FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or
Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer |
(Check all applicable) |
HUANG JEN HSUN | NVIDIA CORP [ NVDA ] | __ X __ Director | _____ 10% Owner | ||||||||||||||
(Last) | (First) | (Middle) | 3. Date of Earliest Transaction (MM/DD/YYYY) | ||||||||||||||
__ X __ Officer (give title below) | _____ Other (specify below) | ||||||||||||||||
C/O NVIDIA CORPORATION, 2788 | 6/19/2019 | President and CEO | |||||||||||||||
SAN TOMAS EXPRESSWAY | |||||||||||||||||
(Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) 6. Individual or Joint/Group Filing (Check Applicable Line) | ||||||||||||||||
SANTA CLARA, CA 95051 | _ X _ Form filed by One Reporting Person | ||||||||||||||||
(City) | (State) | (Zip) | ___ Form filed by More than One Reporting Person | ||||||||||||||
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||
1.Title of Security | 2. Trans. Date | 2A. Deemed | 3. Trans. Code | 4. Securities Acquired (A) | 5. Amount of Securities Beneficially Owned | 6. | 7. Nature of | ||||||||||
(Instr. 3) | Execution | (Instr. 8) | or Disposed of (D) | Following Reported Transaction(s) | Ownership | Indirect | |||||||||||
Date, if any | (Instr. 3, 4 and 5) | (Instr. 3 and 4) | Form: | Beneficial | |||||||||||||
Direct (D) | Ownership | ||||||||||||||||
or Indirect | (Instr. 4) | ||||||||||||||||
(A) or | (I) (Instr. | ||||||||||||||||
Code | V | Amount | (D) | Price | 4) | ||||||||||||
Common Stock | 6/19/2019 | F | 4002 | D | $153.12 | 1375886 (2) | D | ||||||||||
(1) | |||||||||||||||||
The Jen- | |||||||||||||||||
Hsun | |||||||||||||||||
(3) | Huang 2016 | ||||||||||||||||
Common Stock | 4/4/2019 | G | V | 54675 | D | $0 | 625975 | I | Annuity | ||||||||
Trust I | |||||||||||||||||
Agreement | |||||||||||||||||
The Jen- | |||||||||||||||||
Hsun | |||||||||||||||||
(3) | Huang 2016 | ||||||||||||||||
Common Stock | 4/4/2019 | G | V | 8344 | D | $0 | 748012 | I | Annuity | ||||||||
Trust II | |||||||||||||||||
Agreement | |||||||||||||||||
The Lori | |||||||||||||||||
Lynn | |||||||||||||||||
(3) | Huang 2016 | ||||||||||||||||
Common Stock | 4/4/2019 | G | V | 54675 | D | $0 | 625975 | I | Annuity | ||||||||
Trust I | |||||||||||||||||
Agreement | |||||||||||||||||
The Lori | |||||||||||||||||
Lynn | |||||||||||||||||
(3) | Huang 2016 | ||||||||||||||||
Common Stock | 4/4/2019 | G | V | 8344 | D | $0 | 748012 | I | Annuity | ||||||||
Trust II | |||||||||||||||||
Agreement | |||||||||||||||||
Common Stock | 4/4/2019 | G | V | 126038 | A | $0 | (3) | 15910420 | I | By Trust | |||||||
(4) | |||||||||||||||||
The Jen- | |||||||||||||||||
Hsun | |||||||||||||||||
(3) | Huang 2016 | ||||||||||||||||
Common Stock | 5/24/2019 | G | V | 625975 | D | $0 | 0 | I | Annuity | ||||||||
Trust I | |||||||||||||||||
Agreement | |||||||||||||||||
The Lori | |||||||||||||||||
Lynn | |||||||||||||||||
(3) | Huang 2016 | ||||||||||||||||
Common Stock | 5/24/2019 | G | V | 625975 | D | $0 | 0 | I | Annuity | ||||||||
Trust I | |||||||||||||||||
Agreement | |||||||||||||||||
By | |||||||||||||||||
Common Stock | 5/24/2019 | G | V | 1251950 | A | $0 | (3) | 1251950 | I | Irrevocable | |||||||
Remainder | |||||||||||||||||
Trust (5) | |||||||||||||||||
By | |||||||||||||||||
Common Stock | 1237239 | I | Partnership | ||||||||||||||
(6) | |||||||||||||||||
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security | 2. Trans. Date | 2A. Deemed | 3. Trans. Code | 4. Securities Acquired (A) | 5. Amount of Securities Beneficially Owned | 6. | 7. Nature of | ||||
(Instr. 3) | Execution | (Instr. 8) | or Disposed of (D) | Following Reported Transaction(s) | Ownership | Indirect | |||||
Date, if any | (Instr. 3, 4 and 5) | (Instr. 3 and 4) | Form: | Beneficial | |||||||
Direct (D) | Ownership | ||||||||||
or Indirect | (Instr. 4) | ||||||||||
(A) or | (I) (Instr. | ||||||||||
Code | V | Amount | (D) | Price | 4) | ||||||
By | |||||||||||
Common Stock | 557000 | I | Irrevocable | ||||||||
Trust (7) |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate | 2. | 3. Trans. | 3A. Deemed | 4. Trans. Code | 5. Number of | 6. Date Exercisable and | 7. Title and Amount of | 8. Price of | 9. Number of | 10. | 11. Nature | |||||
Security | Conversion | Date | Execution | (Instr. 8) | Derivative Securities | Expiration Date | Securities Underlying | Derivative | derivative | Ownership | of Indirect | |||||
(Instr. 3) | or Exercise | Date, if any | Acquired (A) or | Derivative Security | Security | Securities | Form of | Beneficial | ||||||||
Price of | Disposed of (D) | (Instr. 3 and 4) | (Instr. 5) | Beneficially | Derivative | Ownership | ||||||||||
Derivative | (Instr. 3, 4 and 5) | Owned | Security: | (Instr. 4) | ||||||||||||
Security | Following | Direct (D) | ||||||||||||||
Date | Expiration | Title | Amount or Number of | Reported | or Indirect | |||||||||||
Code | V | (A) | (D) | Exercisable | Date | Shares | Transaction(s) | (I) (Instr. | ||||||||
(Instr. 4) | 4) |
Explanation of Responses:
- Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4.
- Includes 8,069 shares issued upon the vesting of restricted stock units previously reported on a Form 4.
- Gift without consideration.
- The shares are held by Jen-Hsun Huang and Lori Huang, as co-trustees of the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 (the "Trust"), of which the Reporting Person is a trustee.
- The shares are held by The Huang Irrevocable Remainder Trust u/a/d February 19, 2016, of which the Reporting Person is a trustee.
- The shares are held by J. and L. Huang Investments, L.P., of which the Trust is the general partner.
- The shares are held by The Huang 2012 Irrevocable Trust, of which the Reporting Person is a trustee.
Reporting Owners
Reporting Owner Name / Address | Relationships | ||||||
Director | 10% Owner | Officer | Other | ||||
HUANG JEN HSUN | |||||||
C/O NVIDIA CORPORATION | X | President and CEO | |||||
2788 SAN TOMAS EXPRESSWAY | |||||||
SANTA CLARA, CA 95051 | |||||||
Signatures | |||||||
/s/ Rebecca Peters, Attorney-in-Fact for Jen-Hsun Huang | 6/20/2019 | ||||||
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
- If the form is filed by more than one reporting person, see Instruction 4(b)(v).
- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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Nvidia Corporation published this content on 20 June 2019 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 20 June 2019 23:48:06 UTC