DGAP Voting Rights Announcement: SÜSS MicroTec SE SÜSS MicroTec SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2020-12-18 / 13:00 Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement. *Notification of Major Holdings* *1. Details of issuer* +------------------------------+-------------------------+ |Name: |SÜSS MicroTec SE | +------------------------------+-------------------------+ |Street: |Schleissheimer Strasse 90| +------------------------------+-------------------------+ |Postal code: |85748 | +------------------------------+-------------------------+ |City: |Garching | | |Germany | +------------------------------+-------------------------+ |Legal Entity Identifier (LEI):|529900C3KRUTSYDK7N87 | +------------------------------+-------------------------+ *2. Reason for notification* +-+-------------------------------------------------+ |X|Acquisition/disposal of shares with voting rights| +-+-------------------------------------------------+ | |Acquisition/disposal of instruments | +-+-------------------------------------------------+ | |Change of breakdown of voting rights | +-+-------------------------------------------------+ | |Other reason: | +-+-------------------------------------------------+ *3. Details of person subject to the notification obligation* +---------------------------------------------------------+ |Legal entity: Janus Henderson Group plc | |City of registered office, country: Saint Hellier, Jersey| +---------------------------------------------------------+ *4. Names of shareholder(s)* holding directly 3% or more voting rights, if different from 3. ++ || ++ *5. Date on which threshold was crossed or reached:* +-----------+ |11 Dec 2020| +-----------+ *6. Total positions* +---------+---------------+-------+------------------+---------+ | | % of voting| % of|Total of both in %| Total| | |rights attached| voting| (7.a. + 7.b.)|number of| | | to shares| rights| | voting| | |(total of 7.a.)|through| | rights| | | |instrum| | pursuant| | | | ents| | to Sec.| | | | (total| | 41 WpHG| | | | of| | | | | |7.b.1 +| | | | | | 7.b.2)| | | +---------+---------------+-------+------------------+---------+ |New | 4.995705587779| 0.00 %| 4.995705587779 %| 19115538| | | %| | | | +---------+---------------+-------+------------------+---------+ |Previous | 5.01 %| 0.00 %| 5.01 %| /| |notificat| | | | | |ion | | | | | +---------+---------------+-------+------------------+---------+ *7. Details on total positions* *a. Voting rights attached to shares (Sec. 33, 34 WpHG)* +------------+-----------+------------+-----------+------------+ |ISIN | Absolute | In % | +------------+-----------+------------+-----------+------------+ | | Direct| Indirect| Direct| Indirect| | | (Sec. 33| (Sec. 34| (Sec. 33| (Sec. 34| | | WpHG)| WpHG)| WpHG)| WpHG)| +------------+-----------+------------+-----------+------------+ |DE000A1K0235| 0| 954956| 0.00 %| 5.00 %| +------------+-----------+------------+-----------+------------+ |*Total* | 954956 | 4.995705587779 % | +------------+-----------+------------+-----------+------------+ *b.1. Instruments according to Sec. 38 (1) no. 1 WpHG* +---------+---------------+------------+-----------+-----------+ |Type of |Expiration or |Exercise or | Voting| Voting| |instrumen|maturity date |conversion | rights|rights in %| |t | |period | absolute| | +---------+---------------+------------+-----------+-----------+ | | | | 0| 0.00 %| +---------+---------------+------------+-----------+-----------+ | | |*Total* | 0| 0.00 %| +---------+---------------+------------+-----------+-----------+ *b.2. Instruments according to Sec. 38 (1) no. 2 WpHG* +-------+------------+-----------+---------+---------+---------+ |Type of|Expiration |Exercise or|Cash or | Voting| Voting| |instrum|or maturity |conversion |physical | rights|rights in| |ent |date |period |settlemen| absolute| %| | | | |t | | | +-------+------------+-----------+---------+---------+---------+ | | | | | 0| 0.00 %| +-------+------------+-----------+---------+---------+---------+ | | | |*Total* | 0| 0.00 %| +-------+------------+-----------+---------+---------+---------+ *8. Information in relation to the person subject to the notification obligation* +-+------------------------------------------------------------+ | |Person subject to the notification obligation is not | | |controlled nor does it control any other undertaking(s) that| | |directly or indirectly hold(s) an interest in the | | |(underlying) issuer (1.). | +-+------------------------------------------------------------+ |X|Full chain of controlled undertakings starting with the | | |ultimate controlling natural person or legal entity: | +-+------------------------------------------------------------+ +-------------------+--------------+-----------+---------------+ |Name | % of voting|% of voting| Total of both| | | rights (if at| rights|(if at least 5%| | | least 3% or| through| or more)| | | more)|instruments| | | | | (if at| | | | |least 5% or| | | | | more)| | +-------------------+--------------+-----------+---------------+ |Janus Henderson | %| %| %| |Group plc | | | | +-------------------+--------------+-----------+---------------+ |Henderson Group | %| %| %| |Holdings Asset | | | | |Management Limited | | | | +-------------------+--------------+-----------+---------------+ |HGI Asset | %| %| %| |Management Group | | | | |Limited | | | | +-------------------+--------------+-----------+---------------+ |Henderson Global | %| %| %| |Group Limited | | | | +-------------------+--------------+-----------+---------------+ |Henderson Holdings | %| %| %| |Group Limited | | | | +-------------------+--------------+-----------+---------------+ |HGI Group Limited | %| %| %| +-------------------+--------------+-----------+---------------+ |Henderson Global | %| %| %| |Investors | | | | |(Holdings) Limited | | | | +-------------------+--------------+-----------+---------------+ |Henderson Global | 5.00 %| %| %| |Investors Limited | | | | +-------------------+--------------+-----------+---------------+ *9. In case of proxy voting according to Sec. 34 para. 3 WpHG* (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting: +------------------------+-----------------------+-------------+ | Proportion of voting| Proportion of|Total of both| | rights| instruments| | +------------------------+-----------------------+-------------+ | %| %| %| +------------------------+-----------------------+-------------+ *10. Other explanatory remarks:* ++ || ++ Date +-----------+ |17 Dec 2020| +-----------+ 2020-12-18 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de Language: English Company: SÜSS MicroTec SE Schleissheimer Strasse 90 85748 Garching Germany Internet: www.suss.com End of News DGAP News Service 1156011 2020-12-18
(END) Dow Jones Newswires
December 18, 2020 07:00 ET (12:00 GMT)