Item 5.04. Temporary Suspension of Trading under Registrant's Employee Benefit
Plans.
Fiserv, Inc. (the "Company") has provided notice to participants in the 401(k)
Savings Plan of Fiserv, Inc. and Its Participating Subsidiaries (the "Prior
Plan") and the Fiserv 401(k) Savings Plan (the "New Plan" and, together with the
Prior Plan, the "Plans") that there will be a blackout period with respect to
the Fiserv Company Stock Funds in the Plans that are invested in the Company's
common stock. The blackout period is required to facilitate the merger of the
Prior Plan into the New Plan. During the blackout period, participants in the
Plans will be unable to take loans or distributions from their accounts in the
Plans, or to change their investments in the Plans, including with respect to
the Company's common stock.
The blackout period is expected to begin on March 26, 2020 at 4:00 p.m. (Eastern
Time) and end on April 8, 2020 at 8:00 a.m. (Eastern Time).
On February 14, 2020, the Company provided a notice to its directors and
executive officers informing them that, during the blackout period, they will be
restricted from purchasing, selling or otherwise acquiring or transferring any
equity securities of the Company except as permitted by Regulation BTR. A copy
of the notice provided to the Company's directors and executive officers is
filed hereto as Exhibit 99.1 and incorporated by reference herein.
The name, address and telephone number of the person designated by the Company
to respond to inquiries about the blackout period is as follows:
Name: Lynn S. McCreary
Chief Legal Officer and Secretary
Address: Fiserv, Inc.
255 Fiserv Drive
Brookfield, Wisconsin 53045
Telephone: (262) 879-5000
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
Exhibit
No. Description
99.1 Notice of Blackout Period, dated February 14, 2020, to the
Directors and Executive Officers of Fiserv, Inc.
104 Cover Page Interactive Data File (embedded within the Inline XBRL
document)
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