Monthly Return of Equity Issuer on Movements in Securities

For Main Board and GEM listed issuers

For the month ended (dd/mm/yyyy) :

28/2/2017

To : Hong Kong Exchanges and Clearing Limited

Name of Issuer

SPT Energy Group Inc.

Date Submitted

2/3/2017

  1. Movements in Authorised Share Capital

    1. Ordinary Shares

      1. Stock code : 1251 Description : Ordinary Shares

        No. of ordinary shares

        Par value (State currency)

        Authorised share capital

        (State currency)

        Balance at close of preceding month 2,000,000,000 US$0.0001 US$200,000

        Increase/(decrease) --- ---

        Balance at close of the month 2,000,000,000 US$0.0001 US$200,000
      2. Stock code : N/A Description : N/A

      3. No. of ordinary shares

        Par value

        (State currency)

        Authorised share capital

        (State currency)

        Balance at close of preceding month Increase/(decrease)

        Balance at close of the month

        Stock code :

        N/A

        Description :

        N/A

        No. of preference shares

        Par value

        (State currency)

        Authorised share capital

        (State currency)

        Balance at close of preceding month

        Increase/(decrease)

        Balance at close of the month

        3. Other Classes of Shares

        Stock code :

        N/A

        Description :

        N/A

        No. of other classes of shares

        Par value

        (State currency)

        Authorised share capital

        (State currency)

        Balance at close of preceding month

        Increase/(decrease)

        Balance at close of the month

        Total authorised share capital at the end of the month (State currency) :

        US$200,000

      4. Movements in Issued Share Capital

      5. Balance at close of preceding month

        No. of ordinary shares

        No of preference shares

        No. of other classes of shares

        (1)

        (2)

        1,534,790,332

        ---

        ---

        ---

        Increase/ (decrease) during the month

        ---

        ---

        ---

        ---

        Balance at close of the month

        1,534,790,332

        ---

        ---

        ---

        Share Options (under Share Option Schemes of the Issuer)

        Particulars of share option scheme including EGM

        approval date (dd/mm/yyyy) and

        class of shares issuable

        No. of new shares of issuer issued during the month pursuant thereto

        No. of new shares of issuer which may be issued pursuant thereto as at close of the month

        Movement during the month

        Granted

        Exercised

        Cancelled

        Lapsed

        1. Share Option

        9,530,667

        Scheme

        Exercise Price

        HK$ 1.292

        ( 01/12/2011)

        Ordinary shares

        0

        0

        0

        0

        0

        (Note 1)

        5,083,334

        2. Share Option

        Scheme

        Exercise Price

        HK$ 1.36

        ( 01/12/2011)

        Ordinary shares

        0

        0

        0

        0

        0

        shares

        48,850,000

        (Note 1)

        3. Share Option

        Scheme

        Exercise Price

        HK$ 4.694

        ( 01/12/2011)

        Ordinary shares

        0

        0

        0

        300,000

        0

        (Note 1)

        130,000,000

        4. Share Option

        Scheme

        Exercise Price

        HK$ 0.49

        ( 01/12/2011)

        Ordinary shares

        0

        0

        0

        0

        0

        (Note 1)

        Total A. (Ordinary shares)

        N/A

        (Preference shares)

        N/A

        (Other class)

        N/A

        Total funds raised during the month from exercise of options (State currency)

        N/A

        Warrants to Issue Shares of the Issuer which are to be Listed

        Description of warrants

        (Date of expiry - dd/mm/yyyy)

        Nominal value at Currency of close of preceding nominal value month

        Exercised during the month

        Nominal value at close of the month

        No. of new shares of issuer issued during the month pursuant thereto

        No. of new shares of issuer which may be issued pursuant thereto as at close of the month

        1. N/A

        ( / / )

        Stock code (if listed)

        Class of shares issuable

        (Note 1)

        Subscription price

        EGM approval date (if applicable)

        (dd/mm/yyyy)

        ( / / )

        2. N/A

        ( / / )

        Stock code (if listed)

        Class of shares issuable

        (Note 1)

        Subscription price

        EGM approval date (if applicable)

        (dd/mm/yyyy)

        ( / / )

        3. N/A

        ( / / )

        Stock code (if listed)

        Class of shares issuable

        (Note 1)

        Subscription price

        EGM approval date (if applicable)

        (dd/mm/yyyy)

        ( / / )

        4. N/A

        ( / / )

        Stock code (if listed)

        Class of shares issuable

        (Note 1)

        Subscription price

        EGM approval date (if applicable)

        (dd/mm/yyyy)

        ( / / )

        Total B. (Ordinary shares)

        Nil

        (Preference shares)

        N/A

        (Other class)

        N/A

        Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)

        Currency of amount outstanding

        Amount at close of preceding month

        Converted during the month

        Amount at close of the month

        No. of new shares of issuer issued during the month pursuant thereto

        No. of new shares of issuer which may be issued pursuant thereto as at close of the month

        Class and description

        1. Convertible Bonds

        69,230,769

        US$

        15,000,000

        Nil

        15,000,000

        Nil

        Stock code (if listed)

        N/A

        Class of shares issuable

        (Note 1)

        Ordinary Shares

        initial conversion price(subject to

        adjustments)

        HK$1.69

        EGM approval date (if applicable)

        (dd/mm/yyyy))

        ( / / )

        2. N/A

        Stock code (if listed)

        Class of shares issuable

        (Note 1)

        Subscription price

        EGM approval date (if applicable)

        (dd/mm/yyyy)

        ( / / )

        3. N/A

        Stock code (if listed)

        Class of shares issuable

        (Note 1)

        Subscription price

        EGM approval date (if applicable)

        (dd/mm/yyyy)

        ( / / )

        4. N/A

        Stock code (if listed)

        Class of shares issuable

        (Note 1)

        Subscription price

        EGM approval date (if applicable)

        (dd/mm/yyyy)

        ( / / )

        Total C. (Ordinary shares)

        Nil

        (Preference shares)

        N/A

        (Other class)

        N/A

        Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)

        Full particulars including EGM approval date (dd/mm/yyyy), if applicable, and class of shares issuable:

        No. of new shares of issuer issued during the month pursuant thereto

        No. of new shares of issuer which may be issued pursuant thereto as at close of the month

        1.

        N/A

        2.

        ( / / )

        shares (Note 1)

        N/A

        3.

        ( / / )

        shares (Note 1)

        N/A

        ( / / )

        shares (Note 1)

        Nil

        Total D. (Ordinary shares)

        (Preference shares)

        N/A

        (Other class)

        N/A

        Other Movements in Issued Share Capital

        No. of new shares of issuer issued during the month pursuant thereto

        No. of new shares of issuer which may be issued pursuant thereto as at close of the month

        Type of Issue

        1. Rights issue

        At price :

        State currency

        Class of shares issuable

        (Note 1)

        Issue and allotment date : (dd/mm/yyyy)

        EGM approval date: (dd/mm/yyyy)

        ( / / )

        ( / / )

        N/A

        N/A

        2. Open offer

        At price :

        State currency

        Class of shares issuable

        (Note 1)

        Issue and allotment date : (dd/mm/yyyy)

        EGM approval date: (dd/mm/yyyy)

        ( / / )

        ( / / )

        N/A

        N/A

        3. Placing

        At price :

        State currency

        Class of shares issuable

        (Note 1)

        Issue and allotment date : (dd/mm/yyyy)

        AGM approval date: (dd/mm/yyyy)

        ( / / )

        ( / / ) )

        N/A

        N/A

        4. Bonus issue

        Class of shares issuable

        (Note 1)

        Issue and allotment date : (dd/mm/yyyy)

        EGM approval date: (dd/mm/yyyy)

        ( / / )

        ( / / )

        N/A

        N/A

        No. of new shares of issuer issued during the month pursuant thereto

        No. of new shares of issuer which may be issued pursuant thereto as at close of the month

        Type of Issue

        5. Scrip dividend

        At price :

        State currency

        Class of shares issuable

        (Note 1)

        Issue and allotment date : (dd/mm/yyyy)

        EGM approval date: (dd/mm/yyyy)

        ( / / )

        ( / / )

        N/A

        N/A

        6. Repurchase of shares

        Class of shares repurchased (Note 1)

        Cancellation date : (dd/mm/yyyy)

        EGM approval date: (dd/mm/yyyy)

        ( / / )

        ( / / )

        N/A

        N/A

        7. Redemption of shares

        Class of shares redeemed

        (Note 1)

        Redemption date : (dd/mm/yyyy)

        EGM approval date: (dd/mm/yyyy)

        ( / / )

        ( / / )

        N/A

        N/A

        8. Consideration issue

        At price :

        State currency

        Class of shares issuable

        (Note 1)

        Issue and allotment date : (dd/mm/yyyy)

        EGM approval date: (dd/mm/yyyy)

        ( / / )

        ( / / )

        N/A

        N/A

        No. of new shares of issuer issued during the month pursuant thereto

        No. of new shares of issuer which may be issued pursuant thereto as at close of the month

        Type of Issue

        9. Capital reorganisation

        Class of shares issuable

        (Note 1)

        Issue and allotment date : (dd/mm/yyyy)

        EGM approval date: (dd/mm/yyyy)

        ( / / )

        ( / / )

        N/A

        N/A

        10. Other

        At price :

        State currency

        Class of shares issuable

        (Note 1)

        Issue and allotment date : (dd/mm/yyyy)

        EGM approval date: (dd/mm/yyyy)

        ( / / )

        N/A

        N/A

        Total E. (Ordinary shares)

        N/A

        (Preference shares)

        N/A

        (Other class)

        N/A

        Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1)

        N/A

        (2)

        N/A

        Total increase / (decrease) in preference shares during the month (i.e. Total of A to E):

        N/A

        Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E):

        N/A

        (These figures should be the same as the relevant figures under II above ("Movements in Issued Share Capital").)

        Remarks (if any):

        Submitted by: Wang Guoqiang

        Title: Chairman (Director, Secretary or other duly authorised officer)

        Notes :

        1. State the class of shares (e.g. ordinary, preference or other).

        2. If there is insufficient space, please append the prescribed continuation sheet.

      SPT Energy Group Inc. published this content on 02 March 2017 and is solely responsible for the information contained herein.
      Distributed by Public, unedited and unaltered, on 16 March 2017 16:28:08 UTC.

      Original documenthttp://www.sptenergygroup.com/en/uploadfile/2017/0302/20170302045449578.pdf

      Public permalinkhttp://www.publicnow.com/view/DA98EF42D113251CB98EF69F1861E30810D7178A