Masan : Private Equity New Markets II KS discloses results of transaction.

PHl,J Ll,JC SO 12

APPENDIX 12

sAo cAo KET QUA GIAO DICH co PHlU/CHO'NG CHI au? COA NGU'O'I NOi ao vA NGU'O'I c6

LIEN QUAN

REPORT ON RESULTS OF TRANSACTION IN SHARES/FUND CERTIFICATES OF INTERNAL PERSON AND AFFILIATED PERSONS

(Ban hanh kem theo Th6ng tu s6 15512015/TT-BTC ngay 06 thang 10 niim 2015 cua B Tai chfnh hU'O'ng din cOng b6 th6ng tin tren thi tru¢ng chCmg khol:ln)

(Promulgated with the Circular No 15512015/TT-BTC on October 06, 2015 of the Ministry of Finance guiding the Information disclosure on securities markets)

CQNG HOA xA HQI CHO NGHTA vier NAM

£>9c Jtp • Tl,P do ·Hfnh phuc

THE SOCIALIST REPUBLIC OF VIETNAM

Independence • Freedom • Happiness

Tp. HCM ngay 21 thti ng 04 nam 2017

HCM City, 21 April 2017

BAO CAO KET QUA GIAO D!CH CO PHIEU C0A NGU'O'INQI BQ COA CONG TY ElAI CHONG, NGU'OIN(,)1 BQ CUA QU'f ElICHUNG VA NGU'OICO LIEN QUAN COA NGU'C11.NQI BQ

REPORT ON RESULTS OF TRANSACTION IN SHARES OF INTERNAL PERSON OF PUBLIC COMPANY, INTERNAL PERSON OF PUBLIC FUND AND RELATED PERSONS OF INTERNAL PERSON

Kfnh gll'i: - Uy ban Chll'ng khoan Nha n1.1'6'C

- So- Giao djch ch(rng kho;n TP. HCM

• COng Ty Cb Phan T$p Eloan Mai;an ("MSN")

  To: - The State Securities Commission

• Ho Chi Minh Stock Exchenge

• Masan Group Corporation ('MSN")

1. Th Ong tin ve t5 ch(J>c thi,rc hi@n giao djch:

Information on organization that conducts the transfer:

He;> va ten Ten t6 ch(rc:

Name of organization:

PRIVATE EQUITY NEW MARKETS II KJS

Quoc tich/ Nationa!lty: EJan M,;1ch

So Gitly ch(l'ng nhan dang ky doanh nghi$p: 30540409

Certificate of business registration No.

Ngay ctlp/Oate of issue: 23/04/2008

NO'i cp/P/ace of issue: CO' Quan Quan Ly Kinh Doanh f)an Mch

Danish Business Authority

£lia chi lien h$/Elja chi t n,1 sa chinh/ Address: Tuborg Havnevej 18st. DK-2900

Hellerup, f)an M1;1ch

- Elien thoi/ Telephone: [phone] Fax: [phone]

Email: [e-mail]

Ch(rc v1,1 hin nayliiti cOng ty dal chung;

Current position in the public company:

Website; www.penmpartners.com C6 dOng 16'n

Major Shareholder

1. Thong tin ve ngU'cii nQi bO cua cOng ty dai chung la ngv6'i c6 lien quan cua t6 ch(rc thvc hi(m giao djch (dOi vaiIn.rang h9'P ngv6'1 thl,l'c hin giao dich la ngvai c6 lien quan cua ngvai n¢i bQ cua cOng ty dai chung)l lnfonnation about internal person of the public company is related person of trading organization (in case trader is related person of internal person of the public company):

   Hc;i va ten ngU'6'1 n¢i bQ/ Name of Internal person: Lars Kjaer

   QuOc t!ch/ Nationality: flan M

   • so CMND, H¢ chi€lu, The can cu6'c/ ID card/Passport No.: 207491566

   • Elia chT thU'cmg tru/ Permanent address: Rudevang 76, 2840 Holte, Denmark

     • Eli(in thoai litin he/Te/: [phone]

     Fax: [phone] Email:

   • Ch(rc wlty dai chung tiili ngay dang ky giao dich: Thanh Vien H¢i £>Ong Quan

Tri

Posittion in the public company:

ChC,,c v1,1 hin nayll)li cOng ty dl)li chOng:

BOO Member

Thanh Vien H(li DOng Quan Tri

Currently posittion in the public company: BOD Member

- M6i quan he giCPa to ch(rc thl,l'c hi(in

giao dich v6'i ngvai n(li b¢: Ph6 Tong Giam E>oc

Relationship of organization executing

transaotion with internet person: Deputy Gener.it Manager

S6 lvqng, ty Ico phi&u ma ngLP6'i n¢i b¢ dang n&m giQ> (nilu c6)/ Number, ownership proportion of shares held by the internal (if any): Khong CIJ!No

3. M!I chl.'.mg khoan giao dich/ Securities code:

4. Cac tai khoan giao djch c6 co phi€lu nu tl;li m1,1c 3:

Trading account number with shares

MSN

SCBFCA3256 tky Ngan Hang TNHH M()t Thanh Vin Standard Chartered (Vi{Jt Nam)

mentioned above: SCBFCA3256 at Standard Chartered (Viet Nam) LLC

1. SO IU'Q'ng, ty l(i cO phit!u n{lm giiJ> trLP6'C khi

   thl,l'c hi$n giao djch: 60.016.826 co phi&lu, 5,27%

   Number, ownership proportion of shares held before transaction:

2. s6 h.r9'ng co phil!u dang k9 ban:

   Number of shares registered to sell:

3. S6 ILI'9'ng, ty le co phiu c:ta giao dJch: Number. ownership proportion of sharas sold:

4. SO IU'Q'ng, ty le cO phil!u nAm giCP

   sau khi thl,l'C hilin giao djch:

   Number, ownership proportion of shares after the transaction:

5. PhU'O'ng thL'.rc giao djch:

Mode of transaction:

10. ThO'i gian thvc hin giao djch:

Transaction period:

60,016,826 shares, 5.27%

60.016.826 c6 phiu. 5,27%

60,016,826 shares, 5.27% ·

60.016.826 cO phlu. 5,27%

60,016,826 shares, 5.27%

O c6 phi€Ju, 0%

O shares, 0% Thoa thu n Put through

Ill' ngay 7 thang 04 nlim 2017 n

ngay 21 thang 4 nam 2017

from 7 March 2017 to 21 April

2017

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