Nicole Yuen
Director/Board Member at INTERACTIVE BROKERS GROUP, INC.
Net worth: 199 713 $ as of 2024-04-29
Network origin in Nicole Yuen first degree
| Entity | Entity type | Industry | |
|---|---|---|---|
Credit Suisse (Hong Kong) Ltd.
 Credit Suisse (Hong Kong) Ltd. Investment Banks/BrokersFinance Credit Suisse (Hong Kong) Ltd. (CSHK) is a securities brokerage firm headquartered Hong Kong. The firm is a subsidiary of Credit Suisse AG, which is owned by Credit Suisse Group AG (SWX: CSGN; ADR: CS) in Switzerland. CSHK provides corporate and institutional investors with sales, trading, financing, prime services, and market-making in global equities, as well as equities-related securities, options, futures, risk management, and hedging products. Their client-focused platform offers issuer and investor clients access to distribution, trading, and origination capabilities across various markets globally.
56
| Subsidiary | Investment Banks/Brokers | 56 |
Securities & Futures Commission
 Securities & Futures Commission Investment Banks/BrokersFinance The Securities & Futures Commission is a regulatory body that oversees the securities and futures market. The non-profit company is based in Hong Kong, Hong Kong and has subsidiaries in Hong Kong. The Chinese company was founded by Ermanno Pascutto. Ashley Alder has been the CEO of the company since 2011.
35
| Non-Profit Organization | Investment Banks/Brokers | 35 |
| Public Company | Investment Banks/Brokers | 19 | |
Interactive Brokers (U.K.) Ltd.
 Interactive Brokers (U.K.) Ltd. Investment Banks/BrokersFinance Interactive Brokers (U.K.) Ltd. engages in buying and selling commodity contracts. The company is headquartered in London, the United Kingdom.
10
| Subsidiary | Investment Banks/Brokers | 10 |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 9 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 2 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to Nicole Yuen via their personal network
| Company | Sector | Related people | Main position |
|---|---|---|---|
Merrill Lynch Far East Ltd.
 Merrill Lynch Far East Ltd. Investment Banks/BrokersFinance Merrill Lynch Far East Ltd. is the stockbroking subsidiary of Merrill Lynch HK Services Ltd., ultimately owned by Bank of America Corp. (NYSE: BAC) in the US. Headquartered in Hong Kong, the firm was founded in 2003 and offers a broad range of brokerage services to institutional investors. | Investment Banks/Brokers | Corporate Officer/Principal Director of Research - Equity Analyst-Equity Analyst-Equity Analyst-Equity Analyst-Equity Analyst-Equity Analyst-Equity Analyst-Equity | |
Hong Kong Securities & Investment Institute
 Hong Kong Securities & Investment Institute Miscellaneous Commercial ServicesCommercial Services Hong Kong Securities & Investment Institute is a professional membership organization that offers trainings for the securities and investment industry. The non-profit company is based in Hong Kong, Hong Kong. The Chinese company was founded by Wai Kin Cheng. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
Hong Kong Institute of Certified Public Accountants
 Hong Kong Institute of Certified Public Accountants Miscellaneous Commercial ServicesCommercial Services Hong Kong Institute of Certified Public Accountants operates under the professional accountant’s ordinance and works in the public interest. It offers CPA qualification programme and promulgating financial reporting, auditing and ethical standards in Hong Kong. The company was founded on January 1, 1973 and is headquartered in Hong Kong. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director/Board Member | |
The Hong Kong Institute of Directors
 The Hong Kong Institute of Directors Miscellaneous Commercial ServicesCommercial Services The Hong Kong Institute of Directors operates as premier body which represents professional directors. The company was founded by Moses Cheng in 1997 and is headquartered in Hong Kong. | Miscellaneous Commercial Services | Corporate Officer/Principal Chairman Corporate Officer/Principal Corporate Officer/Principal | |
| Securities & Futures Appeals Tribunal | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | ||
| University of Hong Kong | College/University | Graduate Degree Graduate Degree Undergraduate Degree Undergraduate Degree | |
IBG LLC
 IBG LLC Investment Banks/BrokersFinance IBG LLC provides investment and security services. Its products and services include product listings, exchange listings, new products page lists, contract search, portfolio analysis, trading and expirations calendar, trading products, account management and services. The company is headquartered in Greenwich, CT. | Investment Banks/Brokers | Director of Finance/CFO Director/Board Member President Comptroller/Controller/Auditor | |
The Options Clearing Corp.
 The Options Clearing Corp. Regional BanksFinance The Options Clearing Corp. provides equity derivatives clearing services. It provides central counterparty clearing and settlement services to stock exchanges and trading platforms for options, financial futures, security futures and securities lending transactions. The company was founded in 1973 and is headquartered in Chicago, IL. | Regional Banks | Director/Board Member Director/Board Member Director/Board Member Chief Operating Officer | |
| Law Society of Hong Kong | President President Director/Board Member | ||
JPMorgan Securities (Asia Pacific) Ltd.
 JPMorgan Securities (Asia Pacific) Ltd. Investment Banks/BrokersFinance JPMorgan Securities (Asia Pacific) Ltd. (JPM Asia) is the Hong Kong-based brokerage subsidiary of JP Morgan Chase & Co. (NYSE: JPM), a global financial services company headquartered in the US. JPM Asia provides brokerage services to local corporations and institutions, multinationals, governments and private clients. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity Analyst-Equity | |
UBS Securities (Asia) Ltd.
 UBS Securities (Asia) Ltd. Investment Banks/BrokersFinance UBS Securities Asia Ltd. (UBS Asia) is a brokerage firm headquartered in Hong Kong. The firm is a subsidiary of UBS AG, which is owned by UBS Group AG (SWX: UBSG) in Switzerland. UBS Asia provides corporate and institutional clients which include intermediary and alternative asset managers with financial advisory services, access to the world's capital markets and securities products and research in the field of equity, fixed-income, rates, foreign exchange, energy and metals. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity Analyst-Equity | |
Optimas Capital Ltd.
 Optimas Capital Ltd. Investment ManagersFinance Optimas Capital Ltd (Optimas Capital) is a venture capital firm founded in 2016 by Yongzhi Jiang. The firm is headquartered in Central, Hong Kong. | Investment Managers | Private Equity Investor Private Equity Investor Private Equity Investor | |
Nomura International (Hong Kong) Ltd.
 Nomura International (Hong Kong) Ltd. Investment Banks/BrokersFinance Nomura International (Hong Kong) Ltd. (Nomura International HK) is the brokerage subsidiary of Nomura Asia Pacific Holdings Co. Ltd., which is ultimately-owned by Nomura Holdings, Inc. (TYO: 8604) in Japan. Headquartered in Hong Kong, the firm’s global markets team offers research, sales and trading of global securities to a diverse range of clients globally, including institutional investors, financial institutions, corporates, financial sponsors and government entities. Nomura International HK operates a truly integrated, cross-asset platform which includes research, sales and trading in equities, currencies, rates and credit in cash and derivative products. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity Analyst-Equity | |
Institute of Chartered Accountants in England & Wales
 Institute of Chartered Accountants in England & Wales Miscellaneous Commercial ServicesCommercial Services The Institute of Chartered Accountants in England & Wales ensures that its members, students, and affiliates maintain the highest standards of professional competency and conduct to protect the public interest. The non-profit company is based in London, UK, and has subsidiaries in the United Kingdom. With over 150,000 members, the institute provides technical information, helplines, and communities to its members. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
Barclays Capital Asia Ltd.
 Barclays Capital Asia Ltd. Investment Banks/BrokersFinance Founded in 1985, Barclays Capital Asia Ltd. is a Chinese brokerage services company. Part of Barclays PLC, the company is based in Hong Kong, Hong Kong. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity Director/Board Member | |
CLSA Ltd.
 CLSA Ltd. Investment Banks/BrokersFinance CLSA Ltd. is the Hong Kong-based institutional brokerage subsidiary of CITIC Securities Co., Ltd. (SSE: 600030, SEHK: 6030), a full-service investment bank headquartered in China. Founded in 1986, the firm provides sales and execution services to global investors and corporates. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity Analyst-Equity | |
Cornell University
 Cornell University Other Consumer ServicesConsumer Services Cornell University is an educational institution that offers undergraduate and post graduate programs. It was founded in 1865 and is based in Ithaca, NY. | College/University | Undergraduate Degree Undergraduate Degree Masters Business Admin | |
Jefferies Hong Kong Ltd.
 Jefferies Hong Kong Ltd. Investment Banks/BrokersFinance Jefferies Hong Kong Ltd. is a securities brokerage firm headquartered in Hong Kong. The firm is a subsidiary of Jefferies Group LLC, which is owned by Jefferies Financial Group, Inc. (NYSE: JEF) in the US. Jefferies Hong Kong is a client-focused full-service sales, trading and capital markets platform across all equity and fixed income securities. They provide an array of trading and execution services for their clients. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity Analyst-Equity | |
| University of Pennsylvania | College/University | Masters Business Admin Masters Business Admin | |
Integrated Distribution Services Group Ltd.
 Integrated Distribution Services Group Ltd. Air Freight/CouriersTransportation Integrated Distribution Services Group Ltd. provides a menu of integrated-distribution services in three core businesses across Asia: Marketing, Logistics and Manufacturing, encompassing the full breadth and depth of the value chain. The company was founded in 1999 and is headquartered in Hong Kong. | Air Freight/Couriers | Director/Board Member Compliance Officer | |
| The Trustees of Columbia University in The City of New York | College/University | Masters Business Admin Graduate Degree | |
| City University of Hong Kong | College/University | Corporate Officer/Principal President | |
| University of Alberta | College/University | Undergraduate Degree Graduate Degree | |
| The Hong Kong Security Association | Director/Board Member Corporate Officer/Principal | ||
| LI & FUNG LIMITED | Miscellaneous Commercial Services | Director/Board Member Director of Finance/CFO | |
| Barristers Disciplinary Tribunal Panel | General Government | Corporate Officer/Principal Corporate Officer/Principal | |
Abrdn Asia Ltd.
 Abrdn Asia Ltd. Investment ManagersFinance Abrdn Asia Ltd. is the wholly owned, Singapore-based asset management subsidiary of abrdn Holdings Ltd., which is wholly owned by abrdn Plc (LON: ABDN), a global investment company headquartered in Edinburgh, UK. The firm was founded by Hugh Young in 1992 as Aberdeen Asset Management (Asia) Ltd. and subsequently renamed into Aberdeen Standard Investments (Asia) Ltd. in 2018. They became Abrdn Asia Ltd. in 2021. Abrdn Asia provides investment advisory services to a variety of institutional clients, such as corporate plans, non-profit organizations, public plans, governments, private investors, multi-employer plans, financial institutions, sub-advised funds and pooled investment vehicles, encompassing both affiliated and unaffiliated US and non-US Registered Funds and US and non-US unregistered funds, among others. | Investment Managers | Founder Portfolio Manager-Equities | |
Citigroup Global Markets Asia Ltd.
 Citigroup Global Markets Asia Ltd. Investment Banks/BrokersFinance Citigroup Global Markets Asia Ltd. (CGMA) is a securities brokerage firm headquartered Hong Kong. They are a subsidiary of Citigroup Global Markets Hong Kong Holdings Ltd., ultimately owned by Citigroup, Inc. (NYSE: C) in the US. Formerly known as Citi Smith Barney, the firm was reorganized in 2008 when Citigroup combined their brokerage and private banking businesses. CGMA offers stock trading services to various institutional investors. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity | |
Timber Hill LLC
 Timber Hill LLC Investment Banks/BrokersFinance Founded in 1996, Timber Hill LLC is an SEC-registered broker/dealer located in Greenwich, Connecticut. The firm provides trade clearing and trade settlement services. Their products include equity and index options | Investment Banks/Brokers | Founder Corporate Officer/Principal | |
| Employers Federation of Hong Kong | General Government | Corporate Officer/Principal Corporate Officer/Principal | |
| London School of Economics & Political Science | College/University | Undergraduate Degree Undergraduate Degree | |
Asian Youth Orchestra Ltd.
 Asian Youth Orchestra Ltd. Other Consumer ServicesConsumer Services Asian Youth Orchestra Ltd. operates music classes. The non-profit company is based in Hong Kong, Hong Kong. The Chinese company was founded in 1987 by Richard Pontzious. | Other Consumer Services | Director/Board Member Director/Board Member | |
The Stock Exchange of Hong Kong Ltd.
 The Stock Exchange of Hong Kong Ltd. Investment Banks/BrokersFinance HKEx is the holding company of The Stock Exchange of Hong Kong Limited, Hong Kong Futures Exchange Limited and Hong Kong Securities Clearing Company Limited. It brings together the market organisations which have transformed Hong Kong's financial services industry from a domestically focused market to become a central market place in Asia attracting investment funds from all over the world. HKEx was listed in June 2000 following the integration of Hong Kong's securities and derivatives markets. As a market-driven organisation, answerable to its shareholders, HKEx competes vigorously for opportunities in the region and around the world. HKEx's operations are organised into focused units, directly supervised and controlled by management and the board of directors. The board, the highest decision-making body, determines HKEx's objectives, missions, strategies, policies and business plan and monitors their implementation by management. In its role as the operator and frontline regulator of the central securities and derivatives marketplace in Hong Kong, HKEx regulates listed issuers; administers listing, trading and clearing rules; and provides services, primarily at the wholesale level, to customers of the exchanges and clearing houses, including issuers and intermediaries - investment banks or sponsors, securities and derivatives brokers, custodian banks and information vendors - who service the investor directly. These services comprise trading, clearing and settlement, depository and nominee services, and information services. | Investment Banks/Brokers | Director/Board Member Director/Board Member | |
Samsung Securities (Asia) Ltd.
 Samsung Securities (Asia) Ltd. Investment Banks/BrokersFinance Part of Samsung Securities Co., Ltd., Samsung Securities (Asia) Ltd. is a brokerage company based in Hong Kong, Hong Kong. The Chinese company provides brokerage services. The company was founded in 2001. The CEO is Young Kyun Ko. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity | |
P.C. Woo & Co.
 P.C. Woo & Co. Miscellaneous Commercial ServicesCommercial Services P.C. The private company is based in Hong Kong, Hong Kong. Woo & Co. is a Chinese company that provides legal services. Lester Garson Huang has been the CEO of the company since 1985. | Miscellaneous Commercial Services | Chairman Chief Executive Officer | |
| ABERDEEN NEW THAI INVEST | Investment Trusts/Mutual Funds | Director/Board Member Chief Investment Officer | |
| Optimas Capital Ltd. (Investment Management) | Investment Managers | Founder Director of Research - Equity | |
| New York University | College/University | Graduate Degree Undergraduate Degree | |
| Tsinghua University | College/University | Corporate Officer/Principal Undergraduate Degree | |
| THE INDIA FUND, INC. | Investment Trusts/Mutual Funds | Director/Board Member Corporate Officer/Principal | |
| ABRDN ASIA FOCUS PLC | Investment Trusts/Mutual Funds | Corporate Officer/Principal Chief Investment Officer | |
| The Hong Kong Polytechnic University | College/University | Corporate Officer/Principal | |
| Qianxin Culture Investment Management Co. Ltd. | Investment Managers | Director/Board Member | |
| China Law Society | Corporate Officer/Principal | ||
| China Universities Alumni (HK) Association | Corporate Officer/Principal | ||
| BANK OF JINZHOU CO., LTD. | Major Banks | Director/Board Member |
Statistics
International
| Hong Kong | 30 |
| United States | 10 |
| United Kingdom | 5 |
| China | 5 |
| Taiwan | 2 |
Sectoral
| Finance | 21 |
| Consumer Services | 12 |
| Commercial Services | 7 |
| Miscellaneous | 5 |
| Government | 3 |
Operational
| Director/Board Member | 350 |
| Corporate Officer/Principal | 174 |
| Independent Dir/Board Member | 101 |
| Analyst-Equity | 79 |
| Chairman | 64 |
Most connected contacts
| Insiders | |
|---|---|
| Anthony Nightingale | 51 |
| Chee Ming Liu | 45 |
| Yu Ning Fu | 33 |
| Hugh Young | 33 |
| Lester Garson Huang | 26 |
| Sui Cheong Tsang | 25 |
| Fook Aun Chew | 23 |
| Hin Wing Lai | 21 |
| Zhang Hong Hu | 20 |
| Gary Katz | 17 |
| Haroun Rashid | 17 |
| Jill Bright | 17 |
| Sheng Man Zhang | 15 |
| Xiang Ye | 14 |
| Kevin Anthony Westley | 14 |
- Stock Market
- Insiders
- Nicole Yuen
- Company connections