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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
1. Identity of the issuer or the underlying issuer | NBNK Investments plc | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | |||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ? | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
An event changing the breakdown of voting rights | |||||
Other (please specify): | |||||
3. Full name of person(s) subject to the | Aviva plc & its subsidiaries | ||||
4. Full name of shareholder(s) | Registered Holder: BNY Norwich Union Nominees Limited 814,051* Chase (GA Group) Nominees Limited4,962,509* *denotes direct interest | ||||
5. Date of the transaction and date on | 17 April 2013 | ||||
6. Date on which issuer notified: | 18 April 2013 | ||||
7. Threshold(s) that is/are crossed or | 12% to 11% Change at Combined Interest Level | ||||
8. Notified details: | |||||||||||
A: Voting rights attached to sharesviii, ix | |||||||||||
Class/type of
|
Situation previous | Resulting situation after the triggering transaction | |||||||||
Number |
Number |
Number |
Number of voting | % of voting rights x | |||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||
Ordinary Shares | 6,452,775 * | 6,452,775 * | 5,776,560 | 5,776,560 | Nil held | 10.74% | Nil | ||||
* Includes Qualifying Financial Instruments (Warrants = 676,215) | |||||||||||
B: Qualifying Financial Instruments | |||||||||||
Resulting situation after the triggering transaction | |||||||||||
Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting | |||||||
WARRANT | 31/08/2020 | ANY TIME UP TO 31/08/2020 | 528,280 | 0.98% | |||||||
FOUNDER WARRANT | 31/08/2020 | ANY TIME UP TO 31/08/2020 | 93,867 (Entitlement advised by Cenkos Securities) | 0.18% | |||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financial | Exercise price | Expiration date xvii |
Exercise/ | Number of voting rights instrument refers to | % of voting rights xix, xx | |
Nominal | Delta | |||||
Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
6,398,707 | 11.90% |
9. Chain of controlled undertakings through which the voting rights and/or the | ||
The voting rights are managed and controlled by Aviva Investors Global Services Limited, with the following chain of controlled undertakings:- Aviva Investors Global Services Limited: · Aviva plc (Parent Company) · Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc) · Aviva Investors Holdings Limited (wholly owned subsidiary of Aviva Group Holdings Limited) · Aviva Investors Global Services Limited (wholly owned subsidiary of Aviva Investors Holdings Limited) | ||
Proxy Voting: | ||
10. Name of the proxy holder: | See Section 4 | |
11. Number of voting rights proxy holder will cease | ||
12. Date on which proxy holder will cease to hold | ||
|
1 February 2013. | |
14. Contact name: | Neil Whittaker, Aviva plc | |
15. Contact telephone number: | 01603 684420 | |
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