FORM 4

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF

SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or

Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person *

2. Issuer Name and Ticker or Trading Symbol

5. Relationship of Reporting Person(s) to Issuer

(Check all applicable)

Camp Garrett

Uber Technologies, Inc [ UBER ]

__X__ Director

_____ 10% Owner

(Last)

(First)

(Middle)

3. Date of Earliest Transaction (MM/DD/YYYY)

_____ Officer (give title below)

_____ Other (specify below)

1455 MARKET STREET, 4TH FLOOR

12/10/2019

(Street)

4. If Amendment, Date Original Filed (MM/DD/YYYY)

6. Individual or Joint/Group Filing (Check Applicable Line)

SAN FRANCISCO, CA 94103

_X _ Form filed by One Reporting Person

(City)

(State)

(Zip)

___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security

2. Trans. Date

2A. Deemed

3. Trans. Code

4. Securities Acquired (A) or

5. Amount of Securities Beneficially Owned

6.

7. Nature

(Instr. 3)

Execution

(Instr. 8)

Disposed of (D)

Following Reported Transaction(s)

Ownership

of Indirect

Date, if any

(Instr. 3, 4 and 5)

(Instr. 3 and 4)

Form:

Beneficial

Direct (D)

Ownership

or Indirect

(Instr. 4)

(A) or

(I) (Instr.

Code

V

Amount

(D)

Price

4)

Common Stock

12/10/2019

S

(1)

170000.00

D

$27.8336

(2)

72182774.00

I

Expa-1,

LLC (3)

Common Stock

12/11/2019

S

(1)

170000.00

D

$28.3317

(4)

72012774.00

I

Expa-1,

LLC (3)

Common Stock

12/11/2019

G(5)

V

459840.00

D

$0.00

0.00

I

RMG

Trust I

Common Stock

12/11/2019

G(6)

V

7067312.00

D

$0.00

0.00

I

RMG

Trust II

G(7)

RMG

Common Stock

12/11/2019

V

43110.00

D

$0.00

100590.00

I

Trust

III (8)

Common Stock

12/12/2019

S

(1)

170000.00

D

$28.5789

(9)

71842774.00

I

Expa-1,

LLC (3)

RMG-

Common Stock

281500.00

I

Trust

LLC (10)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivate

2.

3. Trans.

3A. Deemed

4. Trans. Code

5. Number of

6. Date Exercisable and

7. Title and Amount of

8. Price of

9. Number of

10.

11. Nature

Security

Conversion

Date

Execution

(Instr. 8)

Derivative Securities

Expiration Date

Securities Underlying

Derivative

derivative

Ownership

of Indirect

(Instr. 3)

or Exercise

Date, if any

Acquired (A) or

Derivative Security

Security

Securities

Form of

Beneficial

Price of

Disposed of (D)

(Instr. 3 and 4)

(Instr. 5)

Beneficially

Derivative

Ownership

Derivative

(Instr. 3, 4 and 5)

Owned

Security:

(Instr. 4)

Security

Following

Direct (D)

Date

Expiration

Title

Amount or Number of

Reported

or Indirect

Code

V

(A)

(D)

Exercisable

Date

Shares

Transaction(s)

(I) (Instr.

(Instr. 4)

4)

Explanation of Responses:

  1. This transaction was made pursuant to Mr. Camp's existing Rule 10b5-1 plan.
  2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.62 to $27.99, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), and (9) to this Form 4.
  3. Mr. Camp serves as the sole manager of Expa-1, LLC and has sole voting and dispositive power over the shares held by Expa-1, LLC.
  4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.85 to $28.53, inclusive.
  5. Represents a gift of shares held by RMG Trust I. Following the transaction, the reporting person has neither investment control over nor a pecuniary interest in the transferred shares. RMG Trust I no longer holds shares of Uber common stock.
  6. Represents a gift of shares held by RMG Trust II. Following the transaction, the reporting person has neither investment control over nor a pecuniary interest in the transferred shares. RMG Trust II no longer holds shares of Uber common stock.
  7. Represents a gift of shares held by RMG Trust III. Following the transaction, the reporting person has neither investment control over nor a pecuniary interest in the transferred shares.
  1. The reporting person retains indirect beneficial ownership of the shares held by RMG Trust III. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.
  2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.20 to $28.75, inclusive.
  3. Mr. Camp serves as the sole manager of RMG-Trust LLC and has sole voting and dispositive power over the shares held by RMG-Trust LLC.

Reporting Owners

Reporting Owner Name / Address

Relationships

Director

10% Owner

OfficerOther

Camp Garrett

1455 MARKET STREET, 4TH FLOOR

X

SAN FRANCISCO, CA 94103

Signatures

/s/ Keir Gumbs by Power of Attorney for Garrett Camp

12/12/2019

**Signature of Reporting Person

Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

  • If the form is filed by more than one reporting person, see Instruction 4(b)(v).
  • Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

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Uber Technologies Inc. published this content on 12 December 2019 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 13 December 2019 02:00:06 UTC