Sequoia Financial : Application for quotation of securities - SEQ

Application for quotation of +securities

Announcement Summary

For personal use only

Entity name

SEQUOIA FINANCIAL GROUP LTD

Announcement Type

New announcement

Date of this announcement

Tuesday March 15, 2022

The +securities to be quoted are:

+Securities issued under a +dividend or distribution plan

Total number of +securities to be quoted

ASX +security		Number of +securities to
code	Security description	be quoted	Issue date
SEQ	ORDINARY FULLY PAID	197,066	15/03/2022

Refer to next page for full details of the announcement

Application for quotation of +securities

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Application for quotation of +securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

SEQUOIA FINANCIAL GROUP LTD

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

1.2	Registered number type	Registration number
ABN	90091744884
1.3	ASX issuer code
SEQ

1. The announcement is New announcement
2. Date of this announcement

15/3/2022

Application for quotation of +securities

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Application for quotation of +securities

Part 2 - Type of Issue

2.1 The +securities to be quoted are:

+Securities issued under a +dividend or distribution plan

For personal use only

2.2 The +securities to be quoted are:

Additional +securities in a class that is already quoted on ASX ("existing class")

2.3b.1 Date of Appendix 3A.1 lodged with ASX in relation to the underlying +dividend or distribution

7/3/2022

Application for quotation of +securities

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Application for quotation of +securities

Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an

Appendix 3B

only	Additional +securities to be quoted in an existing class issued under a +dividend or distribution plan
	ASX +security code and description
	SEQ : ORDINARY FULLY PAID
	Issue date
	15/3/2022
use	Will the +securities to be quoted rank equally in all respects from their issue date with the

existing issued +securities in that class? Yes

Issue details

For personal

Number of +securities to be quoted

197,066

Are the +securities being issued for a cash consideration?

No

Please describe the consideration being provided for the +securities

The Shares are issued to participating shareholders under the Company's Dividend Reinvestment Plan in relation to the Company's 2022 Interim Dividend, as announced to ASX on 17 February 2022.

Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted

0.680000

Any other information the entity wishes to provide about the +securities to be quoted

The price is the arithmetic average of the daily weighted average of shares sold on on the ASX during the period of 5 trading days prior to the closing date, minus a 2.5% DRP discount rate.

Application for quotation of +securities

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Application for quotation of +securities

Part 4 - Issued capital following quotation

For personal use only

Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)

	Total number of
ASX +security code and description	+securities on issue
SEQ : ORDINARY FULLY PAID	132,615,921

4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

	Total number of
ASX +security code and description	+securities on issue
SEQAU : OPTION EXPIRING 30-JUN-2022 EX $0.36	2,075,000
SEQAV : OPTION EXPIRING 30-JUN-2024 EX $0.45	2,000,000

Application for quotation of +securities

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