Edward I. O'Brien

Edward I. O'Brien

96 year
Miscellaneous
Finance
Commercial Services

Network origin in Edward I. O'Brien first degree

EntityEntity typeIndustry
Subsidiary Investment Managers 54
27
Extinct Investment Trusts/Mutual Funds 27
12
Holding Company Investment Managers 12
Securities Industry Association
6
Extinct Miscellaneous Commercial Services 6

Chart of Companies connected to the second degree

Multi-company connection

Companies connected to Edward I. O'Brien via their personal network

CompanySectorRelated peopleMain position
WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC. Investment Trusts/Mutual Funds

Robert I. Frenkel

Theodore Becker

General Counsel

Compliance Officer

WESTERN ASSET INVESTMENT GRADE INCOME FUND INC. Investment Trusts/Mutual Funds

Robert I. Frenkel

Theodore Becker

General Counsel

Compliance Officer

WESTERN ASSET INTERMEDIATE MUNI FUND INC. Investment Trusts/Mutual Funds

Robert I. Frenkel

Theodore Becker

General Counsel

Compliance Officer

STIFEL FINANCIAL CORP. Investment Managers

Richard J. Himelfarb

Thomas Patrick Mulroy

Corporate Officer/Principal

President

Miscellaneous Commercial Services

Dennis R. Beresford

Margaret Milner Richardson

Tom Taylor

Comptroller/Controller/Auditor

Corporate Officer/Principal

Comptroller/Controller/Auditor

NEUBERGER BERMAN NEW YORK MUNICIPAL FUND, INC. Investment Trusts/Mutual Funds

Tom Seip

Michael Knetter

George Morriss

Faith Colish

C. Anne Harvey

Howard A. Mileaf

Candace Straight

Peter Trapp

John McGovern

Robert John Conti

Claudia Brandon

Maxine L. Gerson

Martha Goss

Cornelius T. Ryan

Robert A. Kavesh

Joe Amato

Jack Leon Rivkin

John Cannon

Andrew B. Allard

Sheila James

Brian Kerrane

Kevin Lyons

Owen McEntee

Andrew Provencher

Frank Rosato

Neil S. Siegel

Chamaine Williams

Chairman

Director/Board Member

Director/Board Member

Director/Board Member

Director/Board Member

Director/Board Member

Director/Board Member

Director/Board Member

Director of Finance/CFO

Chief Executive Officer

Corporate Secretary

General Counsel

Director/Board Member

Director/Board Member

Director/Board Member

Chief Executive Officer

Director/Board Member

Director/Board Member

General Counsel

Corporate Officer/Principal

Chief Operating Officer

Corporate Officer/Principal

Corporate Officer/Principal

Corporate Officer/Principal

Corporate Officer/Principal

Corporate Officer/Principal

Compliance Officer

NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND INC. Investment Trusts/Mutual Funds

Tom Seip

Michael Knetter

George Morriss

Faith Colish

C. Anne Harvey

Howard A. Mileaf

Candace Straight

Peter Trapp

John McGovern

Robert John Conti

Claudia Brandon

Maxine L. Gerson

Martha Goss

Cornelius T. Ryan

Robert A. Kavesh

Joe Amato

Jack Leon Rivkin

John Cannon

Andrew B. Allard

Sheila James

Brian Kerrane

Kevin Lyons

Owen McEntee

Andrew Provencher

Frank Rosato

Neil S. Siegel

Chamaine Williams

Chairman

Director/Board Member

Director/Board Member

Director/Board Member

Director/Board Member

Director/Board Member

Director/Board Member

Director/Board Member

Director of Finance/CFO

Chief Executive Officer

Corporate Secretary

General Counsel

Director/Board Member

Director/Board Member

Director/Board Member

Chief Executive Officer

Director/Board Member

Director/Board Member

General Counsel

Corporate Officer/Principal

Chief Operating Officer

Corporate Officer/Principal

Corporate Officer/Principal

Corporate Officer/Principal

Corporate Officer/Principal

Corporate Officer/Principal

Compliance Officer

NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. Investment Trusts/Mutual Funds

Tom Seip

Michael Knetter

George Morriss

Faith Colish

C. Anne Harvey

Howard A. Mileaf

Candace Straight

Peter Trapp

John McGovern

Robert John Conti

Claudia Brandon

Maxine L. Gerson

Martha Goss

Cornelius T. Ryan

Robert A. Kavesh

Joe Amato

Jack Leon Rivkin

John Cannon

Andrew B. Allard

Sheila James

Brian Kerrane

Kevin Lyons

Owen McEntee

Andrew Provencher

Frank Rosato

Neil S. Siegel

Chamaine Williams

Chairman

Director/Board Member

Director/Board Member

Director/Board Member

Director/Board Member

Director/Board Member

Director/Board Member

Director/Board Member

Director of Finance/CFO

Chief Executive Officer

Corporate Secretary

General Counsel

Director/Board Member

Director/Board Member

Director/Board Member

Chief Executive Officer

Director/Board Member

Director/Board Member

General Counsel

Corporate Officer/Principal

Chief Operating Officer

Corporate Officer/Principal

Corporate Officer/Principal

Corporate Officer/Principal

Corporate Officer/Principal

Corporate Officer/Principal

Compliance Officer

NEUBERGER BERMAN MUNICIPAL FUND INC. Investment Trusts/Mutual Funds

Tom Seip

Michael Knetter

George Morriss

Faith Colish

C. Anne Harvey

Howard A. Mileaf

Candace Straight

Peter Trapp

John McGovern

Robert John Conti

Claudia Brandon

Maxine L. Gerson

Martha Goss

Cornelius T. Ryan

Robert A. Kavesh

Joe Amato

Jack Leon Rivkin

John Cannon

Andrew B. Allard

Sheila James

Brian Kerrane

Kevin Lyons

Owen McEntee

Andrew Provencher

Frank Rosato

Neil S. Siegel

Chamaine Williams

Chairman

Director/Board Member

Director/Board Member

Director/Board Member

Director/Board Member

Director/Board Member

Director/Board Member

Director/Board Member

Director of Finance/CFO

Chief Executive Officer

Corporate Secretary

General Counsel

Director/Board Member

Director/Board Member

Director/Board Member

Chief Executive Officer

Director/Board Member

Director/Board Member

Compliance Officer

Corporate Officer/Principal

Chief Operating Officer

Corporate Officer/Principal

Corporate Officer/Principal

Corporate Officer/Principal

Corporate Officer/Principal

Corporate Officer/Principal

Compliance Officer

NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. Investment Trusts/Mutual Funds

Tom Seip

Michael Knetter

George Morriss

Faith Colish

C. Anne Harvey

Howard A. Mileaf

Candace Straight

Peter Trapp

John McGovern

Robert John Conti

Claudia Brandon

Maxine L. Gerson

Martha Goss

Cornelius T. Ryan

Robert A. Kavesh

Joe Amato

Jack Leon Rivkin

John Cannon

Andrew B. Allard

Sheila James

Brian Kerrane

Kevin Lyons

Owen McEntee

Andrew Provencher

Frank Rosato

Neil S. Siegel

Chamaine Williams

Chairman

Director/Board Member

Director/Board Member

Director/Board Member

Director/Board Member

Director/Board Member

Director/Board Member

Director/Board Member

Director of Finance/CFO

Chief Executive Officer

Corporate Secretary

General Counsel

Director/Board Member

Director/Board Member

Director/Board Member

Chief Executive Officer

Director/Board Member

Director/Board Member

General Counsel

Corporate Officer/Principal

Chief Operating Officer

Corporate Officer/Principal

Corporate Officer/Principal

Corporate Officer/Principal

Corporate Officer/Principal

Corporate Officer/Principal

Compliance Officer

NEUBERGER BERMAN ENERGY INFRASTRUCTURE AND INCOME FUND INC. Investment Trusts/Mutual Funds

Tom Seip

Michael Knetter

George Morriss

Faith Colish

Howard A. Mileaf

Candace Straight

Peter Trapp

John McGovern

Robert John Conti

Claudia Brandon

Martha Goss

Joe Amato

Jack Leon Rivkin

Andrew B. Allard

Sheila James

Brian Kerrane

Kevin Lyons

Owen McEntee

Frank Rosato

Chamaine Williams

Chairman

Director/Board Member

Director/Board Member

Director/Board Member

Director/Board Member

Director/Board Member

Director/Board Member

Director of Finance/CFO

Chief Executive Officer

Corporate Secretary

Director/Board Member

Chief Executive Officer

Director/Board Member

General Counsel

Corporate Officer/Principal

Chief Operating Officer

Corporate Officer/Principal

Corporate Officer/Principal

Corporate Officer/Principal

Compliance Officer

NEUBERGER BERMAN NEXT GENERATION CONNECTIVITY FUND INC. Investment Trusts/Mutual Funds

Tom Seip

Michael Knetter

George Morriss

Candace Straight

Peter Trapp

John McGovern

Claudia Brandon

Martha Goss

Joe Amato

Sheila James

Brian Kerrane

Owen McEntee

Frank Rosato

Chairman

Director/Board Member

Director/Board Member

Director/Board Member

Director/Board Member

Director of Finance/CFO

Corporate Secretary

Director/Board Member

Chief Executive Officer

Corporate Officer/Principal

Chief Operating Officer

Corporate Officer/Principal

Corporate Officer/Principal

Investment Managers

John McGovern

Robert John Conti

Claudia Brandon

Joe Amato

Andrew B. Allard

Sheila James

Brian Kerrane

Owen McEntee

Frank Rosato

Chamaine Williams

Corporate Officer/Principal

Corporate Officer/Principal

Corporate Officer/Principal

President

General Counsel

Corporate Officer/Principal

Corporate Officer/Principal

Corporate Officer/Principal

Corporate Officer/Principal

Compliance Officer

Harvard Business School College/University

Mark Fetting

Martha Goss

Thomas James

Jack Leon Rivkin

Masters Business Admin

Masters Business Admin

Masters Business Admin

Masters Business Admin

Towson University College/University

David S. Gruber

Thomas D. Kim

Rachel Roffman

Patricia Lattin

Undergraduate Degree

Undergraduate Degree

Undergraduate Degree

Undergraduate Degree

Investment Banks/Brokers

Douglas Swirsky

Richard J. Himelfarb

Thomas Robinson

Thomas Patrick Mulroy

Corporate Officer/Principal

Corporate Officer/Principal

Analyst-Equity

Corporate Officer/Principal

Legg Mason & Co. LLC (New York)

Robert I. Frenkel

Theodore Becker

William Renahan

Corporate Officer/Principal

Compliance Officer

Director/Board Member

Investment Trusts/Mutual Funds

Robert I. Frenkel

Theodore Becker

William Renahan

General Counsel

Compliance Officer

Corporate Officer/Principal

University of Maryland College/University

Tom Seip

Benjamin Ram

Thomas D. Kim

Director/Board Member

Undergraduate Degree

Masters Business Admin

CLEARBRIDGE MLP AND MIDSTREAM FUND INC Investment Trusts/Mutual Funds

Robert I. Frenkel

Theodore Becker

William Renahan

General Counsel

Compliance Officer

Corporate Officer/Principal

Investment Trusts/Mutual Funds

Claudia Brandon

Sheila James

Brian Kerrane

Corporate Secretary

Corporate Officer/Principal

Corporate Officer/Principal

The Pennsylvania State University College/University

Tom Seip

Amanda E. Agati

Thomas Merchant

Undergraduate Degree

Undergraduate Degree

Undergraduate Degree

University of Pennsylvania College/University

Mark Fetting

Cornelius T. Ryan

Theodore Thomas Micka

Undergraduate Degree

Masters Business Admin

Undergraduate Degree

New York University College/University

William Jefferson Marshall

Candace Straight

Robert A. Kavesh

Undergraduate Degree

Masters Business Admin

Corporate Officer/Principal

WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. Investment Trusts/Mutual Funds

Robert I. Frenkel

Theodore Becker

William Renahan

General Counsel

Compliance Officer

Corporate Officer/Principal

Investment Managers

Robert John Conti

Joe Amato

Jack Leon Rivkin

Corporate Officer/Principal

Chief Executive Officer

Portfolio Manager-Equities

WESTERN ASSET MUNICIPAL PARTNERS FUND INC. Investment Trusts/Mutual Funds

Robert I. Frenkel

Theodore Becker

General Counsel

Compliance Officer

WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST INC. Investment Trusts/Mutual Funds

Robert I. Frenkel

Theodore Becker

General Counsel

Compliance Officer

LMP CAPITAL AND INCOME FUND INC. Investment Trusts/Mutual Funds

Robert I. Frenkel

Theodore Becker

General Counsel

Compliance Officer

WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. Investment Trusts/Mutual Funds

Robert I. Frenkel

Theodore Becker

General Counsel

Compliance Officer

The Johns Hopkins University College/University

Richard J. Himelfarb

Benjamin Ram

Undergraduate Degree

Masters Business Admin

Investment Managers

Chris Blum

Kate Riggs

Analyst-Equity

Market Strategist

Miscellaneous Commercial Services

Richard J. Himelfarb

Kurt Schmoke

Director/Board Member

Director/Board Member

Investment Managers

Peter F. O'Malley

Amanda E. Agati

Director/Board Member

Analyst-Equity

Miscellaneous Commercial Services

C. Anne Harvey

Thomas D. Kim

Director/Board Member

Corporate Officer/Principal

Investment Banks/Brokers

Ralph D. DeNunzio

Joe Amato

Chairman

Corporate Officer/Principal

Investment Trusts/Mutual Funds

Thomas Lemke

Neil S. Siegel

Director/Board Member

Sales & Marketing

American Express Financial Advisors, Inc.

David S. Gruber

Michael Reynolds

Corporate Officer/Principal

Corporate Officer/Principal

1WS Credit Income Fund Investment Trusts/Mutual Funds

Michael Knetter

George Morriss

Director/Board Member

Director/Board Member

Brown University College/University

Martha Goss

Thomas I. Acosta

Undergraduate Degree

Undergraduate Degree

University of Virginia College/University

Michael Webber

Penny Pennington Pennington

Undergraduate Degree

Undergraduate Degree

Statistics

International

United States 49

Sectoral

Miscellaneous 25
Finance 11
Consumer Services 10
Commercial Services 4

Operational

Director/Board Member 462
Corporate Officer/Principal 287
Independent Dir/Board Member 144
General Counsel 105
Chairman 72