Prudential Financial : Submission of Matters to a Vote of Security Holders (Form 8-K)
May 14, 2021 at 12:55 pm EDT
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Submission of Matters to a Vote of Security Holders
The Annual Meeting of Shareholders of Prudential Financial, Inc. (the 'Company') was held on May 11, 2021. Shareholders voted as follows on the matters presented for a vote.
1. The nominees for election to the Board of Directors were elected, each for a one-year term,based upon the following votes:
Nominee
For
Against
Abstain
Broker
Non-Votes
Thomas J. Baltimore
163,831,951
67,274,748
1,964,121
47,511,118
Gilbert F. Casellas
217,477,619
13,593,743
1,999,458
47,511,118
Robert M. Falzon
225,598,994
5,610,479
1,861,347
47,511,118
Martina Hund-Mejean
227,113,216
4,222,745
1,743,859
47,511,118
Wendy E. Jones
229,519,064
1,778,487
1,773,269
47,511,118
Karl J. Krapek
217,443,362
13,611,710
2,015,748
47,511,118
Peter R. Lighte
227,035,343
4,105,549
1,929,928
47,511,118
Charles F. Lowrey
210,942,901
19,630,807
2,497,112
47,511,118
George Paz
228,685,841
2,444,533
1,940,446
47,511,118
Sandra Pianalto
227,198,102
4,134,336
1,738,382
47,511,118
Christine A. Poon
209,911,820
21,341,045
1,817,955
47,511,118
Douglas A. Scovanner
228,190,332
2,756,753
2,123,735
47,511,118
Michael A. Todman
223,890,308
7,304,669
1,875,843
47,511,118
2. The proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm was approved based upon the following votes:
Votes for approval: 266,747,211
Votes against: 12,316,133
Abstentions: 1,518,594
There were no broker non-votes forthis item.
3. The proposal to approve, on an advisory basis, the compensation of the Company's named executive officers was approved based upon the following votes:
Votes for approval: 211,949,327
Votes against: 18,275,677
Abstentions: 2,845,816
Broker non-votes: 47,511,118
4. The proposal to approve the Prudential Financial, Inc. 2021 Omnibus Incentive Plan was approved based upon the following votes:
Votes for approval: 217,087,463
Votes against: 13,893,175
Abstentions: 2,090,182
Broker non-votes: 47,511,118
5. The shareholder proposal regarding an independent Board Chairman was not approved based on the following votes:
Votes for approval: 87,979,798
Votes against: 142,787,080
Abstentions: 2,303,942
Broker non-votes: 47,511,118
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Disclaimer
Prudential Financial Inc. published this content on 12 May 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 14 May 2021 16:54:04 UTC.
Prudential Financial, Inc. specializes in supplying financial services to private and institutional customers. Revenues break down by activity as follows:
- retirement insurance (25.4%);
- individual life insurance (11.4%);
- group insurance (10.3%): primarily life and disability insurances;
- individual fixed and variable annuity management (8.2%);
- portfolio and mutual fund management (7.5%): USD 1,524 billion in assets under management at the end of 2021;
- other (0.9%).
The remaining revenues (36.3%) are from international activities.
Revenues are distributed geographically as follows: the United States (63.8%), Japan (26.6%) and other (9.6%).
PRUDENTIAL FINANCIAL, INC. 
