Appendix 3Y
Change of Director's Interest Notice
23 Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity
ABN
Energy Resources of Australia Ltd 71 008 550 865
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Andrea Sutton |
Date of last notice | 15 March 2019 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Direct |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. | N/A |
Date of change | 18 March 2019 |
No. of securities held prior to change | 17,185 rights ("Rights")* to be granted Rio Tinto Limited ordinary shares ("RT Shares") under the Rio Tinto 2018 Equity Incentive Program ("EIP"), being:
|
Class | PSAs, MSAs and BDAs under the EIP. |
Number acquired | 4,662 Rights to be granted RT Shares under the EIP, being:
|
Number disposed | N/A |
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director's Interest Notice
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation | Share awards issued in accordance with the rules of the EIP. |
No. of securities held after change | 21,847 Rights, being:
|
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Share awards issued in accordance with the rules of the EIP. |
• In accordance with the rules of the EIP, upon vesting Ms Sutton may receive additional RT Shares in lieu of dividends that would have been paid to her in the period from grant on the base number of RT Shares, the subject of the Rights that vest.
Direct or indirect interest | Indirect |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. | RT Shares held by Computershare Company Nominees Limited (as nominee for the Vested Share Account on behalf of Andrea Sutton) |
Date of change | N/A |
No. of securities held prior to change | 7,349 RT Shares |
Class | RT Shares |
Number acquired | N/A |
Number disposed | N/A |
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation | N/A |
No. of securities held after change | 7,349 RT Shares |
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | N/A |
Direct or indirect interest | Direct |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. | N/A |
Date of change | N/A |
No. of securities held prior to change | 5,831 RT Shares |
Class | RT Shares |
Number acquired | N/A |
Number disposed | N/A |
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation | N/A |
No. of securities held after change | 5,831 RT Shares |
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 2
Appendix 3Y
Change of Director's Interest Notice
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | N/A |
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | N/A |
Nature of interest | N/A |
Name of registered holder (if issued securities) | N/A |
Date of change | N/A |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed | N/A |
Interest acquired | N/A |
Interest disposed | N/A |
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation | N/A |
Interest after change | N/A |
Part 3 - +Closed period
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | N/A |
If so, was prior written clearance provided to allow the trade to proceed during this period? | N/A |
If prior written clearance was provided, on what date was this provided? | N/A |
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
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Energy Resources of Australia Limited published this content on 22 March 2019 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 22 March 2019 08:24:09 UTC