Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To: Company Name/Scheme:

SRG GLOBAL LIMITED

ACN/ARSN

104 662 259

1. Details of substantial holder

Name

Mitsubishi UFJ Financial Group, Inc.

There was a change in the interests of the

14 December 2020

substantial holder on

The previous notice was given to the company on

4 December 2019

The previous notice was dated

4 December 2019

The holder became aware on

16 December 2020

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme are as follows:

Class of securities

Previous notice

Present notice

Person's votes

Voting power (%)

Person's votes

Voting power (%)

Fully Paid ordinary shares

43,314,409

9.72

37,986,863

8.52

3. Changes in relevant interest

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of

Person whose

Consideration given in

Class and number

Person's votes

relevant interest

Nature of change

of securities

change

relation to change

affected

changed

affected

See annexure A to this notice

4.Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of

Registered holder

Person entitled to be

Nature of relevant

Class and number

relevant

Person's votes

of securities

registered as holder

interest

of securities

interest

Relevant interest in securities that

First Sentier Investors Holdings Pty

Mitsubishi UFJ Financial

Citicorp Nominees Pty

Limited has a relevant interest in under

Fully paid

35,024,237

section 608(3) of the Corporations Act

35,024,237

Group, Inc.

Limited (Australia)

as Mitsubishi UFJ Financial Group,

ordinary shares

Inc. has voting power of 100% in First

Sentier Investors Holdings Pty Limited.

Relevant interest in securities that

Morgan Stanley Australia

Morgan Stanley has a relevant interest

Mitsubishi UFJ Financial

in under section 608(3) of the

Fully paid

2,962,269

Securities (Nominee) Pty

2,962,269

Group, Inc.

Limited

Corporations Act as Mitsubishi UFJ

ordinary shares

Financial Group, Inc. has voting power

of over 20% in Morgan Stanley.

Relevant interest in securities that

Morgan Stanley Australia

Morgan Stanley has a relevant interest

Mitsubishi UFJ Financial

in under section 608(3) of the

Fully paid

357

Securities (Nominee) Pty

357

Group, Inc.

Limited

Corporations Act as Mitsubishi UFJ

ordinary shares

Financial Group, Inc. has voting power

of over 20% in Morgan Stanley.

Page 1

5. Changes in association

The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable)

Nature of association

6. Addresses

The addresses of persons named in this form are as follows:

Name

Address

Mitsubishi UFJ Financial Group, Inc.

2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan

Signature

Dated 17 December 2020

Authorised Signatory

Page 2

Annexure A

This is annexure A of 7 pages referred to in Form 604 (Notice of change of interest of substantial holder), signed by me and dated 17 December 2020.

Authorised Signatory

Dated 17 December 2020

Person whose relevant interest

Consideration given in

Class and number of

Person's votes

Date of change

changed

Nature of change

relation to change

securities affected

affected

6/12/2019

Mitsubishi UFJ Financial Group, Inc.

Purchase of securities by an entity controlled by First

180,000.00

500,000 Ordinary shares

500,000

Sentier Investors Holdings Pty Limited

22/01/2020

Mitsubishi UFJ Financial Group, Inc.

Purchase of securities by an entity controlled by First

38,117.66

107,042 Ordinary shares

107,042

Sentier Investors Holdings Pty Limited

23/01/2020

Mitsubishi UFJ Financial Group, Inc.

Purchase of securities by an entity controlled by Morgan

392.40

1,090 Ordinary Shares

1,090

Stanley

24/01/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled by First Sentier

38,117.66

107,042 Ordinary shares

107,042

Investors Holdings Pty Limited

3/02/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled by First Sentier

77,753.83

201,958 Ordinary shares

201,958

Investors Holdings Pty Limited

11/02/2020

Mitsubishi UFJ Financial Group, Inc.

Purchase of securities by an entity controlled by Morgan

580.50

1,548 Ordinary Shares

1,548

Stanley

12/02/2020

Mitsubishi UFJ Financial Group, Inc.

Purchase of securities by an entity controlled by Morgan

523.18

1,414 Ordinary Shares

1,414

Stanley

13/02/2020

Mitsubishi UFJ Financial Group, Inc.

Purchase of securities by an entity controlled by Morgan

511.37

1,401 Ordinary Shares

1,401

Stanley

14/02/2020

Mitsubishi UFJ Financial Group, Inc.

Purchase of securities by an entity controlled by Morgan

502.97

1,378 Ordinary Shares

1,378

Stanley

17/02/2020

Mitsubishi UFJ Financial Group, Inc.

Purchase of securities by an entity controlled by Morgan

501.51

1,374 Ordinary Shares

1,374

Stanley

28/02/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled by Morgan

126,097.30

360,278 Ordinary Shares

360,278

Stanley

3/03/2020

Mitsubishi UFJ Financial Group, Inc.

Purchase of securities by an entity controlled by Morgan

1,005.58

2,755 Ordinary Shares

2,755

Stanley

6/03/2020

Mitsubishi UFJ Financial Group, Inc.

Purchase of securities by an entity controlled by Morgan

2,466.61

7,363 Ordinary Shares

7,363

Stanley

6/03/2020

Mitsubishi UFJ Financial Group, Inc.

Collateral Returned by an entity controlled by Morgan

N/A

58 Ordinary Shares

58

Stanley

12/03/2020

Mitsubishi UFJ Financial Group, Inc.

Purchase of securities by an entity controlled by First

135,950.00

500,000 Ordinary shares

500,000

Sentier Investors Holdings Pty Limited

17/03/2020

Mitsubishi UFJ Financial Group, Inc.

Purchase of securities by an entity controlled by Morgan

1,104.26

4,167 Ordinary Shares

4,167

Stanley

17/03/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled by Morgan

206.57

879 Ordinary Shares

879

Stanley

20/03/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled by Morgan

8,542.25

36,350 Ordinary Shares

36,350

Stanley

23/03/2020

Mitsubishi UFJ Financial Group, Inc.

Purchase of securities by an entity controlled by Morgan

57.40

280 Ordinary Shares

280

Stanley

24/03/2020

Mitsubishi UFJ Financial Group, Inc.

Purchase of securities by an entity controlled by First

370,000.00

2,000,000 Ordinary shares

2,000,000

Sentier Investors Holdings Pty Limited

24/03/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled by First Sentier

511.52

2,224 Ordinary shares

2,224

Investors Holdings Pty Limited

24/03/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled by First Sentier

553.38

2,406 Ordinary shares

2,406

Investors Holdings Pty Limited

Page 3

24/03/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled by First Sentier

740.14

3,218 Ordinary shares

3,218

Investors Holdings Pty Limited

24/03/2020

Mitsubishi UFJ Financial Group, Inc.

Purchase of securities by an entity controlled by Morgan

1,049.69

5,383 Ordinary Shares

5,383

Stanley

25/03/2020

Mitsubishi UFJ Financial Group, Inc.

Purchase of securities by an entity controlled by Morgan

1,182.85

5,770 Ordinary Shares

5,770

Stanley

15/04/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled by Morgan

290.75

1,163 Ordinary Shares

1,163

Stanley

17/04/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled by Morgan

368.94

1,419 Ordinary Shares

1,419

Stanley

20/04/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled by Morgan

394.16

1,516 Ordinary Shares

1,516

Stanley

21/04/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled by Morgan

414.68

1,455 Ordinary Shares

1,455

Stanley

22/04/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled by Morgan

463.65

1,686 Ordinary Shares

1,686

Stanley

23/04/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled by Morgan

463.59

1,818 Ordinary Shares

1,818

Stanley

24/04/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled by Morgan

557.50

2,230 Ordinary Shares

2,230

Stanley

28/04/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled by Morgan

314.60

1,144 Ordinary Shares

1,144

Stanley

28/04/2020

Mitsubishi UFJ Financial Group, Inc.

Collateral Received by an entity controlled by Morgan

N/A

357 Ordinary Shares

357

Stanley

9/06/2020

Mitsubishi UFJ Financial Group, Inc.

Purchase of securities by an entity controlled by Morgan

1,200.00

5,000 Ordinary Shares

5,000

Stanley

9/06/2020

Mitsubishi UFJ Financial Group, Inc.

Purchase of securities by an entity controlled by Morgan

1,464.86

5,979 Ordinary Shares

5,979

Stanley

10/06/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled by Morgan

435.96

2,076 Ordinary Shares

2,076

Stanley

12/06/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled by Morgan

308.32

1,312 Ordinary Shares

1,312

Stanley

15/06/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled by Morgan

482.25

2,243 Ordinary Shares

2,243

Stanley

16/06/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled by Morgan

305.25

1,489 Ordinary Shares

1,489

Stanley

18/06/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled by Morgan

244.02

1,162 Ordinary Shares

1,162

Stanley

30/06/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled by First Sentier

4,148.73

21,167 Ordinary shares

21,167

Investors Holdings Pty Limited

30/06/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled by First Sentier

232,042.86

1,104,966 Ordinary shares

1,104,966

Investors Holdings Pty Limited

30/06/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled by First Sentier

884.94

4,515 Ordinary shares

4,515

Investors Holdings Pty Limited

30/06/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled by First Sentier

13,350.61

67,598 Ordinary shares

67,598

Investors Holdings Pty Limited

30/06/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled by First Sentier

14,556.54

73,704 Ordinary shares

73,704

Investors Holdings Pty Limited

30/06/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled by First Sentier

68,247.31

345,556 Ordinary shares

345,556

Investors Holdings Pty Limited

30/06/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled by First Sentier

811.64

4,141 Ordinary shares

4,141

Investors Holdings Pty Limited

1/07/2020

Mitsubishi UFJ Financial Group, Inc.

Purchase of securities by an entity controlled by Morgan

703.77

3,433 Ordinary Shares

3,433

Stanley

Page 4

This is an excerpt of the original content. To continue reading it, access the original document here.

Attachments

  • Original document
  • Permalink

Disclaimer

SRG Globa Limited published this content on 17 December 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 17 December 2020 07:50:03 UTC