Rob Heilbronner

Merrill Lynch International (MLI-UK) is a brokerage firm headquartered in London, UK. The firm was founded in 1988 and is a subsidiary of ML UK Capital Holdings Ltd., ultimately owned by Bank of America Corp. (NYSE: BAC) in the US. MLI-UK provides brokerage services to individual and retail clients.

Citigroup Global Markets Ltd. (CGML) is an international broker-dealer firm headquartered in London, UK. The firm was founded in 1983 and is a subsidiary of Citigroup Global Markets Holdings Bahamas Ltd., ultimately held by Citigroup, Inc. (NYSE: C) in the US. CGML has a major presence in the international financial markets as a dealer, market-maker and underwriter in equity and fixed income securities and offers risk-based solutions to producers and investors in commodity markets. They also provide corporate finance services to a wide range of corporate, institutional and government clients. Their trading activities encompass cash, exchange traded and OTC derivative markets.

BNP Paribas (London Branch) is the Great Britain-based brokerage division of BNP Paribas SA (EPA: BNP) in France. The firm is headquartered in London and was founded in 1986. BNP Paribas (London Branch) offers a wide range of products and services to corporate, institutional, commodities, market making and broking clients.

Part of Piper Sandler Cos., Piper Sandler Ltd. is a brokerage services provider. The company is based in London, UK. The British company was founded in 1999. Neil Robert Mackison has been the CEO of the company since 2006.

Kabbage, Inc. engages in the provision of online financing services to the small and medium sized businesses. It offers SMB lending, consumer lending, customer service platform, portfolio performance and mobile lending application, and cabbage card. The company was founded by Robert J. Frohwein, Marc J. Gorlin and Kathryn T. Petralia in 2009 and is headquartered in Atlanta, GA.

Glencar Mining Plc explores and develops gold and metal deposits. The company has exploration projects in Mali and Ghana in West Africa, in Uganda in East Africa and in Ireland. The company was formerly known as Glencar Explorations Limited and changed its name to Glencar Mining Plc in 1997. Glencar is headquartered in Dublin, Ireland.

Part of ING Groep NV, ING Barings Group LLC is a British company that provides investment banking and financial services. The company is based in London, UK.

Part of HSBC Holdings Plc, James Capel & Co. Ltd. is a British company that provides banking and financial services. The company is based in London, UK.

Part of Extreme Reach, Inc., Swan Systems, Inc. is a company that specializes in improving the management of public open spaces and simplifying the management of water utilities. The company is based in San Francisco, CA. Swan Systems helps water managers make data-driven decisions about how much and when to use water with their configurable water and nutrient management software. In addition, the company provides industry insights, case studies, and news to keep their clients informed and educated. Swan Systems was acquired by FastChannel Network, Inc. on July 16, 2002.

Trillium Partners, the independent, corporate finance advisory firm headquartered in London They advise their clients on mergers, acquisitions, disposals, partnerships and fund raisings. Their client focus is on domestic and international companies and private equity firms operating in the digital media, information and communications sectors.

Deutsche Bank AG (Deutsche Bank UK) is the UK-based securities brokerage division of Deutsche Bank AG (ETR: DBK) in Germany. The firm is headquartered in London and was founded in 1873. Deutsche Bank provides brokerage services to companies and institutions.

Part of Anglo American Plc, Anglo American Corp. of South Africa Pty Ltd. mines minerals. The company is based in Pretoria, South Africa.

RBC Capital Markets LLC is a full-service brokerage and financial services firm headquartered in New York City. They are a direct subsidiary of RBC USA Holdco Corp. and a wholly-owned indirect subsidiary of Royal Bank of Canada (TSE, NYSE: RY). Founded in 2010, the firm is comprised of 3 major business lines: the Private Client Group, the Fixed-Income Group and the Clearing and Execution Services Group. The Private Client Group serves individual investors, while the Fixed-Income Group provides services to institutions, municipalities and non-profit organizations. The Clearing and Execution Services Group is a provider of clearing and execution services to independent brokers/dealers throughout the US. RBC Capital Markets focuses on the following sectors: communications, media, consumer/retail, diversified industries, energy, financial institutions, forest products, healthcare, infrastructure finance, mining & metals, real estate, social infrastructure, technology and the US municipal markets.

UBS AG (London Branch) is the Great Britain-based brokerage subsidiary of UBS AG, ultimately held by UBS Group AG (SWX: UBSG) in Switzerland. Headquartered in London, the firm was founded in 1998 and provides nimble, innovative and bespoke access to solutions, from market and insight tools, to trading strategies and execution for private, institutional and corporate clients worldwide, as well as private clients in Switzerland. They distribute, trade, finance and clear cash equity and equity-linked products. The firm also structures, originates and distributes new equity and equity-linked issues.

Absolut Asset Managers AG is the asset management subsidiary of Carpona Financial Services GmbH in Germany. Headquartered in Windach, the firm provides investment management services to various clients.

Delta Partners Capital Ltd. (Delta Partners) is a private equity firm founded in 2006 by Kristoff Puelinckx. The firm is headquartered in Dubai, United Arab Emirates.

Chuangsheng Qiao Kang Pharmaceutical Co., Ltd. develops ocular therapeutics and treatments for rare diseases. The private company is based in Beijing, CN. and has subsidiaries in the United States. The CEO of the Chinese company is Darren Mercer.

SB Investment Advisers (UK) Ltd. is a Private Equity firm, a subsidiary of SoftBank Group Corp. founded in 2016 by Masayoshi Son. SB Investment Advisers (UK) Ltd. is headquartered in London, UK.

Metallon Corp. Ltd. is a South African company that engages in gold mining.

Part of UBS Group AG, SG Warburg Securities Ltd. provides investment banking services.

WG Partners LLP is a specialist life sciences boutique that provides corporate advisory, M&A, and capital raising services. The private company is based in London, UK, with an additional office in Sydney, Australia. The British company has completed transactions with a total value in excess of £8.2 billion and is 100% owned by the partners who combine more than 250 years of relevant experience. The company brings a truly international perspective, acting for corporate and institutional clients across Europe, the USA, and Australia. The company was founded in 2011 by David Ian Wilson.

Minimax Management GmbH engages in the holding and management of participations in firms. The company was founded on October 27, 2003 and is headquartered in Bad Oldesloe, Germany.