April 14, 2021
Philippine Stock Exchange Inc.
6/F Philippine Stock Exchange Tower 28th Street corner 5th Avenue Bonifacio Global City, Taguig City
Attention : Mr. Mark V. Visda
Head - Corporate Planning & Research
Gentlemen:
In compliance with the requirement of the Philippine Stock Exchange (the "Exchange") as set out in Memorandum No. 2008-0356 dated July 29, 2008, we submit herewith the computation of public ownership level of common shares of PLDT Inc. listed on the Exchange as of March 31, 2021, hereto attached as Annex A.
Thank you.
Very truly yours,
PLDT Inc.
MA. LOURDES C. RAUSA-CHAN
Corporate Secretary
PLDT Inc.
Computation of Public Ownership (Common Stock) as of March 31, 2021
Number of Issued Shares | 218,779,886 |
Less: Number of Treasury Shares1 | 2,724,111 |
Number of Outstanding Shares | 216,055,775 |
Less :
Number of Shares | % to Total | ||
Total direct and | Outstanding | ||
Name | |||
Direct | Indirect | indirect shares | Shares |
A. Directors
Manuel V. Pangilinan | 271,611 | 23,300 | 3 |
Manuel L. Argel, Jr. | 1 | - | |
Helen Y. Dee | 98 | 24,982 | 2 |
Ray C. Espinosa | 13,043 | 22,700 | 3 |
James L. Go | 135,914 | 740,240 | 3 |
Shigeki Hayashi | 1 | - | |
Junichi Igarashi | 1 | - | |
Bernido H. Liu | 1 | - | |
Artemio V. Panganiban | 1 | 5,370 | 3 |
Albert F. Del Rosario | 106,780 | 35,630 | 3 |
Ma. Lourdes C. Rausa-Chan | 39 | 9,761 | 3 |
Pedro E. Roxas | 21 | 210 | 4 |
Marife B. Zamora | 5 | - | |
Sub-Total | 527,516 | 862,193 | |
B. Officers | |||
Manuel V. Pangilinan | - | - | |
Alfredo S. Panlilio | 3,000 | 13,505 | 3 |
Anabelle L. Chua | - | 24,378 | 3 |
Victorico P. Vargas | - | 12,965 | 3 |
Marilyn A. Victorio-Aquino | - | 10,300 | 3 |
Gina Marina P. Ordoñez | - | 5,141 | 3 |
Mary Rose L. Dela Paz | - | 3,350 | 3 |
Mario G. Tamayo | - | 6,575 | |
Ma. Lourdes C. Rausa-Chan | - | - | |
Alejandro O. Caeg | - | 9,315 | 3 |
Juan Victor I. Hernandez | - | 4,733 | 3 |
Menardo G. Jimenez, Jr. | 22 | 8,022 | 3 |
Katrina Luna-Abelarde | - | 3,881 | 3 |
Marco Alejandro T. Borlongan | - | 3,053 | 3 |
Mary Julie C. Carceller | - | - | |
Bernard H. Castro | - | - | |
Joan A. De Venecia-Fabul | - | 244 | 3 |
Gil Samson D. Garcia | - | 33 | 3 |
Joseph Ian G. Gendrano | - | 1,712 | 3 |
Victor Emmanuel S. Genuino II 5 | - | - | |
Ma. Criselda B. Guhit | - | 2,694 | 3 |
Leah Camilla R. Besa-Jimenez | - | 3,480 | 3 |
Princesita P. Katigbak | - | 1,475 | 3 |
Albert Mitchell L. Locsin | - | 2,478 | 3 |
Florentino D. Mabasa, Jr. | - | 3,661 | 3 |
Leo I. Posadas | 10 | 3,455 | 3 |
Dale M. Ramos | - | 2,660 | 3 |
Angel T. Redoble | - | 1,105 | 3 |
294,911 0.136498
1 0.000000
25,080 0.011608
35,743 0.016543
876,154 | 0.405522 |
1 | 0.000000 |
1 | 0.000000 |
1 | 0.000000 |
5,371 | 0.002486 |
142,410 | 0.065914 |
9,800 | 0.004536 |
- 0.000107
- 0.000002
1,389,709 0.643218
- | - |
16,505 | 0.007639 |
24,378 | 0.011283 |
12,965 | 0.006001 |
10,300 | 0.004767 |
5,141 | 0.002379 |
3,350 | 0.001551 |
6,575 | 0.003043 |
- | - |
9,315 | 0.004311 |
4,733 | 0.002191 |
8,044 | 0.003723 |
3,881 | 0.001796 |
3,053 | 0.001413 |
- | - |
- | - |
- 0.000113
- 0.000015
1,712 | 0.000792 |
- | - |
2,694 | 0.001247 |
3,480 | 0.001611 |
1,475 | 0.000683 |
2,478 | 0.001147 |
3,661 | 0.001694 |
3,465 | 0.001604 |
2,660 | 0.001231 |
1,105 | 0.000511 |
Page 1 of 4
Aileen D. Regio | - | 2,052 | 3 |
Luis S. Reñon | - | 55 | 3 |
Bernadette C. Salinas | - | 669 | 3 |
Victor Y. Tria | - | 2,167 | 3 |
Jude Michael H. Turcuato | - | - | |
Melissa V. Vergel de Dios | - | 3,435 | 3 |
John Henri C. Yanez | - | 968 | 3 |
Catherine Y. Yang | - | 1,900 | 3 |
Ma. Cecilia H. Abad | - | 633 | 3 |
Minerva M. Agas | - | 1,625 | 3 |
Benedict Patrick V. Alcoseba | - | 1,454 | 3 |
Cecille M. Alzona | - | 266 | 3 |
Elizabeth S. Andojar | - | 1,090 | 3 |
Roy Victor E. Ańonuevo | - | 551 | 3 |
Tito Rodolfo B. Aquino, Jr. | - | 890 | 3 |
Mitchie M. Arcaina | - | 250 | 3 |
Jerameel A. Azurin | - | 1,304 | 3 |
Francis A. Bautista | - | 767 | 3 |
Rafael M. Bejar, M.D. | - | 1,275 | 3 |
Dianne M. Blanco | - | 20 | 3 |
Wilson S. Bobier | - | 612 | 3 |
Luis Gregorio D. Casas | - | 321 | 3 |
Joseph Michael Vincent G. Co | - | - | |
Ma. Monica M. Consing | - | 298 | 3 |
Branden B. Dean | - | - | |
Aniceto M. Franco III | - | 756 | 3 |
Gene S. De Guzman | - | 1,132 | 3 |
John John R. Gonzales | - | 1,128 | 3 |
Leonard A. Gonzales | - | - | |
Silverio S. Ibay, Jr. | - | 1,295 | 3 |
Gary F. Ignacio | - | 1,108 | 3 |
Marven S. Jardiel | - | 1,444 | 3 |
Alexander S. Kibanoff | - | 1,444 | 3 |
Javier C. Lagdameo | - | 1,775 | 3 |
Joseph Henry S. Lebumfacil 6 | - | 100 | 3 |
Armando Dodjie T. Lim | - | 532 | 3 |
Czar Christopher S. Lopez | - | 1,970 | 3 |
Paolo Jose C. Lopez | - | 1,500 | 3 |
Ma. Carmela F. Luque | - | 1,635 | 3 |
Loreevi Gail O. Mercado | - | - | |
Oliver Carlos G. Odulio | - | 1,484 | 3 |
Jonston Prince W. Ong | - | - | |
Carlo S. Ople | - | 1,338 | 3 |
Charles Louis L. Orcena | - | 325 | 3 |
Serviliano L. Padiz, Jr. | - | 499 | 3 |
Raymond A. Racho | 106 | 470 | 3 |
Genaro C. Sanchez | 4,460 | 1,263 | 3 |
Maria Christina C. Semira | - | 969 | 3 |
Ma. Merceditas T. Siapuatco | - | 1,295 | 3 |
Arvin L. Siena | - | 1,488 | 3 |
Carla Elena A. Tabuena | - | 1,362 | 3 |
Ma. Magdalene A. Tan | - | - | |
Patrick S. Tang | - | 1,908 | 3 |
Jecyn Aimee C. Teng | - | 652 | 3 |
Milan M. Topacio | - | 457 | 3 |
Radames Vittorio B. Zalameda | - | 932 | 3 |
Sub-Total | 7,598 | 181,078 |
2,052 0.000950
- 0.000025
- 0.000310
2,167 | 0.001003 |
- | - |
3,435 | 0.001590 |
- 0.000448
1,900 0.000879
- 0.000293
1,625 0.000752
1,454 0.000673
- 0.000123
1,090 0.000505
- 0.000255
- 0.000412
-
0.000116
1,304 0.000604
- 0.000355
1,275 0.000590
- 0.000009
- 0.000283
321 | 0.000149 |
- | - |
298 | 0.000138 |
- | - |
756 0.000350
1,132 0.000524
1,128 | 0.000522 |
- | - |
1,295 | 0.000599 |
1,108 | 0.000513 |
1,444 | 0.000668 |
1,444 | 0.000668 |
1,775 | 0.000822 |
- 0.000046
- 0.000246
1,970 | 0.000912 |
1,500 | 0.000694 |
1,635 | 0.000757 |
- | - |
1,484 | 0.000687 |
- | - |
1,338 | 0.000619 |
- 0.000150
- 0.000231
- 0.000267
5,723 0.002649
969 0.000449
1,295 0.000599
1,488 0.000689
1,362 | 0.000630 |
- | - |
1,908 | 0.000883 |
- 0.000302
- 0.000212
- 0.000431
188,676 0.087327
Page 2 of 4
C. Principal/Substantial Stockholders | |||||
Philippine Telecommunications | 26,034,263 | - | 26,034,263 | 12.049788 | |
Investment Corp. | |||||
Metro Pacific Resources, Inc. | 21,556,676 | - | 21,556,676 | 9.977366 | |
Philippine Affiliate of First Pacific | - | 7,653,703 | 3 | 7,653,703 | 3.542466 |
Company Limited | |||||
NTT Communications Corp. | 12,633,487 | - | 12,633,487 | 5.847327 | |
NTT DOCOMO, INC. | 22,796,902 | 8,533,253 | 7 | 31,330,155 | 14.500957 |
JG Summit Group | 24,342,455 | - | 24,342,455 | 11.266746 | |
Sub-Total | 107,363,783 | 16,186,956 | 123,550,739 | 57.184650 |
D. | Affiliates | - | - | - | |
E. | Government 8 | - | - | - | |
F. | Banks 8 | - | - | - | |
G. | Employees 9 | - | - | - | |
H. | Lock-Up Shares | - | - | - | |
I. | Others | - | - | - | |
Total number of Non-Public Shares | 125,129,124 | ||||
Total Number of Shares Owned by the Public 10 | |||||
90,926,651 | |||||
Legend :
- All of the 2,724,111 common shares acquired by the Company for the period March 17, 2008 to March 31, 2021, pursuant to its Share Buyback Program, have already been reflected in the above data.
- As chairperson and president of Hydee Management and Resource Corporation, Ms. Dee may exercise the voting right in respect of 21,957 shares of Hydee Management and Resource Corporation. Also includes 2,780 shares thru RCBC Trust for the account of Michelle Y. Dee-Santos and 245 shares under the name of Helen Y. Dee both thru PCD Nominee Corporation.
- Thru PCD Nominee Corporation.
- Buyer is a Trust controlled by Mr. Pedro Roxas for his children thru PCD Nominee Corporation.
- Appointment as First Vice President effective February 1, 2021, was confirmed by the Board in its meeting held on March 25, 2021.
- Appointment as Vice President effective November 1, 2020, was confirmed by the Board in its meeting held on March 25, 2021.
- Thru JP Morgan Hongkong Nominees Limited.
- Shares issued/registered to government corporations and banks cannot be provided by our transfer agent due to system limitation in the database. Some names are in acronym and are not readily identifiable if a bank or a government corporation.
- Shares issued on account of the Company's Stock Plan (ESOP and PLDT Stock Purchase Plan) cannot readily be provided by our transfer agent due to system limitation. We believe that the outstanding shares issued under the Company's Stock Plan will not exceed 5% of PLDT's total outstanding common stock as of March 31, 2021.
10 Includes 4,768,366 shares registered in the name of JP Morgan Hongkong Nominees Limited, as nominee of JPMorgan Chase Bank, successor depositary under the Common Stock Deposit Agreement, dated October 14, 1994, as amended on February 10, 2003, between JPMorgan Chase Bank and the holders of American Depositary Receipts, or ADRs, evidencing American Depositary Shares, or ADS, representing shares of common stock of the Company. For the purpose of this report, 8,533,253 shares of common stock underlying ADS owned by NTT DOCOMO, INC. have been deducted from JP Morgan Hongkong Nominees Limited's shareholdings and are included in the shareholdings of principal stockholders. Per JP Morgan Hongkong Nominees Limited, none of the holders of ADSs owns more than 10% of PLDT outstanding common stock as of March 31, 2021.
Includes 71,223,165 shares registered in the name of PCD Nominee Corporation. For the purpose of this report, 7,653,703 shares beneficially owned by a Philippine affiliate of First Pacific Company Limited and 1,021,314 shares beneficially owned by PLDT directors and officers, have been deducted from PCD Nominee Corporation and are included in the shareholdings of the principal stockholders and PLDT directors and officers, respectively. Based on the information provided by PDTC to PLDT, none of the owners of the PLDT common shares registered under the name of PCD Nominee Corporation (PCD) owns more than 10% of PLDT's outstanding common stock as of March 31, 2021.
Page 3 of 4
Note:
Social Security System (SSS) - SSS holds 11,183,074 PLDT common shares, equivalent to 5% of the total outstanding common stock or 3% of the total outstanding voting stock of the Company. SSS has consistently maintained its 5% shareholdings (over the total outstanding common stock) and 3% shareholdings (over the total outstanding voting stock) for the last 5 years.
The aforementioned shares of SSS were not counted as Non-Public Shares because the Company believes that the percentage of SSS' shareholdings in PLDT is not substantial enough for SSS to gain significant influence over the management of the Company. (Reference: PSE Guidelines In Determining the Public Ownership of Listed Companies)
Page 4 of 4
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PLDT Inc. published this content on 15 April 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 15 April 2021 06:14:05 UTC.