Barclays : FORM 8.3 - ABBVIE PLC - AMENDMENT

LONDON--(BUSINESS WIRE)--

FORM 8.3

Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	01 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		2,250,333	0.15%	4,209,986	0.28%
(2)	Derivatives (other than options):
		1,574,472	0.11%	0	0.00%
(3)	Options and agreements to
	purchase/sell:	2,566,100	0.17%	1,005,800	0.07%
(4)	TOTAL:
		6,390,905	0.43%	5,215,786	0.35%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
	Number		(%)	Number		(%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

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3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	7	81.6000 USD
Purchase	13	82.0100 USD
Purchase	50	81.6200 USD
Purchase	68	80.9704 USD
Purchase	92	80.1400 USD
Purchase	100	81.7600 USD
Purchase	100	81.7200 USD
Purchase	100	81.6950 USD
Purchase	100	81.6900 USD
Purchase	100	81.6400 USD
Purchase	100	75.0000 USD
Purchase	100	70.0000 USD
Purchase	100	69.5000 USD
Purchase	160	79.8400 USD
Purchase	200	81.7525 USD
Purchase	200	81.7050 USD
Purchase	200	81.7650 USD
Purchase	200	79.8750 USD
Purchase	200	71.0000 USD
Purchase	270	81.9900 USD
Purchase	300	81.7033 USD
Purchase	300	75.5000 USD
Purchase	300	81.7000 USD
Purchase	334	80.1600 USD
Purchase	412	80.5124 USD
Purchase	416	81.6798 USD
Purchase	500	79.9036 USD
Purchase	500	81.7070 USD
Purchase	616	81.6986 USD
Purchase	648	80.1540 USD
Purchase	666	80.1282 USD
Purchase	768	81.4710 USD
Purchase	926	80.1657 USD
Purchase	1,000	73.0000 USD
Purchase	1,000	81.2720 USD
Purchase	1,000	81.9200 USD
Purchase	1,000	81.7260 USD
Purchase	1,080	81.6300 USD
Purchase	1,100	81.3609 USD
Purchase	1,141	81.6700 USD
Purchase	1,200	81.6933 USD
Purchase	1,200	81.0825 USD
Purchase	1,899	81.7152 USD
Purchase	1,900	81.7300 USD
Purchase	2,276	81.7100 USD
Purchase	2,400	77.5000 USD
Purchase	2,400	77.0000 USD
Purchase	3,200	79.0000 USD
Purchase	3,363	81.7198 USD
Purchase	4,448	80.8196 USD
Purchase	4,500	80.0000 USD
Purchase	5,700	78.0000 USD
Purchase	6,695	81.4290 USD
Purchase	6,700	79.9983 USD
Purchase	8,094	81.7649 USD
Purchase	12,887	81.4346 USD
Purchase	12,946	81.1342 USD
Purchase	13,700	81.7045 USD
Purchase	14,100	81.5679 USD
Purchase	14,443	81.6105 USD
Purchase	15,883	80.9753 USD
Purchase	18,600	81.5383 USD
Purchase	20,800	81.0000 USD
Purchase	30,038	81.6464 USD
Purchase	32,324	81.7074 USD
Purchase	45,154	81.4168 USD
Purchase	67,670	81.7500 USD
Purchase	78,400	81.6186 USD
Purchase	83,082	81.5610 USD
Purchase	95,260	81.7943 USD
Purchase	102,800	81.6525 USD
Purchase	213,807	81.7498 USD
Sale	7	81.6000 USD
Sale	22	81.7700 USD
Sale	28	81.6500 USD
Sale	50	81.6200 USD
Sale	51	81.7600 USD
Sale	60	80.0600 USD
Sale	69	81.3200 USD
Sale	100	81.7350 USD
Sale	100	81.9600 USD
Sale	106	81.6600 USD
Sale	170	81.7400 USD
Sale	200	81.7800 USD
Sale	200	74.0000 USD
Sale	200	81.6625 USD
Sale	237	81.7960 USD
Sale	250	81.6700 USD
Sale	258	81.7238 USD
Sale	267	81.6529 USD
Sale	270	81.9900 USD
Sale	277	81.8689 USD
Sale	278	81.2939 USD
Sale	278	81.8015 USD
Sale	300	81.7433 USD
Sale	300	81.7033 USD
Sale	300	81.6933 USD
Sale	300	80.1016 USD
Sale	300	81.6966 USD
Sale	335	81.8871 USD
Sale	360	79.8594 USD
Sale	365	81.6047 USD
Sale	366	80.1500 USD
Sale	369	81.6771 USD
Sale	382	81.2900 USD
Sale	400	73.5000 USD
Sale	400	81.7362 USD
Sale	416	81.6798 USD
Sale	440	81.4777 USD
Sale	441	81.7200 USD
Sale	443	81.8093 USD
Sale	462	81.8449 USD
Sale	462	81.6886 USD
Sale	499	81.7179 USD
Sale	502	82.0021 USD
Sale	515	81.3038 USD
Sale	600	81.6850 USD
Sale	600	81.7020 USD
Sale	630	81.6860 USD
Sale	650	81.7000 USD
Sale	664	81.6668 USD
Sale	755	81.8572 USD
Sale	800	81.7112 USD
Sale	833	81.6597 USD
Sale	847	81.6680 USD
Sale	855	81.6971 USD
Sale	877	81.4085 USD
Sale	940	82.1196 USD
Sale	1,000	81.9200 USD
Sale	1,091	81.7071 USD
Sale	1,100	81.6836 USD
Sale	1,100	81.7281 USD
Sale	1,200	81.9012 USD
Sale	1,200	81.6283 USD
Sale	1,320	81.6256 USD
Sale	1,352	81.5454 USD
Sale	1,362	81.6801 USD
Sale	1,400	81.6549 USD
Sale	1,417	81.6928 USD
Sale	1,449	81.7897 USD
Sale	1,606	81.6794 USD
Sale	1,658	81.8082 USD
Sale	1,682	81.7629 USD
Sale	1,800	81.5786 USD
Sale	1,856	81.6889 USD
Sale	2,000	81.7250 USD
Sale	2,000	81.7300 USD
Sale	2,123	81.7445 USD
Sale	2,375	81.7115 USD
Sale	2,500	81.6506 USD
Sale	2,700	80.5722 USD
Sale	2,828	81.5656 USD
Sale	2,855	81.7485 USD
Sale	2,900	76.5000 USD
Sale	3,013	81.6923 USD
Sale	3,100	81.5000 USD
Sale	3,265	81.7784 USD
Sale	4,253	81.8023 USD
Sale	4,456	81.5292 USD
Sale	4,472	81.7385 USD
Sale	4,543	81.7890 USD
Sale	4,600	81.4855 USD
Sale	4,704	81.7194 USD
Sale	4,791	81.6004 USD
Sale	5,100	81.6998 USD
Sale	6,230	81.7170 USD
Sale	6,432	81.6455 USD
Sale	6,684	81.7502 USD
Sale	7,100	81.7603 USD
Sale	8,000	81.6132 USD
Sale	11,800	81.7007 USD
Sale	14,509	81.9049 USD
Sale	15,685	81.7932 USD
Sale	17,207	81.8498 USD
Sale	20,300	81.7483 USD
Sale	21,278	81.4484 USD
Sale	22,900	81.6556 USD
Sale	23,000	81.5811 USD
Sale	25,158	81.4803 USD
Sale	26,200	81.4841 USD
Sale	34,000	81.6457 USD
Sale	47,630	81.7943 USD
Sale	57,700	81.6050 USD
Sale	83,675	81.5557 USD
Sale	88,269	81.2647 USD
Sale	311,518	81.7500 USD

(b) Derivatives transactions (other than options transactions)

Product name, e.g. CFD	Nature of transaction (Note 6)	Number of relevant securities (Note 7)	Price per unit (Note 5)

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	100	63 USD	American	15 May 2020	19.6500 USD
Call Option	Purchasing	200	65 USD	American	15 May 2020	15.3000 USD
Call Option	Purchasing	500	70 USD	American	20 Dec 2019	11.8000 USD
Call Option	Purchasing	200	73 USD	American	20 Dec 2019	10.1000 USD
Call Option	Purchasing	1,800	73 USD	American	19 Jun 2020	11.5466 USD
Call Option	Purchasing	100	77 USD	American	8 Nov 2019	4.6600 USD
Call Option	Purchasing	400	78 USD	American	1 Nov 2019	2.3500 USD
Call Option	Purchasing	3,700	78 USD	American	1 Nov 2019	3.1991 USD
Call Option	Purchasing	1,200	78 USD	American	8 Nov 2019	4.0333 USD
Call Option	Purchasing	200	78 USD	American	15 Jan 2021	10.2050 USD
Call Option	Purchasing	1,300	79 USD	American	1 Nov 2019	2.4107 USD
Call Option	Purchasing	1,000	79 USD	American	8 Nov 2019	3.2500 USD
Call Option	Purchasing	100	79 USD	American	15 Nov 2019	3.1500 USD
Call Option	Purchasing	7,300	80 USD	American	1 Nov 2019	1.4513 USD
Call Option	Purchasing	400	80 USD	American	15 Nov 2019	1.4100 USD
Call Option	Purchasing	100	80 USD	American	20 Dec 2019	3.3300 USD
Call Option	Purchasing	1,500	80 USD	American	19 Jun 2020	7.0000 USD
Call Option	Purchasing	26,300	81 USD	American	1 Nov 2019	0.6405 USD
Call Option	Purchasing	1,000	81 USD	American	15 Nov 2019	1.4800 USD
Call Option	Purchasing	12,600	82 USD	American	1 Nov 2019	0.2012 USD
Call Option	Purchasing	1,400	82 USD	American	1 Nov 2019	0.6578 USD
Call Option	Purchasing	5,500	82 USD	American	15 Nov 2019	1.0814 USD
Call Option	Purchasing	100	83 USD	American	1 Nov 2019	0.0700 USD
Call Option	Purchasing	100	83 USD	American	15 Nov 2019	0.8900 USD
Call Option	Purchasing	300	83 USD	American	19 Jun 2020	5.2900 USD
Call Option	Purchasing	200	85 USD	American	20 Dec 2019	0.7600 USD
Call Option	Purchasing	100	88 USD	American	17 Jan 2020	1.0600 USD
Call Option	Purchasing	100	90 USD	American	19 Jun 2020	2.7900 USD
Call Option	Purchasing	200	95 USD	American	17 Jan 2020	0.1800 USD
Call Option	Purchasing	200	95 USD	American	21 Feb 2020	0.4200 USD
Call Option	Selling	100	78 USD	American	15 Nov 2019	4.0000 USD
Call Option	Selling	100	78 USD	American	15 Nov 2019	4.4300 USD
Call Option	Selling	400	79 USD	American	1 Nov 2019	1.4800 USD
Call Option	Selling	200	79 USD	American	15 Nov 2019	2.1500 USD
Call Option	Selling	9,800	80 USD	American	1 Nov 2019	0.4175 USD
Call Option	Selling	200	80 USD	American	8 Nov 2019	0.7400 USD
Call Option	Selling	100	80 USD	American	15 Nov 2019	1.8600 USD
Call Option	Selling	300	80 USD	American	17 Jan 2020	4.3800 USD
Call Option	Selling	5,900	81 USD	American	1 Nov 2019	0.6916 USD
Call Option	Selling	5,400	82 USD	American	1 Nov 2019	0.6907 USD
Call Option	Selling	1,000	83 USD	American	15 Nov 2019	0.5900 USD
Call Option	Selling	100	83 USD	American	20 Dec 2019	1.9300 USD
Call Option	Selling	300	84 USD	American	15 Nov 2019	0.2700 USD
Call Option	Selling	100	100 USD	American	19 Jun 2020	0.9800 USD
Put Option	Purchasing	1,000	70 USD	American	15 Jan 2021	6.1000 USD
Put Option	Purchasing	100	73 USD	American	20 Dec 2019	0.4200 USD
Put Option	Purchasing	100	74 USD	American	15 Nov 2019	0.0900 USD
Put Option	Purchasing	200	77 USD	American	15 Nov 2019	0.2100 USD
Put Option	Purchasing	300	78 USD	American	20 Dec 2019	1.0700 USD
Put Option	Purchasing	100	81 USD	American	6 Dec 2019	1.5700 USD
Put Option	Selling	100	35 USD	American	15 Jan 2021	0.4600 USD
Put Option	Selling	300	60 USD	American	19 Jun 2020	1.1700 USD
Put Option	Selling	300	65 USD	American	15 Jan 2021	4.4333 USD
Put Option	Selling	200	68 USD	American	17 Jan 2020	0.5250 USD
Put Option	Selling	100	70 USD	American	15 Nov 2019	0.1100 USD
Put Option	Selling	1,300	70 USD	American	20 Dec 2019	0.2500 USD
Put Option	Selling	100	71 USD	American	6 Dec 2019	0.1700 USD
Put Option	Selling	100	72 USD	American	8 Nov 2019	0.1000 USD
Put Option	Selling	100	72 USD	American	15 Nov 2019	0.1400 USD
Put Option	Selling	100	73 USD	American	19 Jun 2020	3.4000 USD
Put Option	Selling	100	74 USD	American	15 Nov 2019	0.1700 USD
Put Option	Selling	200	75 USD	American	8 Nov 2019	0.0600 USD
Put Option	Selling	200	75 USD	American	15 Nov 2019	0.1100 USD
Put Option	Selling	100	75 USD	American	15 Nov 2019	0.1300 USD
Put Option	Selling	5,800	75 USD	American	21 Feb 2020	2.1100 USD
Put Option	Selling	1,100	75 USD	American	19 Jun 2020	4.2181 USD
Put Option	Selling	200	78 USD	American	1 Nov 2019	0.0200 USD
Put Option	Selling	200	79 USD	American	1 Nov 2019	0.0200 USD
Put Option	Selling	100	80 USD	American	8 Nov 2019	0.4400 USD
Put Option	Selling	200	80 USD	American	8 Nov 2019	0.5200 USD
Put Option	Selling	200	80 USD	American	17 Jan 2020	2.7600 USD
Put Option	Selling	3,000	81 USD	American	1 Nov 2019	0.0800 USD
Put Option	Selling	1,500	81 USD	American	8 Nov 2019	0.8253 USD
Put Option	Selling	1,400	82 USD	American	8 Nov 2019	0.8200 USD
Put Option	Selling	1,200	82 USD	American	8 Nov 2019	1.0366 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)

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4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	6 Nov 2019
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Put Options	Written	99,800	60.0000	American	Jun 19, 2020
Put Options	Written	100	79.5000	American	Nov 8, 2019
Call Options	Purchased	100	70.0000	American	Nov 1, 2019
Put Options	Written	350,000	65.0000	American	Jan 17, 2020
Call Options	Purchased	3,800	72.5000	American	Feb 21, 2020
Put Options	Written	800	82.5000	American	Jan 17, 2020
Call Options	Purchased	7,900	80.0000	American	Dec 20, 2019
Put Options	Written	5,200	77.5000	American	Jan 17, 2020
Put Options	Written	3,600	75.0000	American	Feb 21, 2020
Put Options	Written	300	37.5000	American	Jan 21, 2022
Call Options	Purchased	200	55.0000	American	Sep 18, 2020
Call Options	Purchased	100	72.5000	American	Sep 18, 2020
Put Options	Written	1,100	85.0000	American	Jun 19, 2020
Call Options	Purchased	800	78.0000	American	Nov 15, 2019
Call Options	Purchased	13,100	72.5000	American	Nov 15, 2019
Call Options	Purchased	500	70.0000	American	Dec 20, 2019
Put Options	Written	100	71.0000	American	Dec 6, 2019
Put Options	Written	100	73.5000	American	Nov 1, 2019
Call Options	Purchased	12,500	70.0000	American	Nov 15, 2019
Put Options	Written	100	74.5000	American	Nov 1, 2019
Put Options	Written	1,000	82.5000	American	Jan 15, 2021
Call Options	Purchased	7,300	82.5000	American	Nov 15, 2019
Call Options	Purchased	200	75.0000	American	May 15, 2020
Call Options	Purchased	700	50.0000	American	Jan 15, 2021
Put Options	Written	3,000	50.0000	American	Nov 15, 2019
Put Options	Written	2,500	75.0000	American	Jun 19, 2020
Call Options	Purchased	1,000	81.0000	American	Nov 15, 2019
Call Options	Written	-300	92.5000	American	Sep 18, 2020
Put Options	Purchased	-3,700	65.0000	American	Jan 17, 2020
Put Options	Purchased	-1,700	57.5000	American	Nov 15, 2019
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Call Options	Written	-8,300	70.0000	American	Feb 21, 2020
Put Options	Purchased	-1,000	130.0000	American	Jan 15, 2021
Put Options	Purchased	-4,100	57.5000	American	Jan 17, 2020
Put Options	Purchased	-3,600	50.0000	American	Jan 15, 2021
Put Options	Purchased	-6,900	73.0000	American	Nov 15, 2019
Put Options	Purchased	-100	79.0000	American	Nov 22, 2019
Call Options	Written	-1,500	130.0000	American	Jan 15, 2021
Call Options	Written	-4,500	115.0000	American	Jan 21, 2022
Call Options	Written	-900	135.0000	American	Jan 15, 2021
Put Options	Purchased	-600	55.0000	American	Sep 18, 2020
Call Options	Written	-300	120.0000	American	Jan 15, 2021
Put Options	Purchased	-5,100	47.5000	American	Jun 19, 2020
Call Options	Written	-8,800	97.5000	American	Jan 17, 2020
Put Options	Purchased	-100	95.0000	American	May 15, 2020
Put Options	Purchased	-600	105.0000	American	Jan 15, 2021
Put Options	Purchased	-600	82.5000	American	Feb 21, 2020
Call Options	Written	-19,400	90.0000	American	Jun 19, 2020
Put Options	Written	100	72.0000	American	Nov 1, 2019
Call Options	Purchased	400	72.5000	American	May 15, 2020
Call Options	Purchased	287,200	80.0000	American	Jan 17, 2020
Call Options	Purchased	2,900	85.0000	American	Feb 21, 2020
Put Options	Written	2,600	50.0000	American	Jan 17, 2020
Put Options	Written	73,000	70.0000	American	Jan 17, 2020
Put Options	Written	3,300	47.5000	American	Jan 17, 2020
Call Options	Purchased	1,300	55.0000	American	Jun 19, 2020
Call Options	Purchased	800	67.5000	American	Feb 21, 2020
Put Options	Written	302,400	60.0000	American	Jan 15, 2021
Call Options	Purchased	100	81.5000	American	Nov 8, 2019
Put Options	Written	300	62.5000	American	Sep 18, 2020
Put Options	Written	49,600	95.0000	American	Jan 17, 2020
Put Options	Written	50,000	57.5000	American	Jan 17, 2020
Put Options	Written	2,000	57.5000	American	Jan 15, 2021
Put Options	Written	1,400	81.5000	American	Nov 8, 2019
Call Options	Purchased	4,500	80.0000	American	Nov 1, 2019
Put Options	Written	4,200	45.0000	American	Jan 17, 2020
Put Options	Written	15,400	42.5000	American	Feb 21, 2020
Put Options	Written	6,000	75.0000	American	Nov 15, 2019
Call Options	Purchased	1,000	145.0000	American	Jun 19, 2020
Put Options	Written	1,600	72.5000	American	Feb 21, 2020
Call Options	Purchased	100	82.0000	American	Dec 13, 2019
Call Options	Purchased	1,100	72.5000	American	Jun 19, 2020
Call Options	Written	-100	78.0000	American	Nov 29, 2019
Put Options	Purchased	-100	95.0000	American	Jun 19, 2020
Put Options	Purchased	-100	81.0000	American	Dec 6, 2019
Put Options	Purchased	-2,600	55.0000	American	Jan 15, 2021
Put Options	Purchased	-10,900	82.5000	American	Nov 15, 2019
Call Options	Written	-18,200	110.0000	American	Jan 15, 2021
Put Options	Purchased	-100	120.0000	American	Jan 17, 2020
Put Options	Purchased	-100	74.5000	American	Nov 8, 2019
Call Options	Written	-3,100	81.5000	American	Nov 1, 2019
Put Options	Purchased	-200	75.0000	American	Nov 1, 2019
Put Options	Purchased	-13,300	55.0000	American	Jan 17, 2020
Put Options	Purchased	-100	65.0000	American	Nov 29, 2019
Put Options	Purchased	-300	74.0000	American	Nov 15, 2019
Call Options	Written	-100	85.0000	American	Nov 1, 2019
Put Options	Purchased	-400	95.0000	American	Sep 18, 2020
Call Options	Written	-10,000	110.0000	American	Jan 17, 2020
Put Options	Purchased	-100	72.5000	American	Dec 20, 2019
Put Options	Purchased	-300	77.5000	American	Dec 20, 2019
Put Options	Purchased	-1,000	47.5000	American	Jan 15, 2021
Call Options	Written	-11,600	130.0000	American	Jan 17, 2020
Call Options	Purchased	200	85.0000	American	Dec 20, 2019
Put Options	Written	5,400	79.0000	American	Nov 1, 2019
Call Options	Purchased	2,500	60.0000	American	Feb 21, 2020
Call Options	Purchased	20,800	81.0000	American	Nov 1, 2019
Put Options	Written	1,500	81.0000	American	Nov 8, 2019
Call Options	Purchased	1,100	78.0000	American	Nov 8, 2019
Put Options	Written	100	72.0000	American	Nov 8, 2019
Put Options	Written	100	79.0000	American	Nov 15, 2019
Put Options	Written	900	75.0000	American	May 15, 2020
Call Options	Purchased	100	78.0000	American	Dec 13, 2019
Call Options	Purchased	100	75.0000	American	Nov 1, 2019
Put Options	Written	6,400	62.5000	American	Jan 17, 2020
Call Options	Purchased	500	62.5000	American	May 15, 2020
Put Options	Written	300	77.0000	American	Nov 8, 2019
Call Options	Purchased	400	70.0000	American	Jun 19, 2020
Put Options	Written	100	77.0000	American	Nov 1, 2019
Call Options	Purchased	1,000	60.0000	American	Sep 18, 2020
Call Options	Purchased	1,000	83.0000	American	Nov 29, 2019
Call Options	Purchased	100	105.0000	American	Jun 19, 2020
Put Options	Written	500	57.5000	American	Feb 21, 2020
Call Options	Purchased	2,300	60.0000	American	Jun 19, 2020
Call Options	Purchased	1,200	79.0000	American	Nov 8, 2019
Call Options	Purchased	18,700	72.5000	American	Jan 17, 2020
Call Options	Written	-1,900	97.5000	American	Jan 15, 2021
Call Options	Written	-2,600	105.0000	American	Nov 15, 2019
Call Options	Written	-11,900	95.0000	American	Jan 17, 2020
Call Options	Written	-500	95.0000	American	Sep 18, 2020
Put Options	Purchased	-500	76.5000	American	Nov 1, 2019
Call Options	Written	-1,900	115.0000	American	Sep 18, 2020
Put Options	Purchased	-600	42.5000	American	Sep 18, 2020
Put Options	Purchased	-600	55.0000	American	Jun 19, 2020
Put Options	Purchased	-700	66.0000	American	Nov 1, 2019
Call Options	Written	-400	110.0000	American	Jun 19, 2020
Put Options	Purchased	-1,300	50.0000	American	Sep 18, 2020
Put Options	Purchased	-1,600	110.0000	American	Jan 15, 2021
Put Options	Purchased	-5,500	40.0000	American	Jan 21, 2022
Call Options	Written	-1,200	85.0000	American	Sep 18, 2020
Call Options	Written	-800	125.0000	American	Jan 17, 2020
Call Options	Written	-3,100	75.0000	American	Jan 15, 2021
Put Options	Purchased	-300	80.0000	American	May 15, 2020
Put Options	Purchased	-2,000	45.0000	American	Sep 18, 2020
Put Options	Purchased	-3,500	50.0000	American	Jun 19, 2020
Call Options	Written	-14,700	87.5000	American	Nov 15, 2019
Put Options	Purchased	-600	76.5000	American	Nov 8, 2019
Call Options	Written	-4,800	95.0000	American	Feb 21, 2020
Put Options	Purchased	-27,000	60.0000	American	Jan 17, 2020
Call Options	Written	-500	80.0000	American	Nov 8, 2019
Call Options	Written	-100	100.0000	American	Jan 21, 2022
Call Options	Written	-100	67.5000	American	Sep 18, 2020
Put Options	Purchased	-1,100	85.0000	American	Feb 21, 2020
Call Options	Written	-1,500	92.5000	American	Nov 15, 2019
Put Options	Written	100	77.0000	American	Nov 22, 2019
Put Options	Written	125,000	80.0000	American	Jan 15, 2021
Call Options	Purchased	111,400	77.5000	American	Nov 15, 2019
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Call Options	Purchased	1,100	82.5000	American	Feb 21, 2020
Call Options	Purchased	1,200	65.0000	American	Sep 18, 2020
Put Options	Written	200	76.5000	American	Nov 22, 2019
Put Options	Written	1,000	42.5000	American	Jan 21, 2022
Call Options	Purchased	700	87.5000	American	Feb 21, 2020
Call Options	Purchased	7,600	82.0000	American	Nov 15, 2019
Put Options	Written	2,500	47.5000	American	Jan 21, 2022
Call Options	Purchased	200	67.5000	American	Jan 15, 2021
Put Options	Written	151,100	65.0000	American	Jun 19, 2020
Call Options	Purchased	800	155.0000	American	Jan 17, 2020
Put Options	Written	300	80.0000	American	Jun 19, 2020
Put Options	Written	100	77.5000	American	Jan 15, 2021
Put Options	Written	37,300	57.5000	American	Jun 19, 2020
Call Options	Purchased	600	65.0000	American	Jan 17, 2020
Put Options	Written	100	37.5000	American	Jan 15, 2021
Call Options	Purchased	3,500	70.5000	American	Nov 29, 2019
Call Options	Purchased	100	67.5000	American	Nov 15, 2019
Put Options	Written	3,400	62.5000	American	Feb 21, 2020
Put Options	Written	400	32.5000	American	Sep 18, 2020
Call Options	Written	-4,100	115.0000	American	Jan 17, 2020
Call Options	Written	-6,900	105.0000	American	Jan 17, 2020
Call Options	Written	-400	67.5000	American	Jun 19, 2020
Call Options	Written	-13,400	100.0000	American	Jan 15, 2021
Put Options	Purchased	-100	73.5000	American	Nov 29, 2019
Put Options	Purchased	-100	75.5000	American	Nov 1, 2019
Call Options	Written	-2,600	100.0000	American	Feb 21, 2020
Put Options	Purchased	-2,100	70.0000	American	Jan 15, 2021
Put Options	Purchased	-1,000	105.0000	American	Jun 19, 2020
Put Options	Purchased	-2,800	42.5000	American	Jan 17, 2020
Call Options	Written	-100	82.5000	American	Jun 19, 2020
Call Options	Written	-300	110.0000	American	Sep 18, 2020
Call Options	Written	-200	70.0000	American	Jan 21, 2022
Call Options	Written	-100	75.0000	American	Jun 19, 2020
Call Options	Written	-87,200	70.0000	American	Jan 15, 2021
Call Options	Written	-100	82.5000	American	Dec 20, 2019
Call Options	Written	-2,100	97.5000	American	Jun 19, 2020
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Call Options	Written	-17,200	85.0000	American	Nov 15, 2019
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Put Options	Purchased	-100	67.5000	American	Sep 18, 2020
Call Options	Written	-5,100	85.0000	American	Jan 15, 2021
Call Options	Written	-800	92.5000	American	Jan 15, 2021
Call Options	Purchased	500	82.5000	American	Sep 18, 2020
Call Options	Purchased	100	73.0000	American	Nov 8, 2019
Call Options	Purchased	18,200	70.0000	American	Jan 17, 2020
Call Options	Purchased	2,400	77.5000	American	Nov 1, 2019
Put Options	Written	700	67.5000	American	Jan 17, 2020
Put Options	Written	28,300	62.5000	American	Jun 19, 2020
Call Options	Purchased	26,300	80.0000	American	Nov 15, 2019
Call Options	Purchased	11,500	75.0000	American	Sep 18, 2020
Call Options	Purchased	1,400	65.0000	American	Feb 21, 2020
Put Options	Written	500	70.0000	American	Feb 21, 2020
Put Options	Written	500	77.5000	American	Nov 1, 2019
Call Options	Purchased	100	69.5000	American	Nov 1, 2019
Call Options	Purchased	200	110.0000	American	Jan 21, 2022
Call Options	Purchased	100	62.5000	American	Sep 18, 2020
Put Options	Written	1,200	74.5000	American	Nov 15, 2019
Call Options	Purchased	1,100	60.0000	American	Jan 15, 2021
Put Options	Written	3,100	85.0000	American	Jan 17, 2020
Put Options	Written	900	55.0000	American	Feb 21, 2020
Call Options	Purchased	600	77.5000	American	Sep 18, 2020
Call Options	Purchased	200	65.0000	American	May 15, 2020
Call Options	Purchased	100	85.0000	American	Dec 6, 2019
Put Options	Written	300	77.5000	American	Sep 18, 2020
Call Options	Purchased	200	76.5000	American	Nov 22, 2019
Put Options	Written	200	80.0000	American	Nov 8, 2019
Put Options	Written	200	75.0000	American	Nov 8, 2019
Call Options	Purchased	200	84.0000	American	Nov 1, 2019
Call Options	Purchased	9,300	90.0000	American	Feb 21, 2020
Put Options	Purchased	-71,000	67.5000	American	Jan 15, 2021
Put Options	Purchased	-100	78.0000	American	Nov 1, 2019
Call Options	Written	-600	84.0000	American	Nov 8, 2019
Call Options	Written	-100,100	120.0000	American	Jan 17, 2020
Call Options	Written	-300	84.0000	American	Nov 15, 2019
Call Options	Written	-400	73.5000	American	Nov 1, 2019
Put Options	Purchased	-800	50.0000	American	Feb 21, 2020
Call Options	Written	-2,700	125.0000	American	Jan 15, 2021
Put Options	Purchased	-6,200	75.0000	American	Jan 17, 2020
Put Options	Purchased	-2,700	72.5000	American	Jun 19, 2020
Call Options	Written	-300	130.0000	American	Jun 19, 2020
Call Options	Written	-900	90.0000	American	Sep 18, 2020
Put Options	Purchased	-500	77.0000	American	Nov 15, 2019
Call Options	Written	-1,300	92.5000	American	Jun 19, 2020
Put Options	Purchased	-19,800	65.0000	American	Nov 15, 2019
Call Options	Written	-3,300	145.0000	American	Jan 17, 2020
Put Options	Purchased	-4,800	55.0000	American	May 15, 2020
Put Options	Purchased	-700	42.5000	American	Jan 15, 2021
Put Options	Purchased	-900	60.0000	American	Sep 18, 2020
Call Options	Written	-2,300	115.0000	American	Jun 19, 2020
Put Options	Purchased	-4,900	35.0000	American	Jan 15, 2021
Put Options	Purchased	-1,000	60.0000	American	Feb 21, 2020
Put Options	Purchased	-700	80.0000	American	Jan 15, 2021
Call Options	Written	-2,500	185.0000	American	Jan 17, 2020
Put Options	Written	100	57.5000	American	Sep 18, 2020
Put Options	Written	100	76.0000	American	Nov 29, 2019
Put Options	Written	90,000	50.0000	American	Jun 19, 2020
Put Options	Written	14,400	75.0000	American	Dec 20, 2019
Put Options	Written	200	80.0000	American	Nov 1, 2019
Put Options	Written	26,400	70.0000	American	Jun 19, 2020
Call Options	Purchased	24,500	75.0000	American	Nov 15, 2019
Call Options	Purchased	4,400	75.0000	American	Feb 21, 2020
Call Options	Purchased	24,700	67.5000	American	Jan 17, 2020
Put Options	Written	1,500	45.0000	American	Nov 15, 2019
Call Options	Purchased	1,000	73.0000	American	Nov 1, 2019
Call Options	Purchased	12,600	80.0000	American	Feb 21, 2020
Call Options	Purchased	200	85.0000	American	Nov 22, 2019
Call Options	Purchased	300	75.5000	American	Nov 1, 2019
Put Options	Written	300	35.0000	American	Sep 18, 2020
Put Options	Written	200	55.0000	American	Nov 15, 2019
Put Options	Written	1,100	75.0000	American	Jan 15, 2021
Call Options	Purchased	200	71.0000	American	Nov 1, 2019
Put Options	Written	6,300	80.0000	American	Jan 17, 2020
Call Options	Written	-52,800	82.5000	American	Jan 17, 2020
Put Options	Purchased	-7,000	70.0000	American	Jan 17, 2020
Call Options	Written	-100	65.0000	American	Jan 15, 2021
Call Options	Written	-200	62.5000	American	Jun 19, 2020
Call Options	Written	-1,200	77.0000	American	Nov 8, 2019
Call Options	Written	-2,100	115.0000	American	Jan 15, 2021
Call Options	Written	-500	87.5000	American	Jun 19, 2020
Put Options	Purchased	-100	80.0000	American	Feb 21, 2020
Put Options	Purchased	-100	78.0000	American	Nov 29, 2019
Call Options	Written	-2,900	76.5000	American	Nov 1, 2019
Call Options	Written	-200	75.0000	American	Nov 22, 2019
Put Options	Purchased	-2,100	40.0000	American	Jan 15, 2021
Call Options	Written	-100	81.0000	American	Nov 8, 2019
Put Options	Purchased	-200	78.5000	American	Nov 15, 2019
Call Options	Written	-300	78.5000	American	Nov 15, 2019
Call Options	Written	-300	83.0000	American	Nov 1, 2019
Put Options	Purchased	-800	92.5000	American	Jun 19, 2020
Put Options	Purchased	-300	60.0000	American	Jan 21, 2022
Put Options	Purchased	-1,700	87.5000	American	Jan 17, 2020
Put Options	Purchased	-9,400	72.5000	American	Jan 15, 2021
Call Options	Written	-100	90.0000	American	Jan 15, 2021
Call Options	Written	-100	180.0000	American	Jan 17, 2020
Call Options	Written	-2,000	150.0000	American	Jan 17, 2020
Call Options	Written	-18,100	95.0000	American	Jun 19, 2020
Put Options	Purchased	-300	42.5000	American	Nov 15, 2019
Call Options	Written	-2,200	62.5000	American	Feb 21, 2020
Call Options	Purchased	300	79.0000	American	Nov 22, 2019
Call Options	Purchased	200	72.5000	American	Dec 20, 2019
Put Options	Written	200	65.0000	American	Jan 15, 2021
Put Options	Written	100	78.0000	American	Nov 15, 2019
Call Options	Purchased	400	57.5000	American	Sep 18, 2020
Put Options	Written	1,300	72.5000	American	Sep 18, 2020
Call Options	Purchased	7,000	85.0000	American	Jun 19, 2020
Call Options	Purchased	2,300	47.5000	American	Sep 18, 2020
Put Options	Written	6,000	105.0000	American	Jan 17, 2020
Put Options	Written	100	65.0000	American	Sep 18, 2020
Call Options	Purchased	5,700	78.0000	American	Nov 1, 2019
Put Options	Written	3,000	81.0000	American	Nov 1, 2019
Call Options	Purchased	1,200	57.5000	American	Jun 19, 2020
Put Options	Written	275,000	70.0000	American	Jan 15, 2021
Put Options	Written	500	45.0000	American	Jan 21, 2022
Put Options	Written	200	77.5000	American	Jun 19, 2020
Put Options	Written	14,900	72.5000	American	Nov 15, 2019
Call Options	Purchased	5,000	80.0000	American	Jun 19, 2020
Put Options	Written	3,500	87.5000	American	Jun 19, 2020
Put Options	Written	3,000	67.5000	American	Jun 19, 2020
Call Options	Purchased	500	85.0000	American	May 15, 2020
Call Options	Written	-10,500	85.0000	American	Jan 17, 2020
Call Options	Written	-200	74.0000	American	Nov 1, 2019
Call Options	Written	-200	105.0000	American	Sep 18, 2020
Call Options	Written	-1,000	100.0000	American	Nov 15, 2019
Put Options	Purchased	-27,100	62.5000	American	Nov 15, 2019
Call Options	Written	-10,500	100.0000	American	Jun 19, 2020
Put Options	Purchased	-39,200	67.5000	American	Nov 15, 2019
Call Options	Written	-69,400	100.0000	American	Jan 17, 2020
Put Options	Purchased	-100	67.5000	American	Feb 21, 2020
Put Options	Purchased	-100	76.0000	American	Nov 15, 2019
Call Options	Written	-1,100	62.5000	American	Jan 17, 2020
Put Options	Purchased	-900	40.0000	American	Jun 19, 2020
Call Options	Written	-13,800	90.0000	American	Nov 15, 2019
Call Options	Written	-6,600	105.0000	American	Jan 15, 2021
Call Options	Written	-11,700	87.5000	American	Jan 17, 2020
Put Options	Written	400	72.5000	American	May 15, 2020
Call Options	Purchased	900	77.5000	American	Nov 8, 2019
Call Options	Purchased	5,200	75.0000	American	Jan 17, 2020
Call Options	Purchased	1,300	80.0000	American	Sep 18, 2020
Put Options	Written	1,100	45.0000	American	Jun 19, 2020
Put Options	Written	200	73.0000	American	Nov 22, 2019
Call Options	Purchased	100	85.0000	American	Jan 21, 2022
Call Options	Purchased	1,700	77.5000	American	Feb 21, 2020
Call Options	Purchased	1,300	65.0000	American	Jun 19, 2020
Put Options	Written	1,300	70.0000	American	Dec 20, 2019
Call Options	Purchased	12,600	82.0000	American	Nov 1, 2019
Put Options	Written	400	85.0000	American	Jan 15, 2021
Call Options	Purchased	2,400	77.0000	American	Nov 1, 2019
Put Options	Written	700	77.5000	American	Nov 8, 2019
Put Options	Written	2,000	47.5000	American	Nov 15, 2019
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Put Options	Written	1,900	78.0000	American	Nov 8, 2019
Call Options	Purchased	14,800	77.5000	American	Jan 17, 2020
Put Options	Written	8,400	65.0000	American	Feb 21, 2020
Put Options	Written	6,000	82.5000	American	Nov 8, 2019
Put Options	Written	1,200	82.0000	American	Nov 8, 2019
Call Options	Purchased	5,600	77.5000	American	Jan 15, 2021
Call Options	Purchased	3,200	79.0000	American	Nov 1, 2019
Call Options	Written	-5,000	100.0000	American	Sep 18, 2020
Call Options	Written	-3,100	95.0000	American	Jan 15, 2021
Put Options	Purchased	-6,800	100.0000	American	Jan 17, 2020
Put Options	Purchased	-300	77.5000	American	Feb 21, 2020
Call Options	Written	-400	80.0000	American	Jan 15, 2021
Call Options	Written	-100	79.5000	American	Nov 8, 2019
Call Options	Written	-12,000	90.0000	American	Jan 17, 2020
Put Options	Purchased	-200	79.5000	American	Nov 15, 2019
Call Options	Written	-6,900	92.5000	American	Jan 17, 2020
Call Options	Written	-2,200	82.5000	American	Jan 15, 2021
Call Options	Written	-3,100	135.0000	American	Jan 17, 2020
Put Options	Purchased	-1,000	75.0000	American	Dec 6, 2019
Put Options	Purchased	-12,300	60.0000	American	Nov 15, 2019
Call Options	Written	-400	78.5000	American	Nov 8, 2019
Call Options	Written	-6,500	95.0000	American	Nov 15, 2019
Put Options	Purchased	-500	47.5000	American	Sep 18, 2020
Put Options	Purchased	-600	63.0000	American	Nov 1, 2019
Put Options	Purchased	-1,800	72.5000	American	Jan 17, 2020
Call Options	Written	-1,000	87.5000	American	Jan 15, 2021
Put Options	Purchased	-9,400	90.0000	American	Jan 17, 2020
Put Options	Purchased	-12,700	70.0000	American	Nov 15, 2019

Notes

1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com:https://www.businesswire.com/news/home/20191106005413/en/

BARCLAYS PLC

Source: BARCLAYS PLC