1. Details of issuer
Name: | Deutsche Lufthansa AG |
Street: | Venloer Str. 151-153 |
Postal code: | 50672 |
City: |
Cologne |
Legal Entity Identifier (LEI): | 529900PH63HYJ86ASW55 |
2. Reason for notification
Acquisition/disposal of shares with voting rights | |
X | Acquisition/disposal of instruments |
Change of breakdown of voting rights | |
X |
Other reason: |
3. Details of person subject to the notification obligation
Legal entity: Société Générale S.A. |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
01 Jul 2021 |
6. Total positions
% of voting rights attached to shares |
% of voting rights through instruments |
Total of both in % | Total number of voting rights pursuant to Sec. 41 WpHG | |
New | 0.74 % | 4.28 % | 5.02 % | 597,742,822 |
Previous notification | 0 % | 0 % | 0 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN | Absolute | In % | ||
Direct |
Indirect |
Direct |
Indirect | |
DE0008232125 | 4,325,943 | 103,583 | 0.72 % | 0.02 % |
Total | 4,429,526 | 0.74 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
Right to recall lent securities | N/A | N/A | 6,897,518 | 1.15 % |
Convertible Bonds | 17.11.2025 | 17.11.2025 | 848,765 | 0.14 % |
Listed Call Options | 17.12.2021 | Until 17.12.2021 | 214,900 | 0.04 % |
Certificates | 16.07.2021-17.02.2023 | 16.07.2021-17.02.2023 | 1,527,013 | 0.26 % |
Total | 9,488,196 | 1.59 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
OTC Call Options on Basket | 03.01.2025 | 03.01.2025 | Cash | 1,512 | 0 % |
OTC Call Options on Basket | 03.01.2033 | Until 03.01.2033 | Cash | 331,775 | 0.06 % |
Contracts For Difference | N/A | N/A | Cash | 370,924 | 0.06 % |
Certificates | 17.09.2021 | 17.09.2021 | Cash | 413,084 | 0.07 % |
Certificates | 31.12.2030-03.01.2033 | Until 31.12.2030-03.01.2033 | Cash | 45,926 | 0.01 % |
OTC Call Options | 16.07.2021-03.01.2033 | Until 16.07.2021-03.01.2033 | Cash | 3,960,446 | 0.66 % |
OTC Call Options | 17.09.2021-17.06.2022 | 17.09.2021-17.06.2022 | Cash | 336,569 | 0.06 % |
OTC Put Options | 16.07.2021-03.01.2033 | Until 16.07.2021-03.01.2033 | Cash | 1,432,744 | 0.24 % |
OTC Put Options | 17.09.2021-17.06.2022 | 17.09.2021-17.06.2022 | Cash | 714,900 | 0.12 % |
Listed Put Options | 17.09.2021-15.12.2023 | Until 17.09.2021-15.12.2023 | Physical | 2,815,100 | 0.47 % |
Listed Call Warrants | 16.07.2021-03.01.2033 | Until 16.07.2021-03.01.2033 | Cash | 3,226,647 | 0.54 % |
Listed Call Warrants | 17.09.2021-03.01.2025 | 17.09.2021-03.01.2025 | Cash | 313,751 | 0.05 % |
Listed Put Warrants | 16.07.2021-03.01.2033 | Until 16.07.2021-03.01.2033 | Cash | 1,432,744 | 0.24 % |
Listed Put Warrants | 17.09.2021-17.06.2022 | 17.09.2021-17.06.2022 | Cash | 714,900 | 0.12 % |
Total | 16,111,022 | 2.70 % |
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
Société Générale S.A. | % | % | % |
Société Générale Effekten GmbH | % | % | % |
- | % | % | % |
Société Générale S.A. | % | % | % |
SG AMERICAS Securities Holdings, LLC | % | % | % |
SG AMERICAS Securities, LLC | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights | Proportion of instruments | Total of both |
% | % | % |
10. Other explanatory remarks:
Date
06 Jul 2021 |
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Disclaimer
Deutsche Lufthansa AG published this content on 07 July 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 08 July 2021 16:24:37 UTC.