Thomas Carroll
Chief Tech/Sci/R&D Officer at ConvergEx, Inc.
Profile
Thomas Carroll is currently the Chief Technology Officer at ConvergEx, Inc. and a Trustee at Alzheimer Scotland-Action on Dementia.
He previously worked as a Principal at Lehman Brothers, Inc. and Citigroup Financial Products, Inc. He was also the MD, Global Head-eMarkets & Client Connectivity at HSBC Bank USA, NA from 2004 to 2008.
Additionally, he worked as a Principal at FMR LLC, and as the Chief Technology Officer at ConvergEx Group LLC and G-Trade Securities Private Equity.
Mr. Carroll received his undergraduate degree from the State University of New York College at Cortland and SUNY College of Environmental Science, and his MBA from Fordham University.
Thomas Carroll active positions
| Companies | Position | Start |
|---|---|---|
ConvergEx, Inc.
 ConvergEx, Inc. Information Technology ServicesTechnology Services ConvergEx, Inc. provides mission-critical proprietary software products. It provides products and services through two business segments: Investment Technologies and Investment Services. The Investment Technologies segment develops, markets and sells the company's proprietary software products, including workflow automation solutions, and technology-enabled services. The Investment Services segment utilizes many of the same proprietary software products and technology-enabled services. The company was founded on March 17, 2011 and is headquartered in New York, NY. | Chief Tech/Sci/R&D Officer | 2011-05-05 |
Alzheimer Scotland-Action on Dementia
 Alzheimer Scotland-Action on Dementia Services to the Health IndustryHealth Services Alzheimer Scotland-Action on Dementia is an organization that provides support to families of individuals living in care homes. The non-profit company is based in Edinburgh, UK. The British company works to help people with dementia and have a new Action on Rights team. The CEO of the company is Henry Simmons. | Director/Board Member | - |
Former positions of Thomas Carroll
| Companies | Position | End |
|---|---|---|
G-Trade Securities Private Equity
 G-Trade Securities Private Equity Investment ManagersFinance Wilton Asset Management LLC is an Independent Private Equity firm founded in 2000. Wilton Asset Management LLC is headquartered in New York. | Chief Tech/Sci/R&D Officer | 2014-05-01 |
HSBC Bank USA, NA
 HSBC Bank USA, NA Investment ManagersFinance HSBC Bank USA NA engages in the provision of banking services. Its lines of business are Retail Banking and Wealth Management, Commercial Banking, Global Banking and Markets, and Private Bank. The company is headquartered in McLean, VA. | Corporate Officer/Principal | 2008-03-31 |
ConvergEx Group LLC
 ConvergEx Group LLC Investment Banks/BrokersFinance ConvergEx Group LLC provides global brokerage and trading related services. The firm's services include commission management, trading, prime services, clearing, capital markets, independent research consulting, and FIX services. The company was founded in October 2006 and is headquartered in New York, NY. | Chief Tech/Sci/R&D Officer | - |
Citigroup Financial Products, Inc.
 Citigroup Financial Products, Inc. Financial ConglomeratesFinance Citigroup Financial Products, Inc. provides financial and asset management services. The company was founded on May 2, 1997 and is headquartered in New York, NY. | Corporate Officer/Principal | - |
Lehman Brothers, Inc.
 Lehman Brothers, Inc. Investment Banks/BrokersFinance A subsidiary of Lehman Brothers Holdings, Inc., Lehman Brothers, Inc. is a broker/dealer headquartered in New York City. They provide global equity and fixed research. The equity research department covers more than 100 sectors. They use a fundamental, quantitative, strategic and tactical research approach. In addition to these Lehman has also developed special products, such as 10 uncommon values and 10 uncommon eurovalues. | Corporate Officer/Principal | - |
Training of Thomas Carroll
| State University of New York College at Cortland | Undergraduate Degree |
| SUNY College of Environmental Science | Undergraduate Degree |
| Fordham University | Masters Business Admin |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 8 |
|---|---|
Lehman Brothers, Inc.
Lehman Brothers, Inc. Investment Banks/BrokersFinance A subsidiary of Lehman Brothers Holdings, Inc., Lehman Brothers, Inc. is a broker/dealer headquartered in New York City. They provide global equity and fixed research. The equity research department covers more than 100 sectors. They use a fundamental, quantitative, strategic and tactical research approach. In addition to these Lehman has also developed special products, such as 10 uncommon values and 10 uncommon eurovalues. | Finance |
Citigroup Financial Products, Inc.
Citigroup Financial Products, Inc. Financial ConglomeratesFinance Citigroup Financial Products, Inc. provides financial and asset management services. The company was founded on May 2, 1997 and is headquartered in New York, NY. | Finance |
ConvergEx, Inc.
ConvergEx, Inc. Information Technology ServicesTechnology Services ConvergEx, Inc. provides mission-critical proprietary software products. It provides products and services through two business segments: Investment Technologies and Investment Services. The Investment Technologies segment develops, markets and sells the company's proprietary software products, including workflow automation solutions, and technology-enabled services. The Investment Services segment utilizes many of the same proprietary software products and technology-enabled services. The company was founded on March 17, 2011 and is headquartered in New York, NY. | Technology Services |
HSBC Bank USA, NA
HSBC Bank USA, NA Investment ManagersFinance HSBC Bank USA NA engages in the provision of banking services. Its lines of business are Retail Banking and Wealth Management, Commercial Banking, Global Banking and Markets, and Private Bank. The company is headquartered in McLean, VA. | Finance |
FMR LLC
 FMR LLC Investment ManagersFinance FMR LLC engages in the provision of financial and investment services. It offers financial planning and advice, wealth management, retirement plans, trading and brokerage services, and investment products. The company was founded by Edward C. Johnson II in 1946 and is headquartered in Boston, MA. | Finance |
ConvergEx Group LLC
ConvergEx Group LLC Investment Banks/BrokersFinance ConvergEx Group LLC provides global brokerage and trading related services. The firm's services include commission management, trading, prime services, clearing, capital markets, independent research consulting, and FIX services. The company was founded in October 2006 and is headquartered in New York, NY. | Finance |
G-Trade Securities Private Equity
G-Trade Securities Private Equity Investment ManagersFinance Wilton Asset Management LLC is an Independent Private Equity firm founded in 2000. Wilton Asset Management LLC is headquartered in New York. | Finance |
Alzheimer Scotland-Action on Dementia
Alzheimer Scotland-Action on Dementia Services to the Health IndustryHealth Services Alzheimer Scotland-Action on Dementia is an organization that provides support to families of individuals living in care homes. The non-profit company is based in Edinburgh, UK. The British company works to help people with dementia and have a new Action on Rights team. The CEO of the company is Henry Simmons. | Health Services |
- Stock Market
- Insiders
- Thomas Carroll
