警告:任何人士只限作出一次為其利益而進行的認購申請。請 參閱「丙、填交本申請表格的效用」一節最後四點。

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited ("HKSCC Nominees") and deposited directly into the Central Clearing and Settlement System ("CCASS") for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份,並直接 存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣 下指定的中央結算系統參與者股份戶口,請使用本表格

Unless otherwise defined, capitalised terms and expressions used in this Application Form shall have the same meanings

Staple your

as defined in the prospectus of Town Ray Holdings Limited (the "Company") dated 15 October 2019 (the "Prospectus").

除另有界定者外,本申請表格所用之詞彙及表達應與登輝控股有限公司(「本公司」)於二零一九年十月十五日刊發的

payment

招股章程(「招股章程」)所界定者具相同涵義。

here

Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any

Public Offer Shares in any jurisdiction other than Hong Kong. The Public Offer Shares may not be offered or sold in the

請將股款

United States without registration or an exemption from registration under the U.S. Securities Act.

緊釘在此

本申請表格及招股章程概不構成在香港以外任何司法權區要約出售或游說要約購買任何公開發售股份。若無根據美

國《證券法》登記或豁免登記,公開發售股份不得在美國提呈發售或出售。

This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any

manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the

law of that jurisdiction.

在任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區內概不得發送或派發或複製(不論方

式,也不論全部或部分)本申請表格及招股章程。

Copies of the Prospectus, all related Application Forms and the other documents specified in the paragraph headed

"Documents delivered to the Registrar of Companies in Hong Kong" in Appendix V to the Prospectus have been

registered by the Registrar of Companies in Hong Kong as required by Section 342C of the Companies (Winding Up

and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). Hong Kong Exchanges and Clearing

Limited, The Stock Exchange of Hong Kong Limited (the "Stock Exchange"), Hong Kong Securities Clearing Company

Limited ("HKSCC"), the Securities and Futures Commission (the "SFC") and the Registrar of Companies in Hong Kong

take no responsibility for the contents of these documents.

招股章程、所有相關申請表格及招股章程附錄五「送呈香港公司註冊處處長文件」一段所述其他文件已遵照香港法

例第32 章《公司(清盤及雜項條文)條例》第342C 條的規定送呈香港公司註冊處處長登記。香港交易及結算所有限公

司、香港聯合交易所有限公司(「聯交所」)、香港中央結算有限公司(「香港結算」)、證券及期貨事務監察委員會(「

監會」)及香港公司註冊處處長對此等文件的內容概不負責。

TOWN RAY HOLDINGS LIMITED

登 輝 控 股 有 限 公 司

d in Cayman Islands with limited liability)

(於開曼群島註冊成立的有限公司)

Stock code : 1692

股份代號 :

1692

MaximumtheOffer Price : HK$1.50 per Offer Share, plus brokerage

l of 1.0%, SFC transaction levy of 0.0027%

and Stock Exchange trading fee of 0.005%

(payable in full on application in Hong Kong

dollars and subject to refund)

最高發售價 : 每股發售股份1.50 港元,另加1.0% 經紀佣金、

(Incorporat

0.0027% 證監會交易徵費及0.005% 聯交所交易費

(須於申請時以港元繳足,多繳股款可予退還)

You should re

d this Applic tion Form in conjunction with the Prospectus, which contains further information on the

applic tion procedures. 招股章程尚有關於申請程序的其他資料,本申請表格應與招股章程一併閱讀。

Application Form  申請表格

To: Town R y Holdings

致: 登輝控股有限公司

Alli nce C pitLimitedl P rtners

同人融資有限公司

The Joint

Coordinators

聯席全球協調人

Global

聯席賬簿管理人

The Joint Bookrunners

The Joint Lead Managers

聯席牽頭經辦人

The Public Offer Underwriters

公開發售包銷商

S

申請人聲明

Applicants' declaration

I/We agree to the terms and conditions and application

本人吾等同意本申請表格及招股章程的條款及條件以及申請

procedures in this Application Form and the Prospectus. 程序。請參閱本申請表格「丙、填交本申請表格的效用」一節。 Please refer to the section headed "C. Effect of completing and

submitting this Application Form" of this Application Form.

Warning: Only one application may be made for the benefit of any person.Please refer to the last four bullets of the section headed "C. Effect of completing and submitting this Application Form".

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited ("HKSCC Nominees") and deposited directly into the Central Clearing and Settlement System ("CCASS") for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份,並直接 存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣 下指定的中央結算系統參與者股份戶口,請使用本表格

Signed by (all) applicant(s) (all joint applicants must sign):

For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀

由(所有)申請人簽署(所有聯名申請人必須簽署):

Broker No. 經紀號碼

Broker's Chop  經紀印章

.....................................................................................

Date: 日期:

................./ ................./ ..................

D

M

Y

Number of Public Offer Shares applied for (not more

than 5,000,000 Shares)  申請公開發售股份數目(不超過

Cheque/banker's cashier order number

5,000,000 股股份)

支票╱銀行本票號碼

Name of bank on which cheque/Banker's cashier order is drawn (see

Total amount 總額

"How to make your application" section) 兌現支票╱銀行 票的銀行

HK$

港元

名稱(見「申請手續」一節)

Name in English 英文姓名名稱

Family name or company name 姓氏或公司名稱

Forename(s) 名字

Name in Chinese 中文姓名名稱

Family name or company name 姓氏或公司名稱

Forename(s) 名字

Occupation in English 職業(以英文填寫)

Hong Kong Identity Card No./Passport No./Hong Kong Business

Registration No.* (Please delete as appropriate) 香港身份證號碼╱護

e

照號碼╱香港商業登記號碼*(請刪除不適用者)

Hong Kong Identity Card No./Passport No./Hong Kong Business

Names of all other joint applicants in Eng ish (if any)

R gistration No. of all other joint applicants* (Please delete as

p

appropriate) 所有其他聯名申請人的香港身份證號碼╱護照號碼╱香港

所有其他聯名申請人的英文姓名名稱(如有)

商業登記號碼*(請刪除不適用者)

(1)

(1)

認購申請將視作為本身利益提出。請就每名(聯名)實益擁complete

與者的參與者編號

(2)

l

(2)

(3)

(3)

Hong Kong address (in English) and tele hone no. (joint a

licants should give the address and the telephone number of first-named applicant only.)

香港地址(以英文填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼)

a

Telephone No. 電話號碼

For Nominees: You will be tre ted as applying for your own

THIS BOX MUST BE DULY COMPLETED

benefit if you do not

this section. Please provide

必須填妥此欄

an ccount number or identific tion code for each (joint)

Participant I.D. of the CCASS Investor Participant or designated CCASS

benefici

l owner. 代名人注意: 閣下若不填寫本節,是項

Participant 中央結算系統投資者戶口持有人或指定的中央結算系統參

有人提供一個賬戶號碼或識別編碼。

ADDRE

LABEL 地址標貼 (Your name(s) and address in

For designated CCASS Participant or Corporate CCASS Investor

Hong Kong in

BLOCK letters 請用英文正楷填寫姓名

Participant, please also affix the company chop bearing its company name

S

指定的中央結算系統參與者或公司中央結算系統投資者戶口持有人,請加

及香港地址

蓋顯示公司名稱的公司印鑑

For Internal use 此欄供內部使用

(See paragraph 2 in the section "How to make your application")

(請參閱「申請手續」一節第2 段)

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited ("HKSCC Nominees") and deposited directly into the Central Clearing and Settlement System ("CCASS") for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份,並直接 存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣 下指定的中央結算系統參與者股份戶口,請使用本表格

*(1) If you are a CCASS Investor Participant, only a Hong Kong Identity Card number (if you are an individual) or a Hong Kong Business Registration number (if you are a body corporate) will be accepted for this application, please see paragraph 2 under the section "How to make your application".

如 閣下為中央結算系統投資者戶口持有人,是項申請僅接納香港身份證號碼(如屬個別人士)或 香港商業登記號碼(如屬法人團體),請參閱「申請手續」一節第2 段。

(2) If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For an individual, you must provide your Hong Kong Identity Card number or passport number. If you hold a Hong Kong Identity Card, please provide that number. If you do not hold a Hong Kong Identity Card, please provide your passport number. For a body corporate, please provide your Hong Kong Business Registration number.

如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請:如屬個 別人士,必須提供 閣下的香港身份證號碼或護照號碼(持有香港身份證者請提供香港身份證號 碼,否則請提供護照號碼);如屬法人團體,請提供 閣下的香港商業登記號碼。

(3) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-

named applicant may be printed on your refund cheque (if any). Such data will be used for checking

isted

the validity of Application Form and such data would also be transferred to a third party for such

purpose and refund purpose. Your bank r may r quire verification of your Hong Kong Identity Card

l

number/passport number before you can cash your r fund cheque.

退款支票(如有)上或會印有閣下或(如屬聯名申請人)排名首位申請人的香港身份證號碼護照號

p

碼的一部分。有關資料將用於核實申請表格是否有效,亦會轉交第三方作資料核實及退款。銀行

兌現退款支票前或會要求查證 閣下的香港身份證號碼護照號碼。

(4)

If an application is made by an un company and:

the principal business of that com any is dealing in securities; and

• you exercise statutory control over that company,

then the application will be treated as being made for your benefit.

Registration

倘若申請由一家非上市公司提出,而:

該公司主要從事證券買賣業務;及

閣下對該公司可行使法定控制權,

S

是項申請將視作為

閣下的利益提出。

(5)

All joint pplic nts

give (if they are individuals) their Hong Kong Identity Card numbers or,

where pplicmustble, p ssport numbers, or (if they are bodies corporate) their Hong Kong Business

numbers.

所有聯名申請人必須提供(如屬個別人士)其香港身份證號碼或(如適用)護照號碼,或(如屬法人 團體)其香港商業登記號碼。

page

l

This is int ntionally left blank

p

此乃白頁 特意留空

m

a

S

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited ("HKSCC Nominees") and deposited directly into the Central Clearing and Settlement System ("CCASS") for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

How to make your application

1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 2,000 Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected.

NUMBER OF PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS

No. of Public

Amount payable

No. of Public

Amount payable

No. of Public

Amount payable

Offer Shares

on application

Offer Shares

on application

Offer Shares

on application

applied for

(HK$)

applied for

(HK$)

applied for

(HK$)

2,000

3,030.23

60,000

90,906.93

1,000,000

1,515,115.50

4,000

6,060.46

70,000

106,058.09

1,500,000

2,272,673.25

6,000

9,090.69

80,000

121,209.24

2,000,000

3,030,231.00

8,000

12,120.92

90,000

136,360.40

2,500,000

3,787,788.75

10,000

15,151.16

100,000

151,511.55

3,000,000

4,545,346.50

12,000

18,181.39

200,000

303,023.10

3,500,000

5,302,904.25

14,000

21,211.62

300,000

454,534.65

4,000,000

6,060,462.00

16,000

24,241.85

400,000

606,046.20

4,500,000

6,818,019.75

18,000

27,272.08

500,000

757,557.75

5,000,000*

7,575,577.50

20,000

30,302.31

600,000

909,069.30

30,000

45,453.47

700,000

1,060,580.85

40,000

60,604.62

800,000

1,212,092.40

* Maximum number of Public Offer Shares

50,000

75,755.78

900,000

1,363,603.95

you may apply for

2. You, as the applicant(s), must comp te the form in English in BLOCK letters as indicated below and

sign on the second page of the

ication Form. Only written signatures will be accepted (and not by

way of personal cho ).

ndorse

If you are applying through a d signat d CCASS Participant (other than a CCASS Investor Participant):

the designated CCASS Partici ant must

the form with its company chop (bearing its

m

company name) and insert its artici ant I.D. in the appropriate box.

If you are applying as an individuallCCASS Investor Participant:

the form

ust contain your NAME and Hong Kong I.D. Card number.

• your participant I.D.

ust be inserted in the appropriate box.

are

If you

applying as a joint individual CCASS Investor Participant:

the form

ust contAppin all joint investor participants' NAMES and the Hong Kong I.D. Card number

of

ll joint investor participants;

3.Stapleyour cheque or banker's cashier order to the form. Each application for the Public Offer Shares

your p rticip nt I.D.

ust be inserted in the appropriate box.

If you

pplying s corporate CCASS Investor Participant:

the form

ust cont in your company NAME and Hong Kong Business Registration number;

your p rticip nt I.D. and your company chop (bearing your company name) must be inserted in the

ppropri

te box.

Incorrect or omission of details of the CCASS Participant including participant I.D. and/or company chop bearing its company name or other similar matters may render your application invalid.

must be accompanied by either one separate cheque or one separate banker's cashier order. Your application will be rejected if your cheque or banker's cashier order does not meet all the following requirements:

the receiving bank:
be in Hong Kong dollars; not be post-dated;
be made payable to "BANK OF CHINA (HONG KONG) NOMINEES LIMITED - TOWN RAY PUBLIC OFFER";

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited ("HKSCC Nominees") and deposited directly into the Central Clearing and Settlement System ("CCASS") for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

The cheque must:

Banker's cashier order must:

• be crossed "Account Payee Only";

• be drawn on your Hong Kong dollar bank

be issued by a licensed bank in Hong Kong,

account in Hong Kong; and

and have your name certified on the back by

• show your account name, which must either be

a person authorised by the bank. The name on

pre-printed on the cheque, or be endorsed on

the banker's cashier order must correspond

the back by a person authorised by the bank.

with your name. If it is a joint application, the

This account name must correspond with your

name on the back of the banker's cashier order

name. If it is a joint application, the account

must be the same as the first-named applicant's

name must be the same as the first-named

name.

applicant's name.

4 Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque

or banker's cashier order attached) to one of the collection boxes at any of the following branches of

Bank of China (Hong Kong) Limited

District

Branch name

Address

Hong Kong Island

Taikoo Shing Branch

Shop G1006, Hoi Shing Mansion

Taikoo Shing

Hong Kong

Kowloon

Kwun Tong P aza Branch

G1 Kwun Tong Plaza

e

68 Hoi Yuen Road

Kwun Tong, Kowloon

MeilFoo Mount Sterling Mall

Shop N47-49, G/F

Branch

Mount Sterling Mall

p

Mei Foo Sun Chuen, Kowloon

New Territories

68-70 Po Heung Street

Tai Po Branch

Tai Po Market

New Territories

5. Your Applic tion

can be lodged at these times:

Tuesday, 15 October 2019 - 9:00 a.m. to 5:00 p.m.

Form

Wednesday, 16 October 2019 - 9:00 a.m. to 5:00 p.m.

a

S

Thursday, 17 October 2019 - 9:00 a.m. to 5:00 p.m.

Friday, 18 October 2019 - 9:00 a.m. to 12:00 noon

6. The latest time for lodging your application is 12:00 noon on Friday, 18 October 2019. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to the weather conditions, as described in the paragraph headed "9. Effect of bad weather on the opening of the application lists" under the section headed "How to apply for the Public Offer Shares" of the Prospectus.

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股 份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

申請手續

1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為2,000 股公開發售股份,並為下 表所列的其中一個數目,否則恕不受理。

可供申請認購公開發售股份數目及應繳款項

申請認購的

申請時

申請認購的

申請時

申請認購的

申請時

公開發售

應繳款項

公開發售

應繳款項

公開發售

應繳款項

股份數目

(港元)

股份數目

(港元)

股份數目

(港元)

2,000

3,030.23

60,000

90,906.93

1,000,000

1,515,115.50

4,000

6,060.46

70,000

106,058.09

1,500,000

2,272,673.25

6,000

9,090.69

80,000

121,209.24

2,000,000

3,030,231.00

8,000

12,120.92

90,000

136,360.40

2,500,000

3,787,788.75

10,000

15,151.16

100,000

151,511.55

3,000,000

4,545,346.50

12,000

18,181.39

200,000

303,023.10

3,500,000

5,302,904.25

14,000

21,211.62

300,000

454,534.65

4,000,000

6,060,462.00

16,000

24,241.85

400,000

606,046.20

4,500,000

6,818,019.75

18,000

27,272.08

500,000

757,557.75

5,000,000*

7,575,577.50

20,000

30,302.31

600,000

909,069.30

30,000

45,453.47

700,000

1,060,580.85

e

40,000

60,604.62

800,000

1,212,092.40

* 閣下可申請認購的公開發售股份最高

50,000

75,755.78

900,000

1,363,603.95

數目

l

2.

閣下作為申請人,必須按照下列指示以英文正楷填妥表格,並於申請表格第二頁簽署,只接納親筆

簽名(不得以個人印章代替)。

閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請:

該指定中央結算系統參與者必須於表格蓋上公司印鑑(附有公司名稱),並在適當方格內填寫參

與者編號。

閣下以中央結算系統個人投資者戶口持有人名義提出申請:

表格須載有

閣下的姓名及香港身份證號碼。

a

須在適當方格內填寫 閣下的參與者編號。

閣下以中央結算系統聯名投資者戶口持有人名義提出申請:p

表格須載有所有聯名投資者戶口持有人的姓名及香港身份證號碼;

S

須在適當方格內填寫 閣下的參與者編號。

閣下以中央結算系統公司投資者戶口持有人名義提出申請:

表格須載有

閣下的公司名稱及香港商業登記號碼;

須在適當方格內填寫m閣下的參與者編號並蓋上公司印鑑(附有公司名稱)。

中央結算系統參與者的資料(包括參與者編號及或顯示公司名稱之公司印鑑)如有不確或遺漏或

其他類似事項,均可能導致申請無效。

3.

閣下須將支票或銀行本票釘於表格上。每份公開發售股份申請須附一張獨立開出支票或一張獨立開

出銀行本票。支票或銀行本票必須符合以下所有規定,否則

閣下的認購申請將不獲接納:

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股 份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

支票必須:銀行本票必須:

  • 為港元;
  • 不得為期票;
  • 註明抬頭人為「中國銀行(香港)代理人有限公司 - 登輝公開發售」;

劃線註明「只准入抬頭人賬戶」;

從 閣下在香港的港元銀行賬戶中開出;及

須由香港持牌銀行開出,並由有關銀行授

顯示

閣下的賬戶名稱,而該賬戶名稱必須

權的人士在銀行

票背面簽署核證 閣下

已預印在支票上,或由有關銀行授權的人士

姓名名稱。銀行

票所示姓名名稱須

在支票背書。賬戶名稱必須與 閣下姓名

與 閣下姓名名稱相同。如屬聯名申請,

稱相同。如屬聯名申請,賬戶名稱必須與排

銀行本票背面所示姓名名稱必須與排名首

名首位申請人的姓名名稱相同。

位申請人的姓名名稱相同。

4.

請撕下申請表格,對摺一次,然後將填妥的申請表格(連同隨附的支票或銀行 票)投入下列收款

銀行任何一家分行的收集箱:

中國銀行(香港)有限公司

地區

分行名稱

地址

e

香港島

l

香港太古城海星閣G1006

太古城分行

九龍

p

-

觀塘廣場分行

九龍觀塘開源道68 號觀塘廣場G1

美孚萬事達廣場分行

九龍美孚新邨萬事達廣場地下N47-49 號舖

新界

大埔分行

新界大埔墟寶鄉街68-70

5.

閣下可於下列時間遞交申請表格:

a

二零一九年十月十五日(星期二)

上午九時正至下午五時正

二零一九年十月十六日(星期三) -

上午九時正至下午五時正

S

二零一九年十月十七日(星期四) -

上午九時正至下午五時正

二零一九年十月十八日(星期五) - 上午九時正至中午十二時正

6.

截止遞交申請的時間為二零一九年十月十八日(星期五)中午十二時正。本公司將於當日上午十一m

時四十五分至中午十二時正期間登記認購申請,唯一會影響此時間的變化因素為當日的天氣情況(詳 見招股章程「如何申請公開發售股份」一節「9. 惡劣天氣對開始辦理申請登記的影響」一段)。

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited ("HKSCC Nominees") and deposited directly into the Central Clearing and Settlement System ("CCASS") for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

TOWN RAY HOLDINGS LIMITED

登 輝 控 股 有 限 公 司

(Incorporated in the Cayman Islands with limited liability)

SHARE OFFER

Conditions of your application

agree that none of the Company, the Sponsor, the Joint

Global Coordinators, the Joint Bookrunners, the Joint Lead

A.

Who can apply

Managers, the Underwriters, their respective directors,

1.

You and any person(s) for whose benefit you are applying

officers, employees, partners, agents, advisers or any other

must be 18 years of age or older and must have a Hong Kong

parties involved in the Share Offer is or will be liable for any

address.

information and representations not in the Prospectus (and

2.

If you are a firm, the application must be in the individual

any supplement to it);

members' names.

undertake and confirm that you or the person(s) for whose

3. The number of joint applicants may not exceed four.

benefit you have made the application have not applied for

4.

If

you

are a body

corporate,

the application

must be

or taken up, or indicated an interest for, and will not apply

signed by a duly authorised officer, who must state his

for or take up, or indicate an interest for, any of the Placing

representative capacity, and stamped with your corporation's

Shares nor participated in the Placing;

agree to disclose to the Company, the Hong Kong Branch

chop.

Share Registrar, the receiving bank, the Sponsor, the Joint

5.

You must be outside the United States, not be a United States

Global Coordinators, the Joint Bookrunners, the Joint Lead

Person (as defined in Regulation S under the U.S. Securities

Managers, the Underwriters and/or their respective advisers

Act) and not be a legal or natural person of the PRC.

and agents any personal data which they may require about

6.

Unless permitted by the Listing Rules, you cannot apply for

you and the person(s) for whose benefit you have made the

any Public Offer Shares if you:

application;

are an existing beneficial owner of Shares in the

if the laws of any place outside Hong Kong apply to your

Company and/or any of its subsidiaries;

application, agree and warrant that you have complied

are a Director or chief executive officer of the

with all such laws and none of the Company, the Sponsor,

Company and/or any of its subsidiaries;

are a connected person (as defined in the Listing Rules)

the Joint Global Coordinators, the Joint Bookrunners, the

Joint Lead Managers and the Underwriters nor any of their

of the Company or will become a connected person

respective officers or advisers will breach any law outside

of the Company immediately upon compl tion of the

Hong Kong as a result of the acceptance of your offer

Share Offer;

to purchase, or any action arising from your rights and

are an associate (as defined in the Listing Ru

s) of any

obligations under the terms and conditions contained in the

of the above; or

Prospectus and this Application Form;

have been allocated or have app i

d for or indicat d an

agree that once your application has been accepted, you may

interest in any Placing Shares or oth

participat d

not rescind it because of an innocent misrepresentation;

in the Placing.

agree that your application will be governed by the laws of

B.

If you are a nominee

Hong Kong;

r present, warrant and undertake that (i) you understand

You, as a nominee, may make more than one a

ication for

that the Public Offer Shares have not been and will not be

the Public Offer Shares by: (i) giving e ectronicrwiseinstructions to

registered under the U.S. Securities Act; and (ii) you and

HKSCC via Central Clearing and Settlement System ("CCASS")

any person for whose benefit you are applying for the Public

(if you are a CCASS Partici

ant); or (ii)lusing a WHITE or

Offer Shares are outside the United States (as defined in

YELLOW Application Form, and lodge more than one a

lication

Regulation S) or are a person described in paragraph (h)(3)

in your own na

e on behalf of different beneficial owners.

of Rule 902 of Regulation S;

warrant that the information you have provided is true and

C.

Effect of co

pleting and sub

itting this Application

accurate;

Form

itting thisApplicationForm, you (and

agree to accept the Public Offer Shares applied for, or any

By completing

nd sub

lesser number allocated to you under the application;

if you

re joint

pplic nts, e

ch of you jointly and severally) for

authorise the Company to place the name of the HKSCC

yourself or

s

n

gent or

no

inee on behalf of each person for

Nominees on the Company's register of members as the

whom you

ct:

holder(s) of any Public Offer Shares allocated to you, and the

undert ke to execute

ll relev nt docu

ents and instruct and

Company and/or its agents to deposit any share certificate(s)

uthorise the

ny

nd/or the Joint Global Coordinators

into CCASS and/or to send any refund cheque(s) to you or

(or their

gents or nominees), as agents of the Company, to

the first-named applicant for joint application by ordinary

execute

ny documents for you and to do on your behalf all

post at your own risk to the address stated on the application,

things necess

Compry to register ny Public Offer Shares allocated

unless you have chosen to collect the refund cheque(s) in

to you in the

of HKSCC Nominees as required by the

person;

Articlesnameof Association;

agree that the shares to be allotted shall be issued in the

agree to comply with the Companies Ordinance, the

name of HKSCC Nominees and deposited directly into

CCASS for credit to your investor participant stock account

Companies (Winding Up and Miscellaneous Provisions)

or the stock account of your designated CCASS Participant;

Ordinance and the Articles of Association;

agree that each of HKSCC and HKSCC Nominees reserves

S

confirm that you have read the terms and conditions and

the right (1) not to accept any or part of such allotted shares

application procedures set out in the Prospectus and in this

issued in the name of HKSCC Nominees or not to accept

Application Form and agree to be bound by them;

such allotted shares for deposit into CCASS; (2) to cause

confirm that you have received and read the Prospectus and

such allotted shares to be withdrawn from CCASS and issued

have only relied on the information and representations

in your name at your own risk and costs; and (3) to cause

contained in the Prospectus in making your application and

such allotted shares to be issued in your name (or, if you are

will not rely on any other information or representations

a joint applicant, to the first-named applicant) and in such a

except those in any supplement to the Prospectus;

case, to post the certificates for such allotted shares at your

confirm that you are aware of the restrictions on the Share

own risk to the address on your application form by ordinary

Offer in the Prospectus;

post or to make available the same for your collection;

If the Offer Price is less than the maximum Offer Price, the Company will refund to you the surplus application monies (including the related 1.0% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee) without interest.
The refund procedures are stated in the paragraph headed "13. Despatch/Collection of share certificates and refund monies" under the section headed "How to apply for the Public Offer Shares" of the Prospectus.

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited ("HKSCC Nominees") and deposited directly into the Central Clearing and Settlement System ("CCASS") for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

  • agree that each of HKSCC and HKSCC Nominees may adjust The Company expects to announce the final Offer Price, the level

the number of allotted shares issued in the name of HKSCC

of indication of interest in the Placing, the level of applications

Nominees;

in the Public Offer and the basis of allocation of the Public Offer

agree that neither HKSCC nor HKSCC Nominees shall have

Shares on Thursday, 24 October 2019 on the Company's website

any liability for the information and representations not so

at www.townray.com and the website of the Stock Exchange at

contained in the Prospectus and this Application Form;

www.hkexnews.hk. Results of allocations in the Public Offer,

agree that neither HKSCC nor HKSCC Nominees shall be

and the Hong Kong Identity Card/passport/Hong Kong business

liable to you in any way;

registration numbers of successful applicants under the Public

declare and represent that this is the only application made

Offer (where applicable) will be available on the above websites.

and the only application intended by me/us to be made to

benefit me/us or the person for whose benefit I am/we are

If your application for Public Offer Shares is successful (in

applying;

whole or in part)

  • understand that the Company, the Sponsor, the Joint

Global Coordinators, the Joint Bookrunners, the Joint Lead

If your application is wholly or partially successful, your Share

certificate(s) (subject to their becoming valid certificates of title

Managers and the Underwriters will rely on your declarations

provided that the Share Offer has become unconditional and

and representations in deciding whether or not to make any

not having been terminated at 8:00 a.m. on Friday, 25 October

allotment of any of the Public Offer Shares to you and that

2019) will be issued in the name of HKSCC Nominees and

you may be prosecuted for making a false declaration;

(if the application is made for your own benefit) warrant

deposited directly into CCASS for credit to your CCASS Investor

that no other application has been or will be made for your

Participant stock account or the stock account of your designated

benefit on a WHITE or YELLOW Application Form or by

CCASS Participant as instructed by you in your Application Form

giving electronic application instructions to HKSCC by

on Thursday, 24 October 2019 or, in the event of a contingency,

you or by anyone as your agent or by any other person; and

on any other date as shall be determined by HKSCC or HKSCC

(if you are making the application as an agent for the benefit

Nominees.

of another person) warrant that (i) no other application has

If you are applying through a designated CCASS Participant

been or will be made by you as agent for or for the benefit of

(other than a CCASS Investor Participant): For Public Offer

that person or by that person or by any other person as agent

Shares credited to the stock account of your designated

for that person on a WHITE or YELLOW Application Form

C C A S S P a r t i c i p a n t ( o t h e r t h a n a C C A S S I n v e s t o r

or by giving electronic application instructions to HKSCC;

Participant), you can check the number of Public Offer

and (ii) you have due authority to sign this Application Form

Shares allotted to you with that CCASS Participant.

or give electronic application instructions on behalf of that

If you are applying as a CCASS Investor Participant: The

other person as their agent.

Company expects to publish the results of CCASS Investor

D.

Power of attorney

Participants' applications together with the results of the

Public Offer on Thursday, 24 October 2019. You should

If your application is made through an authoris

d attorn y, the

check the announcement published by the Company and

Company, the Sponsor, the Joint Global Coordinators, the Joint

r port any discrepancies to HKSCC before 5:00 p.m. on

Bookrunners and the Joint Lead Managers may acc

or r j

ct

Thursday, 24 October 2019 or such other date as shall be

your application at their discretion, and on any conditions th

y

determined by HKSCC or HKSCC Nominees. Immediately

think fit, including evidence of the attorney's authority.

after the credit of the Public Offer Shares to your stock

Determination of Offer Price and A ocation of Pub ic

account you can check your new account balance via the

Offer

CCASS Phone System and CCASS Internet System (under

Shares

l the procedures contained in HKSCC's "An Operating Guide

The Offer Price is expected to be fixed on or around Friday, 18

for Investor Participants" in effect from time to time).

October 2019. Applicants are required to ay the

aximum Offer

Price of HK$1.50 for each Public Offer Share together with 1.0%

HKSCC will also make available to you an activity statement

brokerage, 0.0027% SFC transaction levy and 0.005% Stock

showing the number of Public Offer Shares credited to your

Exchange trading fee. If the Offer Price is not agreed between the

stock account.

Comp

ny

nd the Joint Glob l Coordinators (for themselves and

pt

on beh lf of the Underwriters) t or before 6:00 p.

. on Monday,

No receipt will be issued for application money paid. The

21 October 2019, the

re Offer will not proceed and will lapse.

Company will not issue temporary documents of title.

Applic

tions for Public Offer Sh res will not be processed and

Refund of your money

no allotment of ny Public Offer Shares will be made until the

If you do not receive any Public Offer Shares or if your

applic

tion lists close.

application is accepted only in part, the Company will refund to

m

The

lloc

you your application monies or the appropriate portion thereof

tion of Offer

h res between the Public Offer and the

(including the related 1.0% brokerage, 0.0027% SFC transaction

Placing is subject to

as described in the paragraph

levy and 0.005% Stock Exchange trading fee) without interest.

headed reallocation" tructure and conditions of the Share Offer - The

Sh

Public Offer - Reallocation" in the Prospectus. The Joint Global Coordinators (for themselves and on behalf of the Underwriters) may, at its sole and absolute discretion, reallocate the Offer Shares from the Placing to the Public Offer to satisfy valid applications under the Public Offer. In accordance with Guidance Letter HKEX-GL91-18 issued by the Stock Exchange, if such reallocation is done other than pursuant to Practice Note 18 of the Listing Rules, the maximum total number of Offer Shares that may be allocated to the Public Offer shall not be more than 20,000,000 Offer Shares, representing double of the initial allocation to the Public Offer and the final Offer Price shall be fixed at the low end of the indicated Offer Price range stated in the Prospectus (i.e. HK$1.30 per Offer Share).

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股 份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

TOWN RAY HOLDINGS LIMITED

登 輝 控 股 有 限 公 司

(於開曼群島註冊成立的有限公司)

股份發售

申請條件

同意本公司、保薦人、聯席全球協調人、聯席賬簿管理

人、聯席牽頭經辦人、包銷商、彼等各自的董事、高級

甲、 可提出申請的人士

職員、僱員、合夥人、代理、顧問或參與股份發售的任

1.

閣下及 閣下為其利益提出申請的人士必須年滿18

何其他人士現時及日後均毋須對並非載於招股章程(及

其任何補充文件)的任何資料及陳述負責;

並有香港地址。

承諾及確認 閣下或 閣下為其利益提出申請的人士並

2.

如 閣下為商號,申請須以個別成員名義提出。

無申請或接納或表示有意認購(亦不會申請或接納或表

3.

聯名申請人不得超過四名。

示有意認購)任何配售股份,也沒有參與配售;

4.

閣下為法人團體,申請須經獲正式授權人員簽署,

同意在本公司、香港股份過戶登記分處、收款銀行、保

並註明其所屬代表身份及蓋上公司印鑑。

薦人、聯席全球協調人、聯席賬簿管理人、聯席牽頭經

5.

閣下必須身處美國境外,並非美國人士(定義見美國證

券法S 規例),亦非中國法人或自然人。

辦人、包銷商及或彼等各自的顧問及代理提出要求

時,向彼等披露其所要求提供有關 閣下及 閣下為其

6.

除上市規則批准外,下列人士概不得申請認購任何公開

利益提出申請的人士的任何個人資料;

發售股份:

若香港境外任何地方的法例適用於 閣下的申請,則同

本公司及或其任何附屬公司股份的現有實益擁

意及保證 閣下已遵守所有有關法例,且 公司、保薦

有人;

人、聯席全球協調人、聯席賬簿管理人、聯席牽頭經辦

本公司及或其任何附屬公司的董事或最高行政

人及包銷商及彼等各自任何高級職員或顧問概不會因接

人員;

e

納 閣下的購買要約,或 閣下根據招股章程及本申請

表格所載的條款及條件應有的權利及責任所引致的任何

本公司關連人士(定義見上市規則)或緊隨股份發

行動,而違反香港境外的任何法例;

l

售完成後將成為本公司關連人士的人士;

同意 閣下的申請一經接納,即不得因無意的失實陳述

上述任何人士的聯繫人(定義見上市規則);或

而撤銷;

已獲分配或已申請認購或有意認購任何配售股份

同意 閣下的申請受香港法例管轄;

p

或以任何方式參與配售的人士。

聲明、保證及承諾:(i) 閣下明白公開發售股份不曾亦

乙、 如

閣下為代名人

不會根據美國證券法登記;及(ii) 閣下及 閣下為其

利益申請公開發售股份的人士均身處美國境外(定義見

m

閣下作為代名人可提出超過一次公開發售股份申請,方法

S 規例),或屬S 規例第902 條第(h)(3) 段所述的人士;

是:(i) 透過中央結算及交收系統(「中央結算系統」)向香港結

保證 閣下提供的資料真實及準確;

算發出電子認購指示(如 閣下為中央結算系統參與者);或

同意接納所申請數目或根據申請分配予 閣下但數目較

(ii) 使用白色黃色申請表格以自身名義代表不同的實益擁

少的公開發售股份;

a

授權本公司將香港結算代理人的名稱列入本公司股東名

有人提交超過一份申請。

冊,作為 閣下獲分配的任何公開發售股份的持有人,

丙、 填交本申請表格的效用

並授權本公司及或其代理將任何股票存入中央結算系

閣下填妥並遞交本申請表格,即表示

閣下(如屬聯名申請

統及或以普通郵遞方式按申請所示地址向 閣下或聯

人,即各人共同及個別)代表

閣下本身,或作為 閣下代

名申請的排名首位申請人寄發任何退款支票,郵誤風險

由 閣下承擔,惟

閣下已選擇親身領取退款支票則除

其行事的每位人士的代理或代名人:

外;

承諾簽立所有相關文件,並指示及授權本公司及或作

同意獲配發的股份是以香港結算代理人的名義發行,並

為本公司代理的聯席全球協調人(或其代理或代名人),

直接存入中央結算系統,以便記存於 閣下的投資者戶

代表

閣下簽立任何文件,並按照組織章程細則的規定

口持有人股份戶口或 閣下的指定中央結算系統參與者

代表

閣下辦理一切必要事宜以將

閣下獲分配的任何

股份戶口;

公開發售股份以香港結算代理人的名義登記;

同意香港結算及香港結算代理人各自保留權利(1) 不接

S

納以香港結算代理人名義發行的該等獲配發的任何或

同意遵守公司條例、公司(清盤及雜項條文)條例及組

部分股份,或不接納該等獲配發的股份存入中央結算系

織章程細則;

統;(2) 安排該等獲配發的股份從中央結算系統提取,

確認

閣下已細閱招股章程及本申請表格所載的條款及

並轉入 閣下名下,有關風險及費用概由 閣下自行承

條件以及申請程序,並同意受其約束;

擔;及(3) 安排該等獲配發的股份以 閣下名義發行(或

確認

閣下已接獲及細閱招股章程,提出申請時也僅依

如屬聯名申請人,則以排名首位申請人的名義發行),

據招股章程載列的資料及陳述,而除招股章程任何補充

而在此情況下,會以普通郵遞方式將該等獲配發股份的

文件所載者外,不會依賴任何其他資料或陳述;

股票寄往 閣下在申請表格上所示地址(郵誤風險概由

確認

閣下知悉招股章程內有關股份發售的限制;

閣下自行承擔)或提供該等股票予 閣下領取;

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股 份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

  • 同意香港結算及香港結算代理人均可調整以香港結算代 本公司預期於二零一九年十月二十四日(星期四)在本公司網

理人名義發行的獲配發股份數目;(www.townray.com) 及聯交所網站(www.hkexnews.hk)

  • 同意香港結算及香港結算代理人對招股章程及本申請表 佈最終發售價、配售踴躍程度水平、公開發售的申請水平及

格未有載列的資料及陳述概不負責; 公開發售股份分配基準。公開發售的分配結果以及公開發售

  • 同意香港結算及香港結算代理人無論如何不須對 閣下 項下獲接納申請人的香港身份證護照香港商業登記號碼

負責;

(如適用)亦同於上述網站公佈。

  • 聲明及表示此乃本人吾等為本身或本人吾等為其利

益提出申請的人士所提出及擬提出的唯一申請;

如 閣下成功申請認購公開發售股份(全部或部分)

明白本公司、保薦人、聯席全球協調人、聯席賬簿管理

閣下的申請全部或部分獲接納, 閣下的股票(前提是到

人、聯席牽頭經辦人及包銷商將依據

閣下的聲明及陳

二零一九年十月二十五日(星期五)上午八時正股份發售成為

述而決定是否向

閣下配發任何公開發售股份, 閣下

無條件而並無終止,股票成為有效的所有權證明)將以香港

如作出虛假聲明,可能會被檢控;

結算代理人名義發出,並按 閣下在申請表格的指示於二零

(如本申請是為

閣下本身利益提出)保證 閣下或作

一九年十月二十四日(星期四)或在特別情況下由香港結算

閣下代理的任何人士或任何其他人士不曾亦不會

或香港結算代理人決定的任何其他日期直接存入中央結算系

閣下利益而以白色黃色申請表格或向香港結算發

統,記存於 閣下的中央結算系統投資者戶口持有人股份戶

電子認購指示而提出其他申請;及

口或

閣下指定的中央結算系統參與者股份戶口。

(如

閣下作為代理為另一人士的利益提出申請)保證

如 閣下透過中央結算系統投資者戶口持有人以外的指

(i)

閣下(作為代理或為該人士利益)或該人士或任何其

定中央結算系統參與者提出申請:公開發售股份將存

他作為該人士代理的人士不曾亦不會以白色黃色申請

入 閣下指定的中央結算系統參與者(非中央結算系統

表格或向香港結算發出電子認購指示而提出其他申請;

投資者戶口持有人)股份戶口, 閣下可向該中央結算系

(ii) 閣下獲正式授權作為該人士的代理代為簽署申

統參與者查詢 閣下獲配發的公開發售股份數目。

請表格或發出電子認購指示

e

如 閣下以中央結算系統投資者戶口持有人身份提出申

l

請:本公司預期於二零一九年十月二十四日(星期四)

丁、 授權書

刊登中央結算系統投資者戶口持有人的申請結果及公開

閣下透過授權代理人提出申請,本公司、保薦人、聯席

發售的結果。 閣下應查閱本公司刊發的公告,如有任

全球協調人、聯席賬簿管理人及聯席牽頭經辦人可按其認為

何資料不符,請於二零一九年十月二十四日(星期四)

合適的任何條件(包括出示代理人獲授權證明)酌情接納或拒

下午五時正前或香港結算或香港結算代理人決定的任何

閣下的申請。

其他日期前知會香港結算。緊隨公開發售股份存入 閣

m

下的股份戶口後, 閣下即可透過「結算通」電話系統及

釐定發售價及公開發售股份的分配

中央結算系統互聯網系統(根據香港結算不時生效的《投

預期發售價於二零一九年十月十八日(星期五)或前後釐定。

資者戶口操作簡介》所載程序)查詢 閣下的新戶口結

申請人須繳付每股公開發售股份1.50 港元的最高發售價,另

餘。香港結算亦將向 閣下提供一份活動結單,列出存

a

1.0% 經紀佣金、0.0027% 證監會交易徵費及0.005% 聯交

入 閣下股份戶口的公開發售股份數目。

所交易費。倘若本公司與聯席全球協調人(為其本身及代表p

包銷商)並無於二零一九年十月二十一日(星期一)下午六時

本公司不會就申請時繳付的款項發出收據,亦不會發出臨時

正或之前協定發售價,股份發售將不會進行,並將告失效。

所有權文件。

截止登記認購申請前,概不處理公開發售股份的申請,亦不

退款

會配發任何公開發售股份。

閣下不獲分配任何公開發售股份或申請僅部分獲接納,

本公司將不計利息退回

閣下的申請股款或其中適當部分(包

公開發售及配售之間的發售股份分配可按招股章程「股份發

括相關的1.0% 經紀佣金、0.0027% 證監會交易徵費及0.005%

售的架構及條件 - 公開發售 - 重新分配」一節所列作出調

聯交所交易費)。

整。聯席全球協調人(為其本身或代表包銷商)可全權酌情將S

發售股份從配售重新分配至公開發售,以應付公開發售的有

倘發售價低於最高發售價,本公司將不計利息向 閣下退回

效申請。根據聯交所發出的指引信(HKEX-GL91-18),倘上

多繳申請股款(包括相關的1.0% 經紀佣金、0.0027% 證監會

述重新分配並非根據上市規則第18 項應用指引而作出,則可

交易徵費及0.005% 聯交所交易費)。

能分配至公開發售的發售股份總數最多不得超過20,000,000

股發售股份(即向公開發售所作的初步分配的兩倍),及最終

有關退款程序載於招股章程「如何申請公開發售股份」一節

發售價將定為招股章程所列的指示發售價範圍的下限(即每 「13. 寄發領取股票及退款」一段內。 股發售股份1.30 港元)。

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited ("HKSCC Nominees") and deposited directly into the Central Clearing and Settlement System ("CCASS") for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
Personal Data

Personal Information Collection Statement

3. Transfer of personal data

This Personal Information Collection Statement informs

Personal data held by the Company and its Hong Kong

the applicant for, and holder of, Public Offer Shares, of

Branch Share Registrar relating to the securities holders

the policies and practices of the Company and its Hong

will be kept confidential but the Company and its

Kong Branch Share Registrar in relation to personal data

Hong Kong Branch Share Registrar may, to the extent

and the Personal Data (Privacy) Ordinance (Chapter 486

necessary for achieving any of the above purposes,

of the Laws of Hong Kong) (the "Ordinance").

disclose or transfer (whether within or outside Hong

1. Reasons for the collection of your personal data

Kong) the personal data to any of the following:

the Company's appointed agents such as financial

It is necessary for applicants and registered holders of

advisers, receiving bank and overseas principal

securities to supply correct personal data to the Company

share registrar;

or its agents and the Hong Kong Branch Share Registrar

where applicants for securities request a deposit into

when applying for securities or transferring securities

CCASS, HKSCC or HKSCC Nominees, who will

into or out of their names or in procuring the services of

use the personal data for the purposes of operating

the Hong Kong Branch Share Registrar.

CCASS;

Failure to supply the requested data may result in your

any agents, contractors or third-party service providers

who offer administrative, telecommunications,

application for securities being rejected, or in delay or

computer, payment or other services to the Company

the inability of the Company or its Hong Kong Branch

or the Hong Kong Branch Share Registrar in

Share Registrar to effect transfers or otherwise render

connection with their respective business operation;

their services. It may also prevent or delay registration

the Stock Exchange, the SFC and any other statutory

or transfers of the Public Offer Shares which you have

regulatory or governmental bodies or otherwise as

successfully applied for and/or the despatch of share

required by laws, rules or regulations; and

certificate(s) and/or refund cheque(s) to which you are

any persons or institutionswith which the securities'

entitled.

holders have or propose to have dealings, such

It is important that securities holders inform the

as their bankers, solicitors, accountants or stock

brokers etc.

Company and the Hong Kong Branch Share R gistrar

immediately of any inaccuracies in the p

data

4.

Retention of personal data

supplied.

T

Company and its Hong Kong Branch Share

2.

Purposes

R

gistrar will keep the personal data of the applicants

and holders of securities for as long as necessary to

The personal data of the securities ho d

rs may be us d,

fulfil the purposes for which the personal data were

held, processed and/or stored by what v

r m

ans for

collcted. Personal data which is no longer required

following purposes:

will be destroyed or dealt with in accordance with the

processing your a lication and refund cheque,

Ordinance.

the

where applicable, verification of com

iance with

the terms and application roceduresrsonalset out in

5.

Access to and correction of personal data

this Application Form and the Pros

ectus and

Securities holders have the right to ascertain whether the

announcing results of allocation of the Public Offer

Company or the Hong Kong Branch Share Registrar hold

Shares;

their personal data, to obtain a copy of that data, and to

compliance with applicable laws and regulations in

Hong Kong nd elsewhere;p

correct any data that is inaccurate. The Company and

registering new issues or transfers into or out of

the Hong Kong Branch Share Registrar have the right

to charge a reasonable fee for the processing of such

the n es of securities' holders including, where

requests.

pplic ble, HK CC No inees;

m int ining or upd

ting the register of securities'

All requests for access to data or correction of data

holders of the C

ny;

should be addressed to us, at our registered address

verifying securities holders' identities;

est blishingompbenefit entitlements of securities'

disclosed under the paragraph headed "Corporate

holders of the

such as dividends, rights

information" of the Prospectus or as notified from time

to time, for the attention of the company secretary, or our

issues, bonus issues, etc.;

Company,

Hong Kong Branch Share Registrar for the attention of

distributing communications from the Company and

the privacy compliance officer.

its subsidiaries;

S• compiling statistical information and shareholder

By signing an Application Form or by giving

profiles;

electronic application instructions to HKSCC, you

disclosing relevant information to facilitate claims

agree to all of the above.

on entitlements; and

  • any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Branch Share Registrar to discharge their obligations to securities' holders and/or regulators and/or any other purposes to which the securities' holders may from time to time agree.
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股 份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
個人資料

個人資料收集聲明

3.

轉交個人資料

此項個人資料收集聲明是向公開發售股份的申請

本公司及其香港股份過戶登記分處所持有關證券

人及持有人說明有關本公司及其香港股份過戶登

持有人的個人資料將會保密,但本公司及其香港

記分處有關個人資料及香港法例第486 章《個人資

股份過戶登記分處可以在為作上述任何用途之必

料(私隱)條例》(「條例」)方面的政策及措施。

要情況下,向下列任何人士披露或轉交(無論在

香港境內或境外)有關個人資料:

1.

收集

閣下個人資料的原因

本公司委任的代理人,例如財務顧問、收款

證券申請人及登記持有人以本身名義申請證券或

銀行及海外股份過戶登記總處;

轉讓或受讓證券時或尋求香港股份過戶登記分處

(如證券申請人要求將證券存入中央結算系

的服務時,必須向本公司或其代理人及香港股份

統)香港結算或香港結算代理人;其將會就中

過戶登記分處提供準確個人資料。

央結算系統的運作使用有關個人資料;

向本公司或香港股份過戶登記分處提供與其

未能提供所要求的資料可能導致 閣下申請證券

各自業務營運有關的行政、電訊、電腦、付

被拒或延遲,或本公司或其香港股份過戶登記分

款或其他服務的任何代理人、承包商或第三

處無法進行過戶或提供服務。此舉也可能妨礙或

方服務供應商;

延遲登記或轉讓 閣下成功申請的公開發售股份

聯交所、證監會及任何其他法定監管機關或

或寄發 閣下應得的股票及或退款支票。

政府部門或遵照其他法例、規則或法規的規

定;及

證券持有人所提供的個人資料如有任何錯誤,須

證券持有人與其進行或擬進行交易的任何人

立即通知本公司及香港股份過戶登記分處。

士或機構,例如彼等的銀行、律師、會計師

或股票經紀等。

2.

用途

e

4.

個人資料的保留

證券持有人的個人資料可以任何方式被採用、持

有、處理及或保存,以作下列用途:

本公司及其香港股份過戶登記分處將按收集個人

處理

閣下的申請及退款支票(如適用)、核

資料所需的用途保留證券申請人及持有人的個人

實是否符合本申請表格及招股章程載列的條l

資料。無需保留的個人資料將會根據條例銷毀或

款及申請程序以及公佈公開發售股份的分配

處理。

結果;

5.

查閱及更正個人資料

遵守香港及其他地區的適用法律及法規;

p

證券持有人有權確定本公司或香港股份過戶登記

以證券持有人(包括香港結算代理人(如適

用))的名義登記新發行證券或轉讓或受讓證

分處是否持有其個人資料,並有權索取有關該資

券;

料的副本並更正任何不準確資料。本公司及香港

存置或更新本公司證券持有人的名冊;

股份過戶登記分處有權就處理任何查閱資料的要

核實證券持有人的身份;

求收取合理費用。

m

確定本公司證券持有人的受益權利,例如股

a

所有查閱資料或更正資料的要求應按招股章程「公

息、供股、紅股等;

司資料」一段所披露或不時通知的本公司註冊地

分發本公司及其附屬公司的通訊;

S 編製統計數據及股東資料;

址向公司秘書或本公司的香港股份過戶登記分處

披露有關資料以便就權益索償;及

屬下的個人資料私隱事務主任提出。

  • 與 上 述 有 關 的 任 何 其 他 附 帶 或 相 關 用 途
    或使本公司及香港股份過戶登記分處能 閣下簽署申請表格或向香港結算發出電子認購指 履行對證券持有人及或監管機構承擔的責 示,即表示同意上述各項。
    任及或證券持有人不時同意的任何其他用

途。

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HKEx - Hong Kong Exchanges and Clearing Ltd. published this content on 15 October 2019 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 14 October 2019 22:56:04 UTC