21 November 2017 ASX: AOH, FSE: A2O
FORM 603Enclosed is a Notice of Initial Substantial Holder received from Copper Mountain Mining Corporation.
Please direct enquiries to: Alistair Cowden | David Ikin | Jochen Staiger |
Managing Director | Professional Public Relations | Swiss Resource Capital AG |
Altona Mining Limited | Perth | Tel: +41 71 354 8501 |
Tel: +61 8 9485 2929 | Tel: +61 8 9388 0944 | js@resource-capital.ch |
altona@altonamining.com | David.Ikin@ppr.com.au |
AOH0877
Altona Mining Limited | Level 1, 2 Kings Park, West Perth WA 6005 | ABN 35 090 468 018
Form 603
Corporations Act 2001
Section 6718
Notice of initial substantial holder
IQ Company Name/Scheme Altona Mining Lid (Altona)
ACNIARSN ACN: 090 468 018
Oe18Us of substantial holder (1)
Name Copper Mountain Mining Corporation (CMMC)and its subsidiaries listed in Annexure A
ACN/ARSN (if applicable) NIA
The holder became a substantial holder on 18 November2017
Details or voting power
(3) in on the date the substantial holder became a substantial holder are as follows·
Class of securities (4)
Number of securities
Person's votes (5)
Voling power (6)
Ordinary
52,555,626
52.555,626
9.79%
The total number of votes attached to al! the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest
Details of relevant interests
Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
CMMC | Relevant interest pursuant to sections 608(1)(b) and 608(1 )(c) of the Corporations Act 2001 (Cth) (Act). being a right to control the exercise of votes attached to the securities and the right to control the power o dispose of securities as a result of the Support Deed between Alistair Cowden and CMMC dated 18 November 2017 (see Annexure B), | 12,677,626 ordinary shares |
CMMC | Relevant interest pursuant to sections 608(1 Xb) and 608(1)(c) of the Act, being a right to control the exercise of votes attached to the securities and the right to control the power to dispose of securities as a result of the Support Deed between Kevin Maloney and CMMC dated 18 November 2017 (see Annexure C). | 35,348,000 ordinary shares |
CMMC | Relevant interest pursuanl to sections 608(1 )(b) and 608(1)(c) of the Act, being a right to control the exercise of votes atteched to the securities and the right to control the power to dispose of securities as a resu!I of the Support Deed between Stev1:1 Scudamore and CMMC dated 18 November 2017 (see Annexure D). | 350,000 ordinary shares |
CMMC | Relevant interest pursuantlo sections 608(1 )(b) and 608{1)(c) of the Act, being a right to control the exercise of votes attached to the securities and the right tc control he power to dispose of securities as a rasult or the Support Deed between Paul Hallam and CMMC dated 18 November 2017 (see Annexure E). | 100.000 ordinary shares |
CMMC | Relevant interest pursuant to sections 608{1)(b) and 608(1)(c) of the Act, being a right to control the exercise of votes attached to the securities and the right to control the power to dispose of securities as a result of the Support Deed between Eric Hughes and CMMC dated 18 November 2017 (see Annexure F). | 4,080,000 ordinary shares |
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
CMMC's subsidiaries listed in IAnnexure A | Relevant interest pursuanl to subsection 12(2) of the Act, as a result of CMMC's subsidiaries being related bodies !corporate of CMMC. | 52,555,626 ordinary shares pursuant to each of the above arrangements |
4. Details of present registered holders
The persons registered as holders of the securities referred lo in paragraph 3 above are as follows·
Holder of relevant interest | Registered holder of Securities | Person entitled to be registered as holder (8) | Class and number of securities |
CMMC and each of its subsidiaries listed in Annexure A | Drumfrochar Pty td | Drumfrochar Ply ltd | '239,750 ordinary shares |
CMMC and each of its subsidiaries listed in Annexure A | Brachelston Ply Ltd aslruslee for the Brachelston Superannuation Fund (of which Alistair Cowden is la member) | Brachelston Pty Ltd as trustee for the Brachelston Superannuation Fund (of which Alistair Cowden Is a member) | 9,927 .626 ordinary shares |
CMMC and each of its subsidiaries listed in Annexure A | Drumfrochar Ply Ltd as trustee for the ynedocyh Trust (of which !Alistair Cowden is a beneficiary) | Drumfrochar Ply Ltd as trustee for !the Lynedocyh Trust(of which !Alistair Cowden Is a beneficiary) | 2.510.250 ordinary lshares |
CMMC and each of its subsidiaries listed in Annexure A | tTulla Resources Group Ply Limited WC> | tTulla Resources Group Pty Limited WC> | 35,348,000 ordinary shares |
CMMC and each of its subsidiaries listed in Annexure A | Kentchurch Pty Ltd | Kentchurch Pty ltd !super Fund NC> | 350,000 ordinary shares |
CMMC end each of its subsidiaries listed in Annexure A | Mr Paul Duncan Hallam & Mrs Christine Joy Hallam | Mr Paul Duncan Hallam & Mrs Christine Joy Hallam AIC> | 100.000 ordinary shares |
CMMC and each of its subsidiaries listed in Annexure A | Eric Edward Hughes | Eric Edward Hughes | 4,080,000 ordinary shares |
Consideration
Holder of relevant interest
Date of acquisition
Consideration (9)
Class and number of securities
CMMC and each of its ubskllaries listed in Annexure
18 November 2017
Nil.
i
152,555,626 ordinary
lshares
please see section 3
lior further detail)
The consideration paid for each relevant Interest referred to In paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows·
Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
CMMC's subsidiaries listed In Annexure A
Related bodies corporate of CMMC
Addresses
Name | Address | |
CMMC and its subsidiaries listedin Annexure A | Suite 1700 - 700 West Pender Street, Vancouver, British Columbia, Canada V6C 1G6 |
The addresses of persons named in this form are as follows:
Signatureprint name Rodney Shier capacity
Chief Financial Officer, Copper Mountain Mining Corporation
sign here date 20 November 2017
DIRECTIONS
If there are a number of substantial holders with similar or related relevant interests (e.g.a corporation and its related corporat ons.or the manager and trustee of an equity trust), the names could beincluded in an annexure to the fonn. If the relevantinterests of a group of persons are essentially similar, they may be referred to throughout the form as a specttically named groupif the membership of each group,with the names and addresses of members
is clearly set out in paragraph 7 of the form.
See the definitionof •·associate" in sect on 9 of the Corporations Ac! 2001.
See the definition of "relevant Interest" in sections 606 and 6718(7) of the Corporations Act 2001.
The voting shares of a company constitute one class unless divided into separate classes.
The total number of votes attached to all he voting shares in the company or voting interests inthe scheme (if any) that the person or an associate has a relevant interest in.
The person's votes divided by the total votesin the body corporate or scheme multiplied by 100.
Include details of:
any relevant agreement or other circumstances by which the relevantinterest was acquired. If subsection 6718(4) applies, a copy of any document setting out the terms of any relevant agreement,and a statement by the person giving full and accurate details of any contract, scheme or arrangement,must accompany this fonn, together with a wrillen statement certttylng this contract, scheme or arrangement;and
any qualification of the power of a person to exercise. controlthe exercise of. or influence the exercise of, the voling powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to w hich the qual fication applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(6) If the substantialholder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write ·unknown."
(9) Details of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions. evenif they are not paid directly to the person from whom the relevantinterest was acquired.
Altona Mining Limited published this content on 21 November 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 21 November 2017 07:22:38 UTC.
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