Profile
Mr. William D.
Woodward is Chief Compliance Officer at Wunderlich Securities, Inc. He joined Wunderlich Securities in September 2011.
Prior to joining Wunderlich, Mr. Woodward served as Director of Investment Advisor Compliance for Waddell and Reed, Inc., one of the most long-standing asset management and financial planning firms in the United States.
His extensive experience includes served as Vice President, Director of Compliance for Birchtree Financial Services Inc. from 1996 to 1999, Vice President, Chief Compliance Officer for FBD Investments from 1994 to 1996, Registered Representative for Berthel Fisher and Company from 1992 to 1994 and Executive Vice President, Compliance Officer for Hanover Investment Securities from 1985 to 1988.
Mr. Woodward received a B.S.
in Environmental Science from Purdue University in 1975.
Former positions of Bill D. Woodward
| Companies | Position | End |
|---|---|---|
Waddell & Reed LLC
 Waddell & Reed LLC Investment ManagersFinance Waddell & Reed LLC operates as an asset management and financial planning company. It serves the financial needs of families, individuals and businesses. The company was founded by Chauncey Waddell and Cameron Reed in 1937 and is headquartered in Overland Park, KS. | Corporate Officer/Principal | 2011-08-29 |
Birchtree Financial Services, Inc.
 Birchtree Financial Services, Inc. Investment Banks/BrokersFinance Part of H&R Block, Inc., Birchtree Financial Services, Inc. is an investment firm that offers financial products including stocks, bonds, mutual funds, and insurance products. The company is based in Kansas City, MO. Birchtree Financial Services was acquired by HRB Business Services, Inc. on January 29, 1999. | Corporate Officer/Principal | 1999-12-29 |
FBD Consulting, Inc.
 FBD Consulting, Inc. Miscellaneous Commercial ServicesCommercial Services FBD Consulting, Inc. provides consulting, actuarial, and administrative services. The company was founded on April 1, 1982 and is headquartered in Overland Park, KS. | Corporate Officer/Principal | 1995-12-29 |
Berthel Fisher & Co. Financial Services, Inc.
 Berthel Fisher & Co. Financial Services, Inc. Investment Banks/BrokersFinance Founded in 1985, Berthel Fisher & Co. Financial Services, Inc. is a registered broker/dealer headquartered in Cedar Rapids, Iowa. The firm provides a full range of securities and brokerage services to their clients. They do not provide any internal research. Berthel Fisher is the broker subsidiary of Berthel Fisher & Co. | Corporate Officer/Principal | 1993-12-29 |
Hanover Investors, Inc.
 Hanover Investors, Inc. Investment ManagersFinance Hanover Investors, Inc., a subsidiary of Hanover Investors Ltd., is a New York City-based private equity firm. | Corporate Officer/Principal | 1988-12-29 |
Training of Bill D. Woodward
| Purdue University | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 6 |
|---|---|
Waddell & Reed LLC
Waddell & Reed LLC Investment ManagersFinance Waddell & Reed LLC operates as an asset management and financial planning company. It serves the financial needs of families, individuals and businesses. The company was founded by Chauncey Waddell and Cameron Reed in 1937 and is headquartered in Overland Park, KS. | Finance |
Birchtree Financial Services, Inc.
Birchtree Financial Services, Inc. Investment Banks/BrokersFinance Part of H&R Block, Inc., Birchtree Financial Services, Inc. is an investment firm that offers financial products including stocks, bonds, mutual funds, and insurance products. The company is based in Kansas City, MO. Birchtree Financial Services was acquired by HRB Business Services, Inc. on January 29, 1999. | Finance |
Berthel Fisher & Co. Financial Services, Inc.
Berthel Fisher & Co. Financial Services, Inc. Investment Banks/BrokersFinance Founded in 1985, Berthel Fisher & Co. Financial Services, Inc. is a registered broker/dealer headquartered in Cedar Rapids, Iowa. The firm provides a full range of securities and brokerage services to their clients. They do not provide any internal research. Berthel Fisher is the broker subsidiary of Berthel Fisher & Co. | Finance |
B. Riley Wealth Management, Inc.
 B. Riley Wealth Management, Inc. Investment ManagersFinance B. Riley Wealth Management, Inc. (B. Riley), formerly Wunderlich Securities, Inc., is a full-service brokerage firm headquartered in Memphis, Tennessee, founded in 1996. The firm is a subsidiary of Wunderlich Investment Co., Inc. B. Riley provides comprehensive wealth management and brokerage services to individuals and families, corporations and non-profit organizations, including qualified retirement plans, trusts, foundations and endowments. In 2001, they expanded their business to include investment advisory services. The firm is duly registered with the SEC. | Finance |
Hanover Investors, Inc.
Hanover Investors, Inc. Investment ManagersFinance Hanover Investors, Inc., a subsidiary of Hanover Investors Ltd., is a New York City-based private equity firm. | Finance |
FBD Consulting, Inc.
FBD Consulting, Inc. Miscellaneous Commercial ServicesCommercial Services FBD Consulting, Inc. provides consulting, actuarial, and administrative services. The company was founded on April 1, 1982 and is headquartered in Overland Park, KS. | Commercial Services |
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