Profile
Tara Lau has over fourteen years of compliance experience in the securities industry, working at firms registered with the Ontario Securities Commission, the Securities and Exchange Commission and reporting issuers listed on the Toronto Stock Exchange.
Tara joined DRI Healthcare in 2023 and is responsible for supporting the Legal and Compliance functions.
Before joining DRI Healthcare, Tara worked at Silver Heights Capital Management Inc., where she managed and administered the compliance programs to meet the OSC, SEC, FINTRAC, Privacy and other applicable regulatory requirements.
Prior to Silver Heights, Tara spent over eleven years at Gluskin Sheff, providing regulatory oversight, risk management, and policy implementation for the compliance programs.
Tara
Tara holds a Master of Theological Studies from Tyndale University and a Bachelor of Administrative Studies from York University.
Tara is a Chartered Professional Accountant (CPA, CGA) and a Certified Anti-Money Laundering Specialist (CAMS).
Tara Lau active positions
Companies | Position | Start |
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DRI Capital, Inc.
DRI Capital, Inc. Investment ManagersFinance DRI Capital, Inc. (DRI Capital) is a private equity firm, a subsidiary of Persis Holdings Ltd founded in 1992. The firm is headquartered in Toronto, Canada. | Private Equity Investor | - |
Experiences
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Connections
1st degree connections
1st degree companies
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Female
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Linked companies
Private companies | 1 |
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DRI Capital, Inc.
DRI Capital, Inc. Investment ManagersFinance DRI Capital, Inc. (DRI Capital) is a private equity firm, a subsidiary of Persis Holdings Ltd founded in 1992. The firm is headquartered in Toronto, Canada. | Finance |
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