This appendix is available as an online form | |
Only use this form if the online version is not available | +Rule 3.8A |
Appendix 3C
Notification of buy-back
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
*Denotes minimum information required for first lodgement of this form, with exceptions provided in specific notes for certain questions. The balance of the information, where applicable, must be provided as soon as reasonably practicable by the entity.
Part 1 - Entity and announcement details
Question | Question | Answer | |
no | |||
1.1 | *Name of entity | Australia and New Zealand | |
We (the entity named above) provide the following information | Banking Group Limited | ||
about our buy-back | |||
1.2 | *Registration type and number | ABN 11005357522 | |
Please supply your ABN, ARSN, ARBN, ACN or another | |||
registration type and number (if you supply another registration | |||
type, please specify both the type of registration and the | |||
registration number). | |||
1.3 | *ASX issuer code | ANZ | |
1.4 | *The announcement is | ☐ New announcement | |
Select whichever is applicable. | ☐ Update/amendment to | ||
previous announcement | |||
☐ Cancellation of previous | |||
announcement | |||
☒ Daily buy-back notification | |||
Not applicable for selective buy-backs | |||
(complete Part 4) | |||
☐ Final buy-back notification | |||
(complete Part 5) | |||
1.4b | *Reason for update | ||
Answer this question if your response to Q 1.4 is | |||
"Update/amendment to previous announcement". | |||
1.4c | *Date of initial notification of buy-back | ||
Answer this question if your response to Q 1.4 is | |||
"Update/amendment to previous announcement" or "Cancellation | |||
of previous announcement". | |||
1.4d | *Date of previous announcement to this update | ||
Answer this question if your response to Q 1.4 is | |||
"Update/amendment to previous announcement". | |||
1.4e | *Reason for cancellation | ||
Answer this question if your response to Q 1.4 is "Cancellation of | |||
previous announcement". | |||
1.4f | *Date of previous announcement to this cancellation | ||
Answer this question if your response to Q 1.4 is "Cancellation of | |||
previous announcement". | |||
1.5 | *Date of this announcement | 2/09/2021 | |
1.6 | *Class of +securities the subject of the buy-back: | ASX Security Code: ANZ | |
Note: only one type of buy-back for one class of security can be | Security Description: Ordinary | ||
advised in this notification. If a buy-back extends to more than one | Fully Paid | ||
class of security, a separate notification is required for each class. | |||
+ See chapter 19 for defined terms | |||
5 June 2021 | Page 1 |
This appendix is available as an online form | Appendix 3C |
Notification of buy-back |
Part 2 -Type of buy-back
Questio | Question | Answer |
n No. | ||
2.1 | *The type of buy-back is | ☐ Employee share scheme buy- |
Note this form is not required for minimum holding buy-backs (i.e. | back | |
buy-backs of unmarketable parcels). The only notification required | ☒ On-marketbuy-back | |
to ASX for a minimum holding buy-back is the lodgement of an | ||
Appendix 3H within 5 business days of the completion of the | ☐ Equal access scheme buy- | |
minimum holding buy-back notifying ASX of the cancellation of the | back | |
securities bought back in accordance with listing rule 3.8A. | ||
☐ Selective buy-back | ||
☐ Other buy-back | ||
Select one item. | ||
Note: "Other buy-back" does not include | ||
a minimum holding buy-back. The | ||
section "Other buy-back" will generally | ||
only be applicable to an entity | ||
established outside Australia. | ||
2.2 | Please describe the type of buy-back | |
Answer this question if your response to Q 2.1 is "Other buy-back". | ||
Part 3 -Buy-back details
Part 3A - Details of +securities, price and reason
3A.1 | *Total number of +securities on issue in the class of | ||
+securities to be bought back | |||
3A.2 | *Total number of +securities proposed to be bought | ||
back | |||
Answer this question if your response to Q 2.1 is "Employee share | |||
scheme buy-back, "Selective buy-back" or "Other buy-back". | |||
3A.3 | *Name of person or description of class of persons | ||
whose +securities are proposed to be bought back | |||
Answer this question if your response to Q 2.1 is "Selective buy- | |||
back". | |||
3A.4 | *Does the entity intend to buy back a minimum | No | |
number of +securities | |||
Answer this question if your response to Q 2.1 is "On-market buy- | |||
back". | |||
3A.4a | *Minimum number of +securities intended to be | ||
bought back. | |||
Answer this question if your response to Q 2.1 is "On-market buy- | |||
back" and your response to Q 3A.4 is "Yes". | |||
3A.5 | *Does the entity intend to buy back a maximum | No | |
number of securities? | |||
Answer this question if your response to Q 2.1 is "On-market buy- | |||
back" | |||
3A.5a | *Maximum number of +securities proposed to be | ||
bought back | |||
Answer this question if your response to Q 2.1 is "On-market buy- | |||
back" and your response to Q 3A.5 is "Yes". | |||
3A.6 | *Name of broker or brokers who will offer to buy back | UBS Securities Australia Limited | |
+securities on the entity's behalf | (ABN 62 008 586 481) | ||
Answer this question if your response to Q 2.1 is "On-market buy- | |||
back". | |||
+ See chapter 19 for defined terms | |||
5 June 2021 | Page 2 |
This appendix is available as an online form | Appendix 3C | ||
Notification of buy-back | |||
3A.7 | *Percentage of +securities the entity will offer to buy | % | |
back | |||
Answer this question if your response to Q 2.1 is "Equal access | |||
scheme buy-back". | |||
3A.8 | *Approximate total number of +securities that will be | ||
bought back if all buy-back offers are accepted | |||
(disregarding any rounding and restrictions on | |||
foreign participation) | |||
Answer this question if your response to Q 2.1 is "Equal access | |||
scheme buy-back". | |||
3A.9 | *Are the +securities being bought back for a cash | Yes | |
consideration? | |||
Note: if the securities are being bought back for nil cash | |||
consideration, answer this question "No". | |||
3A.9a | *Is the price to be paid for +securities bought back | No | |
known? | |||
Answer this question if your response to Q 3A.9 is "Yes". | |||
3A.9a(i) | *In what currency will the buy-back consideration be | AUD - Australian Dollar | |
paid? | |||
Answer this question if your response to Q 3A.9 is "Yes". | |||
Note: all prices below are to be expressed in this currency. | |||
3A.9a(ii) | *Buy-back price per +security | ||
Answer this question if your response to Q 3A.9 is "Yes" and your | |||
response to Q3A.9a is "Yes". | |||
3A.9a(iii) | *Capital component of buy-back price per +security | ||
Answer this question if your response to Q 2.1 is "Equal access | |||
scheme buy-back", your response to Q 3A.9 is "Yes" and your | |||
response to Q3A.9a is "Yes". | |||
3A.9a(iv) | *Dividend component of buy-back price per +security | ||
Answer this question if your response to Q 2.1 is "Equal access | |||
scheme buy-back", your response to Q 3A.9 is "Yes" and your | |||
response to Q3A.9a is "Yes". | |||
3A.9a(v) | *Indicative buy-back price per +security | ||
Answer this question if your response to Q2.1 is anything other | |||
than "On-marketbuy-back", your response to Q 3A.9 is "Yes" and | |||
your response to Q3A.9a is "No". | |||
Please lodge an update to this form when the final buy-back price | |||
is known. | |||
3A.9b | *Please describe the consideration being provided to | ||
buy back the +securities | |||
Answer this question if your response to Q3A.9 is "No". | |||
3A.10 | *Do the buy-back terms allow for a scale-back? | ||
Answer this question if your response to Q 2.1 is "Equal access | |||
scheme buy-back". | |||
3A.10a | *Please summarise the scale-back terms | ||
Answer this question if your response to Q 2.1 is "Equal access | |||
scheme buy-back" and your answer to Q 3A.10 is "Yes". |
+ See chapter 19 for defined terms | |
5 June 2021 | Page 3 |
This appendix is available as an online form | Appendix 3C | ||
Notification of buy-back | |||
3A.11 | *What will be done with fractional entitlements? | ☐ Fractions rounded up to the | |
Answer this question if your response to Q 2.1 is "Equal access | next whole number | ||
scheme buy-back". | ☐ Fractions rounded down to | ||
the nearest whole number or | |||
fractions disregarded | |||
☐ Fractions of 0.5 or more | |||
rounded up | |||
☐ Fractions over 0.5 rounded | |||
up | |||
☐ Not applicable | |||
3A.12 | *Reason for buy-back | ||
Answer this question if your response to Q 2.1 is "Other buy- | |||
back". | |||
3A.13 | Please provide a URL for where the buy-back offer | ||
document can be viewed online with offer | |||
acceptance codes | |||
Answer this question if your response to Q 2.1 is "Equal access | |||
scheme buy-back" |
Part 3B - Buy-back restrictions and conditions
3B.1 | *Does the buy-back require security holder | No | |
approval? | |||
Disregard any security holder approval that has already been | |||
obtained. | |||
3B.1a | Type of security holder approval required | ||
Answer this question if your response to Q 3B.1 is "Yes". | |||
3B.1b | *Anticipated date of security holder meeting to | ||
approve the buy-back | |||
Answer this question if your response to Q 3B.1 is "Yes". | |||
3B.2 | *Are there any restrictions on foreign participation in | ||
the buy-back | |||
Answer this question if your response to Q 2.1 is "Equal access | |||
scheme buy-back", "Selective buy-back" or "Other buy-back". | |||
3B.2a | *Please summarise the restrictions on foreign | ||
participation | |||
Answer this question if your response to Q 2.1 is "Equal access | |||
scheme buy-back", "Selective buy-back" or "Other buy-back" and | |||
your response to Q 3B.2 is "Yes". | |||
3B.2b | *For holdings in the name of a custodian or nominee, | ||
will the foreign participation restrictions be applied to | |||
the address of the custodian or nominee or the | |||
address of the beneficial holder? | |||
Answer this question if your response to Q 2.1 is "Equal access | |||
scheme buy-back", "Selective buy-back" or "Other buy-back" and | |||
your response to Q 3B.2 is "Yes". | |||
3B.3 | *Are there any other conditions that need to be | ||
satisfied before the buy-back offer becomes | |||
unconditional | |||
Answer this question if your response to Q 2.1 is "Employee share | |||
scheme buy-back, "Equal access scheme buy-back", "Selective | |||
buy-back" or "Other buy-back" | |||
+ See chapter 19 for defined terms | |||
5 June 2021 | Page 4 |
This appendix is available as an online form | Appendix 3C |
Notification of buy-back |
3B.3a *Please summarise the conditions
Answer this question if your response to Q 2.1 is "Employee share scheme buy-back, "Equal access scheme buy-back", "Selective buy-back" or "Other buy-back" and your response to Q 3B.3 is "Yes".
Part 3C - Key dates
Employee Share Scheme, Selective and Other Buy-Backs
Answer the questions in this part if your response to Q 2.1 is "Employee share scheme buy-back", "Selective buy-back" or "Other buy-back"
3C.1 *Anticipated date buy-back will occur
On-marketbuy-back
Answer the questions in this part if your response to Q 2.1 is "On-marketbuy-back"
3C.2 | *Proposed buy-back start date | 3/8/2021 |
3C.3 | *Proposed buy-back end date | 18/7/2022 |
Note: under ASIC Regulatory Guide 110, this date must be no | ||
longer than 12 months after the receipt of any approval necessary | ||
from security holders for the buy-back or, if no such approval is | ||
required, 12 months after notice is given to ASIC of the buy-back | ||
under the Corporations Act. | ||
Equal access scheme buy-back
Answer the questions in this part if your response to Q 2.1 is "Equal access scheme buy-back"
3C.4 | *Buy-back announcement date |
This is day 0 in the timetable for an equal access scheme buy- | |
back in section 11 of appendix 7A of the listing rules. | |
Note: If the buy-back requires security holder approval, that | |
approval must be obtained before day 0. |
3C.5 | *+Record date for participation in the offer |
This is the date on which the register is closed to determine | |
entitlements to the buy-back and must be at least 4 business days | |
after the announcement date (day 4 in the timetable in section 11 | |
of appendix 7A of the listing rules). Setting this date will pre- | |
populate a number of the date fields in the remainder of the | |
timetable below. | |
Note: The record date and ex date cannot be changed (including | |
to postpone or cancel them) any later than 12 noon Sydney time | |
on the day before the previous ex date advised to ASX. |
3C.6 | *Ex date | |
Trading in the securities commences on an "ex buy-back" basis. | ||
This is the business day prior to the record date (day 3 in the | ||
timetable in section 11 of appendix 7A of the listing rules). | ||
Note: The record date and ex date cannot be changed (including | ||
to postpone or cancel them) any later than 12 noon Sydney time | ||
on the day before the previous ex date advised to ASX. | ||
3C.7 | *Buy-back offer open date | |
3C.8 | *Last date for entity to send serially numbered | |
acceptance forms to persons entitled | ||
This date must be no more than 3 business days after the record | ||
date | ||
3C.9 | *Last day to extend the buy-back offer close date | |
This date is 5 business days before the offer close date | ||
3C.10 | *Buy-back offer closing date | |
This date must be not less than 15 business days after the record | ||
date | ||
3C.11 | *Anticipated date buy-back will occur | |
+ See chapter 19 for defined terms | ||
5 June 2021 | Page 5 |
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ANZ - Australia & New Zealand Banking Group Ltd. published this content on 02 September 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 01 September 2021 22:51:04 UTC.