Michael Lew

Needham & Co. LLC (Needham) is a registered investment advisor and broker/dealer headquartered in New York City. The firm was founded in 1985 and is a wholly-owned indirect subsidiary of The Needham Group, Inc. Needham provides corporate and institutional clients with high quality research, corporate access, capital markets and trading execution services in both the public and private markets, with an emphasis on growth companies.

ThinkEquity LLC, formerly ThinkPanmure LLC, is a broker/dealer located in San Francisco with additional offices in New York City, Minneapolis and Chicago. The firm was formed as a result of the merger between Panmure Gordon & Co. and ThinkEquity Partners LLC. They are a member of FINRA and the SIPC. ThinkEquity focuses exclusively on the growth sectors of the economy. The firm offers targeted research, investment banking, institutional sales and trading, wealth management and asset management services for private clients, institutional investors, corporate and private clients, venture capitalists, entrepreneurs and financial sponsors. They specialize in identifying, analyzing and understanding the technological, macroeconomic and cultural trends that impact key growth verticals. ThinkEquity focuses on the following sectors: software, communications, Internet/media, semiconductors, green technology and healthcare. The firm provides advisory services including raising capital for public and private companies, institutional brokerage and trading, asset management, wealth management and mergers & acquisitions.

Headquartered in San Francisco with additional offices in New York City, Minneapolis, Chicago and Boston, ThinkEquity Partners is a broker/dealer. The firm offers targeted research and investment banking services for institutional investors and corporate clients. They specialize in identifying, analyzing and understanding the technological, macroeconomic and cultural trends that impact key growth verticals, with a particular concentration on healthcare, technology, media/education and business/consumer services. The firm starts with a top-down analysis approach and then allocates resources based on a long-range research roadmap.

UBS Securities LLC is an investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1998 as UBS Warburg LLC. They are a subsidiary of UBS Americas Holding LLC, ultimately held by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. UBS Securities is a primary dealer in US Government securities and provides a full range of investment banking services which includes corporate finance, mergers and acquisitions, capital markets, trading and sales, fixed-income, equity research, private banking, underwriting and prime brokerage operations. The firm also provides advisory services and access to capital markets for corporate, institutional, intermediary and alternative asset management clients.