Company Special Opportunities Fund, Inc.

Equities

SPE

US84741T1043

Closed End Funds

Market Closed - Nyse 04:10:00 2024-04-26 pm EDT 5-day change 1st Jan Change
12.46 USD +0.89% Intraday chart for Special Opportunities Fund, Inc. +1.96% +5.06%

Business Summary

Special Opportunities Fund, Inc. (the Fund) is a diversified, closed-end management investment company. The Fund's investment objective is total return. The Fund invests primarily in securities, which have the opportunity for appreciation. The Fund may employ strategies designed to capture price movements generated by anticipated corporate events, such as investing in companies involved in special situations, including, but not limited to, mergers, acquisitions, asset sales, spin-offs, balance sheet restructuring, bankruptcy, liquidations, and tender offers. The Fund may, from time to time, engage in short sales of securities for investment or for hedging purposes. The Fund invests in closed-end funds, business development companies, preferred stocks, other common stocks, special purpose acquisition vehicles, corporate obligations, money market funds, warrants and rights, among others. Bulldog Investors, LLP is the investment adviser of the Fund.

Managers

Managers TitleAgeSince
Director of Finance/CFO 55 13-12-31
Chairman 79 09-10-17
President 58 09-10-17
Compliance Officer 53 20-03-31
Director/Board Member 86 08-12-31
Corporate Officer/Principal 42 -
Corporate Officer/Principal 55 09-09-30

Members of the board

Members of the board TitleAgeSince
Director/Board Member 86 08-12-31
Director/Board Member 79 08-12-31
President 58 09-10-17
Director/Board Member 55 08-12-31
Chairman 79 09-10-17
Director/Board Member 60 14-12-31

Share class

VoteQuantityFree-FloatCompany-owned sharesTotal Float
Stock A 0 11,182,133 11,182,133 ( 100.00 %) 0 100.00 %

Shareholders

NameEquities%Valuation
Relative Value Partners Group LLC
14.44 %
1,614,949 14.44 % 20 M $
RiverNorth Capital Management LLC
3.832 %
428,448 3.832 % 5 M $
Blue Bell Private Wealth Management LLC
2.340 %
261,706 2.340 % 3 M $
CSS LLC
2.338 %
261,384 2.338 % 3 M $
Shaker Financial Services LLC
1.765 %
197,348 1.765 % 2 M $
EPIQ Partners LLC
1.068 %
119,435 1.068 % 2 M $
Scotia Capital, Inc.
0.8162 %
91,266 0.8162 % 1 M $
Clough Capital Partners LP
0.3694 %
41,306 0.3694 % 522 108 $
First Manhattan Co LLC
0.3041 %
34,000 0.3041 % 429 760 $
Raymond James & Associates, Inc.
0.2906 %
32,494 0.2906 % 410 724 $
NameEquities%Valuation
Relative Value Partners Group LLC
52.65 %
1,338,762 52.65 % 31 M $
CSS LLC
11.12 %
282,834 11.12 % 7 M $
Morgan Stanley Smith Barney LLC
5.394 %
137,156 5.394 % 3 M $
Osaic Wealth, Inc.
2.917 %
74,169 2.917 % 2 M $
Wells Fargo Clearing Services LLC
1.699 %
43,186 1.699 % 1 M $
UBS Financial Services, Inc.
1.519 %
38,633 1.519 % 901 501 $
KCS Wealth Advisory LLC
0.9717 %
24,706 0.9717 % 576 515 $
Graham Capital Wealth Management LLC
0.9663 %
24,568 0.9663 % 573 294 $
Blue Bell Private Wealth Management LLC
0.1202 %
3,056 0.1202 % 71 312 $
3,010 0.1184 % 70 238 $

Company contact information

Special Opportunities Fund, Inc.

615 East Michigan Street

53202-5207, Milwaukee

+201-556-0092

https://specialopportunitiesfundinc.com/
address Special Opportunities Fund, Inc.(SPE)
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