聯
•		第一頁的「警告」；
席賬簿管理人（為彼等本身及代表包銷商）可能協定的	•	「如 閣下為代名人」；
二零二零年三月七日（星期六）或前後釐定。申請人須
繳付每股公開發售股份0.38港元的最高發售價，另加	•	「填交本申請表格的效用」一節項下的所有陳述及
1%經紀佣金、0.0027%證監會交易徵費及0.005%聯交			保證，惟首項有關以申請人名義登記公開發售股
		份及簽署使申請人登記成為公開發售股份持有人
所交易費。倘本公司（為其本身及代表售股股東）與聯
		的文件除外；
席賬簿管理人（為彼等本身及代表包銷商）於二零二零
•	「如 閣下成功申請認購公開發售股份（全部或部
年三月十三日（星期五）或之前未能協定發售價，除非
另有公佈，否則股份發售將不會進行並將告失效。			分）」；及
截止登記認購申請前，概不處理公開發售股份的申	•	「退回申請股款」。
請及配發任何公開發售股份。	招股章程「如何申請公開發售股份」一節的以下部分在
本 公 司 預 期 於二 零 二 零 年 三 月十 六日（星 期 一） 香港結算代理人作簽署人的情況下並不適用：
在 聯 交 所 網 站 (www.hkexnews.hk) 及 本 公 司 網 站	•	「8.閣下可提交的申請數目」；及
(www.smcelectric.com.hk) 公佈最終發售價、配售踴躍	•	「12.閣下不獲配發發售股份的情況」。
程度、公開發售認購水平及公開發售股份分配基準。
公開發售股份的分配結果以及成功申請人的香港身	閣下提供給寶德隆證券登記有限公司的資訊的有關
份證╱護照╱香港商業登記號碼（如適用）亦同於上	影響
述網站公佈。	寶德隆證券登記有限公司和其有關連的法人團體、
發售股份在公開發售與配售之間的分配可予重新分	董事、高級職員、僱員及代理（「代表」）在法律所容許
配，詳情載於招股章程「股份發售的架構- 配售與公	的最大限度內明確卸棄及免除在任何方面與申請人
開發售之間的重新分配」一節。	或代表申請人在此文件提供的或與此文件或在此文
如 閣下成功申請認購公開發售股份（全部或部分）	件下提供的任何服務相關的任何資料，或任何申請
人或代表申請人提供與此文件或在此文件下提供的
倘 閣下申請1,000,000股或以上公開發售股份，並已
任何服務相關的任何其他書面或口頭通訊，有關或
按本申請表格規定提供所有資料，則可於二零二零Sample
年三月十六日（星期一）上午九時正至下午一時正期間	相關由申請人或任何其他人士或實體所遭受或招致
不論如何造成的任何損失或損害的任何法律責任。
或本公司在上述網站上公佈的其他日期，親臨寶德隆
此包括但不限於，該等資料中不論如何造成的任何
證券登記有限公司（地址為香港北角電氣道148號2103B
室）領取退款支票及╱或股票。	錯誤或遺漏，或代表或任何其他人士或實體對該等

如 閣下為個人申請人並合資格親身領取， 閣下不 資料或任何該等資料的文件記錄、影像、記錄或複 得授權任何其他人士代為領取。倘 閣下為公司申請 製品作出的任何依據，或其準確性、完整性、合時 人 並合資格派人領 取，則 閣下的授權代表須攜 性或可靠性。

Please use this form if you want the Public Offer Shares to be issued in your name

Personal Data
Personal Information Collection Statement	3.	Transfer of personal data
This Personal Information Collection Statement informs	Personal data held by the Company and its Hong Kong
the applicant for, and holder of, Public Offer Shares, of the	Branch Share Registrar relating to the securities holders
policies and practices of the Company and its Hong Kong	will be kept confidential but the Company and its Hong
Branch Share Registrar in relation to personal data and the	Kong Branch Share Registrar may, to the extent necessary
Personal Data (Privacy) Ordinance (Chapter 486 of the	for achieving any of the above purposes, disclose, obtain or
Laws of Hong Kong) (the "Ordinance").	transfer (whether within or outside Hong Kong) the
1. Reasons for the collection of your personal data	personal data to, from or with any of the following:
•	the Company's appointed agents such as financial
It is necessary for applicants and registered holders of		advisers, receiving bankers and overseas principal
securities to supply correct personal data to the Company		share registrar;
or its agents and the Hong Kong Branch Share Registrar	•	where applicants for securities request a deposit into
when applying for securities or transferring securities into		CCASS, HKSCC or HKSCC Nominees, who will use
or out of their names or in procuring the services of the		the personal data for the purposes of operating
Hong Kong Branch Share Registrar.		CCASS;
Failure to supply the requested data may result in your	•	any agents, contractors or third-party service providers
application for securities being rejected, or in delay or the		who offer administrative, telecommunications,
inability of the Company or its Hong Kong Branch Share		computer, payment or other services to the Company or
Registrar to effect transfers or otherwise render their		the Hong Kong Branch Share Registrar in connection
services. It may also prevent or delay registration or
	with their respective business operation;
transfers of the Public Offer Shares which you have
•	the Hong Kong Stock Exchange, the SFC and any
successfully applied for and/or the despatch of share
	other statutory, regulatory or governmental bodies,
certificate(s) and/or refund cheque(s) to which you are
	administrative authorities or courts or otherwise as
entitled.
Sample
It is important that securities holders inform the Company		required by laws, rules or regulations; and
and the Hong Kong Branch Share Registrar imm diat ly	•	any persons or institutions with which the securities'
of any inaccuracies in the personal data suppli d and make		hold rs have or propose to have dealings, such as
correction or update thereof.		th ir bankers, solicitors, accountants or stockbrokers
		tc.

2.	Purposes			4.	R t ntion of personal data
The personal data of the securities holders may be us d,
The Company and its Hong Kong Branch Share Registrar
held, processed, and/or stored (by whatever m ans) for the
wi	k p the personal data of the applicants and holders of
following purposes:
		securities for as long as necessary to fulfil the purposes for
•	processing your application and/or refund cheque,
which the personal data were collected. Personal data
	where applicable, verification of com iance with the
	which is no longer required will be destroyed or dealt with
	terms and application	rocedures set out in this
	in accordance with the Ordinance.
	Application Form and the Pros ectus and announcing
	results of allocation of the Public Offer Shares;	5.	Access to and correction of personal data
•	compliance with applicable laws and regulations in
Securities holders have the right to ascertain whether the
	Hong Kong and elsewhere;
	Company or the Hong Kong Branch Share Registrar hold
•	registering new issues or transfers into or out of the
their personal data, to obtain a copy of that data, and to
	n mes of securities' holders including, where
	correct any data that is inaccurate. The Company and the
	pplic ble, HKSCC No	inees;
•	int ining or upd	ting the register of securities'	Hong Kong Branch Share Registrar have the right to
	holders of the Co p	ny;		charge a reasonable fee for the processing of such requests.
•	verifying securities holders' identities;	All requests for access to data or correction of data should
•	est blishing benefit entitlements of securities' holders	be addressed to us, at our registered address disclosed in
	of the Comp ny, such	s dividends, rights issues,	the section headed "Corporate Information" in the
	bonus issues, etc.;			Prospectus or as notified from time to time, for the
•	distributing communications from the Company and	attention of the company secretary, or the Hong Kong
	its subsidiaries;			Branch Share Registrar for the attention of the privacy
•	compiling statistical information and securities'	compliance officer.
	holder profiles;			By signing an Application Form or by giving electronic
•	making disclosure as required by laws, rules, codes or
	regulations;			application instructions to HKSCC, you agree to all of the
•	disclosing relevant information to facilitate claims on	above.

entitlements; and

• any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Branch Share Registrar to discharge their obligations to securities' holders and/or regulators and/or any other purposes to which the securities' holders may from time to time agree.

如 閣下欲以本身名義登記將獲發行的公開發售股份，請使用本表格

個人資料
個人資料收集聲明	3.	轉交個人資料
此項個人資料收集聲明是向公開發售股份的申請	本公司及其香港股份過戶登記分處所持有關證券
人和持有人說明有關本公司及其香港股份過戶登	持有人的個人資料將會保密，但本公司及其香港
記分處有關個人資料和香港法例第486章個人資	股份過戶登記分處可以在為達到上述任何目的之
料（私隱）條例（「條例」）方面的政策和慣例。	必要情況下，向下列任何人士披露、獲取或轉交
	收集 閣下個人資料的原因	（無論在香港境內或境外）有關個人資料：
1.	•	本公司委任的代理，例如財務顧問、收款銀
				版
證券申請人及登記持有人以本身名義申請證券或		行和主要海外股份過戶登記處；
轉讓或受讓證券時或尋求香港股份過戶登記分	•	（如證券申請人要求將證券存於中央結算系
處的服務時，必須向本公司或其代理及香港股份		統）香港結算或香港結算代理人；彼等將會
過戶登記分處提供準確個人資料。		就中央結算系統的運作使用有關個人資料；
未能提供所要求的資料可能導致 閣下申請證券	•	向本公司或香港股份過戶登記分處提供與其
被拒，或本公司或其香港股份過戶登記分處延遲		各自業務營運有關的行政、電訊、電腦、付
			樣
或無法落實轉讓或以其他方式提供服務。此舉		款或其他服務的任何代理、承包商或第三方
也可能妨礙或延遲登記或轉讓 閣下成功申請的		服務供應商；
公開發售股份及╱或寄發 閣下應得的股票及╱	•	香港聯交所、證監會及任何其他法定、監管
或退款支票。		或政府機關、行政機關或法院或法例、規則
證券持有人所提供的個人資料如有任何錯誤，須		或法規規定的其他機構；及
立即通知本公司及香港股份過戶登記分處，並就	•	證券持有人與其進行或擬進行交易的任何人
此作出更正或更新。		士或機構，例如彼等的銀行、律師、會計師
	Sample	或股票經紀等。
2.	目的		個人資料的保留
證券持有人的個人資料可以任何方式被採用、持	4.
有、處理及╱或保存，以作下列用途：	本公司及其香港股份過戶登記分處將按收集個
•	處理 閣下的申請及╱或退款支票（如適用）、	人資料的用途所需期限內保留證券申請人及持有
	核實是否符合本申請表格及招股章程載列的	人的個人資料。無需保留的個人資料將會根據
	條款和申請程序以及公佈公開發售股份的分	條例銷毀或處理。
	配結果；		查閱和更正個人資料
•	遵守香港及其他地區的適用法律及法規；	5.
•	以證券持有人（包括香港結算代理人（如適用） 證券持有人有權確定本公司或香港股份過戶登記
	的名義登記新發行或轉讓或受讓證券；	分處是否持有其個人資料，索取有關資料的副本
•	存置或更新本公司證券持有人的名冊；	及更正任何不準確資料。本公司和香港股份過戶
•	核實證券持有人的身份；	登記分處有權就處理任何查閱資料的要求收取
•	確定本公司證券持有人的受益權利，例如股	合理費用。
	息、供股和紅股發行等；	所有查閱資料或更正資料的要求應按招股章程
•	分發本公司及其附屬公司的通訊；	「公司資料」一節所披露或不時通知的本公司註冊
•	編製統計數據和證券持有人資料；	地址送交公司秘書，或向本公司的香港股份過戶
•	根據法律、規則、守則或法規作出披露；	登記分處的個人資料私隱事務主任提出。
•	披露有關資料以便就權益索償；及	閣下簽署申請表格或向香港結算發出電子認購指
•	與上述有關的任何其他附帶或相關目的及╱
	或使本公司及香港股份過戶登記分處能履行	示，即表示同意上述各項。
	對證券持有人及╱或監管機構承擔的責任
	及╱或證券持有人不時同意的任何其他目
	的。

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