Neil Douglas Klein
Investment Committee Member at Carret Asset Management LLC
Network origin in Neil Douglas Klein first degree
| Entity | Entity type | Industry | |
|---|---|---|---|
The Pennsylvania State University
65
| College/University | Other Consumer Services | 65 |
Carret Asset Management LLC
 Carret Asset Management LLC Investment ManagersFinance Carret Asset Management LLC (Carret) is a SEC-registered investment advisor and wealth management firm headquartered in New York City. The firm was founded by Philip Carret in 1963 and is a wholly owned subsidiary of Cascar Holdings, Inc., which is ultimately owned by SBI Holdings, Inc. (TYO: 8473) in Japan. Carret provides investment management services to wealth managers, financial advisors, select institutional clients, and high-net-worth individuals and families.
20
| Subsidiary | Investment Managers | 20 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to Neil Douglas Klein via their personal network
| Company | Sector | Related people | Main position |
|---|---|---|---|
The New York Society of Security Analysts, Inc.
 The New York Society of Security Analysts, Inc. Miscellaneous Commercial ServicesCommercial Services The New York Society of Security Analysts, Inc. operates as a financial services trade group and networking forum for wall street and provides Chartered Financial Analyst (CFA) exam. The company was founded in 1937 and is headquartered in New York, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
| New York University | College/University | Masters Business Admin Undergraduate Degree Private Equity Investor | |
| Lehigh University | College/University | Undergraduate Degree Masters Business Admin | |
Ben Franklin Technology Partners /Ventures/
 Ben Franklin Technology Partners /Ventures/ Investment ManagersFinance Ben Franklin Technology Partners /Ventures/ (Ben Franklin Tech Partners) is a venture Capital firm founded in 1982. The firm is headquartered in Philadelphia, Pennsylvania. | Investment Managers | Consultant / Advisor President | |
| Universiti Sains Malaysia | College/University | Graduate Degree Undergraduate Degree | |
| George Washington University | College/University | Undergraduate Degree Masters Business Admin | |
| UNITED STATES STEEL CORPORATION | Steel | Chief Tech/Sci/R&D Officer Corporate Officer/Principal | |
BNY Mellon Investment Adviser, Inc.
 BNY Mellon Investment Adviser, Inc. Investment ManagersFinance BNY Mellon Investment Adviser, Inc. (BNYMIA) is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 1951 and formerly known as The Dreyfus Corp. They are a wholly-owned subsidiary of MBC Investments Corp., ultimately held by The Bank of New York Mellon Corp. (NYSE: BK). BNYMIA serves as an investment advisor to mutual funds, such as the BNY Mellon Family of Funds and The BNY Mellon Funds Trust, and as sub-investment advisor to non-affiliated mutual funds. Formed in 2009, Dreyfus Cash Investment Strategies (Dreyfus) is a division of the BNYMIA that offers money market strategies to US and non-US institutional investors. | Investment Managers | President Analyst-Equity | |
| Duquesne University of The Holy Spirit | College/University | Masters Business Admin Masters Business Admin | |
| University of Pittsburgh | College/University | Graduate Degree Masters Business Admin | |
Merrill Lynch, Pierce, Fenner & Smith, Inc. (Invt Mgmt)
 Merrill Lynch, Pierce, Fenner & Smith, Inc. (Invt Mgmt) Investment ManagersFinance Merrill Lynch, Pierce, Fenner & Smith, Inc. (MLPFS) is a global investment banking firm, SEC-registered investment advisor, broker-dealer, and futures commission merchant headquartered in New York City. The firm is a subsidiary of BAC North America Holding Co., ultimately held by Bank of America Corp. (NYSE: BAC). MLPFS provide investment advisory services to individuals, trusts, estates, charitable organizations, banks, insurance companies, thrift institutions, pension and profit-sharing plans, corporations and other types of business. | Investment Managers | Corporate Officer/Principal Portfolio Manager-Equities | |
| United States Navy (District of Columbia) | Sovereign | Corporate Officer/Principal Corporate Officer/Principal | |
| Temple University (Pennsylvania) | College/University | Masters Business Admin Undergraduate Degree | |
| ZEBRA TECHNOLOGIES CORPORATION | Computer Processing Hardware | Chief Executive Officer Director/Board Member | |
| Yale University | College/University | Undergraduate Degree Masters Business Admin | |
Kelleher Financial Advisors LLC
 Kelleher Financial Advisors LLC Investment ManagersFinance Kelleher Financial Advisors LLC (KFA) is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 1995 and formerly known as Wall Street Access Asset Management LLC. They are a subsidiary of Wall Street Access NY Corp. KFA offers individualized investment advice and asset management services to individuals, trusts, institutions, corporations, and pension plans. | Investment Managers | Portfolio Manager-Equities Portfolio Manager-Equities | |
| SSR MINING INC. | Precious Metals | Director/Board Member Public Communications Contact | |
| University of Pennsylvania | College/University | Undergraduate Degree Director/Board Member | |
| University of Michigan | College/University | Masters Business Admin Doctorate Degree | |
Carnegie Mellon University
 Carnegie Mellon University Other Consumer ServicesConsumer Services Carnegie Mellon University is an American school that operates as a college or university. It is located in Pittsburgh, Pennsylvania. | College/University | Corporate Officer/Principal Doctorate Degree | |
| Taleris Americas LLC | Director/Board Member | ||
Lyric Opera of Chicago
 Lyric Opera of Chicago Movies/EntertainmentConsumer Services Lyric Opera of Chicago provides live theatrical presentations. The company was founded by Carol Fox, Nicola Rescigno and Lawrence V. Kelly in 1954 and is headquartered in Chicago, IL. | Movies/Entertainment | Director/Board Member | |
| GLOBAL POWER SYNERGY | Electric Utilities | Director/Board Member | |
| Thailand Energy Academy | Director/Board Member | ||
| Thailand Business Council for Sustainable Development | Director/Board Member | ||
| ACCENTURE PLC | Information Technology Services | Chief Investment Officer | |
| Petroleum Institute of Thailand | Director/Board Member | ||
| Dickinson College | College/University | Undergraduate Degree | |
| EASTERN WATER RESOURCES DEVELOPMENT AND MANAGEMENT | Water Utilities | Director/Board Member | |
| Thailand Swimming Association | Director/Board Member | ||
| PT CHANDRA ASRI PACIFIC TBK | Chemicals: Specialty | Director/Board Member | |
| Power For Sustainable Future Foundation | Director/Board Member | ||
Thai Paraxylene Co., Ltd.
 Thai Paraxylene Co., Ltd. Chemicals: SpecialtyProcess Industries Thai Paraxylene Co., Ltd. manufactures aromatics and other petrochemical products. The company is based in Sri Racha, Thailand. Thai Paraxylene Co. was acquired by Thai Oil Public Co. Ltd. on October 20, 2004 for $40.29 million. | Chemicals: Specialty | Chairman | |
| UBON BIO ETHANOL | Oil Refining/Marketing | Director/Board Member | |
| LANDAUER INC | Information Technology Services | Director/Board Member | |
Thaioil Power Co., Ltd.
 Thaioil Power Co., Ltd. Electric UtilitiesUtilities Thaioil Power Co. Ltd. is engaged in generation of electric power. The company operates and manages a natural gas-fired combined-cycle co-generation power plant. Thaioil Power was founded in 1997 and is headquartered in Bangkok, Thailand. | Electric Utilities | Chairman | |
LABIX Co., Ltd.
 LABIX Co., Ltd. Chemicals: SpecialtyProcess Industries LABIX Co., Ltd. produces and distributes linear alkyl benzene. The company is based in Bangkok, Thailand. The company is a subsidiary ultimately controlled by the Government of Thailand. | Chemicals: Specialty | Chairman | |
Forsythe Technology, Inc.
 Forsythe Technology, Inc. Information Technology ServicesTechnology Services Forsythe Technology, Inc. provides technology infrastructure solutions and services. It offers information technology portfolio valuation, data center, system, connectivity, security and hosting solutions, and financial services. The company was founded by Rick Forsythe and Jim McArthur in 1971 and is headquartered in Skokie, IL. | Information Technology Services | Director/Board Member | |
SSgA Funds Management, Inc.
 SSgA Funds Management, Inc. Investment ManagersFinance SSgA Funds Management, Inc. (SSgA FM) is a SEC-registered investment advisor and mutual fund manager headquartered in Boston, Massachusetts. The firm was founded in 1978 and is a subsidiary of State Street Global Advisors, Inc., ultimately held by State Street Corp. (NYSE: STT). SSgA FM provides investment advisory services to US investment companies and certain pooled investment vehicles. | Investment Managers | Portfolio Manager-Equities | |
| Glen Ellyn Volunteer Fire Co. | Director/Board Member | ||
| Kent State University (Ohio) | College/University | Masters Business Admin | |
| Goshen College, Inc. | College/University | Undergraduate Degree | |
| Georgetown University | College/University | Graduate Degree | |
HighTower Securities LLC
 HighTower Securities LLC Investment Banks/BrokersFinance Founded in 2001, Hightower Securities is a FINRA-registered broker/dealer and government securities dealer located in Chicago, Illinois. The firm is a subsidiary of Hightower Holding LLC. Hightower Securities provides clearing and custody services to their clients through relationships with Fidelity Investments, Charles Schwab & Co., Inc. and JPMorgan Clearing Corp., formerly the clearing arm of BearStearns. | Investment Banks/Brokers | Director of Research - Equity | |
Goldman Sachs & Co. LLC
 Goldman Sachs & Co. LLC Investment Banks/BrokersFinance Goldman Sachs & Co. LLC (GS&Co.) is a securities brokerage firm headquartered in New York City. Founded in 1927, the firm is a subsidiary of The Goldman Sachs Group, Inc. (NYSE: GS). GS&Co. provides services to help hedge funds manage risk, monitor portfolios, maintain liquidity and build their businesses. They offer clients access to global equity and derivatives markets, as well as foreign exchange, commodities, European Lefts, rates and credit across the Americas, Europe and Asia. The firm proactively monitors capital markets, searching for pockets of liquidity and news that may require changes to those strategies. Integration with the Goldman Sachs network gives clients access to the firm's sectored block trades and their insights into price discovery. Their electronic trading program provides clients with tools to manage their trades from pre-trade analytics to post-trade analysis. | Investment Banks/Brokers | Corporate Officer/Principal |
Statistics
International
| United States | 37 |
| Thailand | 12 |
| Malaysia | 2 |
| Ireland | 2 |
| Indonesia | 2 |
Sectoral
| Consumer Services | 17 |
| Finance | 12 |
| Utilities | 4 |
| Technology Services | 4 |
| Process Industries | 4 |
Operational
| Director/Board Member | 167 |
| Corporate Officer/Principal | 164 |
| Undergraduate Degree | 85 |
| Chief Executive Officer | 32 |
| Independent Dir/Board Member | 30 |
Most connected contacts
| Insiders | |
|---|---|
| Abdul Farid bin Alias | 47 |
| Wirat Uanarumit | 45 |
| Edward Dowling | 24 |
| Nurmala binti Abdul Rahim | 22 |
| Salomon Sredni | 17 |
| Shahid Shah | 17 |
| Frank Modruson | 14 |
| Scott Pinizzotto | 11 |
| Andrew Hannah | 11 |
| Edward Hogan | 11 |
| Vassilios Zarkalis | 10 |
| Sean Tan | 10 |
| Chang Yu | 10 |
| Jinap binti Salamet | 10 |
| William DeCooman | 10 |
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