China Evergrande : Monthly Return of Equity Issuer on Movements in Securities for the month ended 31 August 2019

For Main Board and GEM listed issuers

Monthly Return of Equity Issuer on Movements in Securities

For the month ended (dd/mm/yyyy) :

31/08/2019

To : Hong Kong Exchanges and Clearing Limited

Name of Issuer

China Evergrande Group

Date Submitted

05/09/2019

I. Movements in Authorised Share Capital

1. Ordinary Shares

(1) Stock code :

3333

Description :

N/A

Par value

Authorised share

No. of ordinary

(State

capital

shares

currency)

(State currency)

Balance at close of preceding month

100,000,000,000

US$0.01

US$1,000,000,000

Increase/(decrease)

N/A

-

N/A

Balance at close of the month

100,000,000,000

US$0.01

US$1,000,000,000

(2) Stock code :

N/A

Description :

N/A

Par value

Authorised share

No. of ordinary

(State

capital

shares

currency)

(State currency)

Balance at close of preceding month

N/A

N/A

N/A

Increase/(decrease)

N/A

N/A

Balance at close of the month

N/A

N/A

N/A

ACTIVE 200927212v.1

For Main Board and GEM listed issuers

2. Preference Shares

Stock code :

N/A

Description :

N/A

Par value

Authorised share

No. of preference

(State

capital

shares

currency)

(State currency)

Balance at close of preceding month

N/A

N/A

N/A

Increase/(decrease)

N/A

N/A

Balance at close of the month

N/A

N/A

N/A

3. Other Classes of Shares

Stock code :

N/A

Description :

N/A

Par value

Authorised share

No. of other

(State

capital

classes of shares

currency)

(State currency)

Balance at close of preceding month

N/A

N/A

N/A

Increase/(decrease)

N/A

N/A

Balance at close of the month

N/A

N/A

N/A

Total authorised share capital at the end of the month :

US$1,000,000,000

ACTIVE 200927212v.1

For Main Board and GEM listed issuers

II. Movements in Issued Share Capital

No. of ordinary shares

No of preference No. of other classes

(1)

(2)

shares

of shares

Balance at close of

13,128,199,900

preceding month

-

-

-

Increase/ (decrease)

10,000

during the month

-

-

-

Balance at close of the

13,128,209,900

month

-

-

-

III. Details of Movements in Issued Share Capital

Share Options (under Share Option Schemes of the Issuer)

Particulars of share

No. of new shares

No. of new

of issuer issued

shares of issuer

option scheme

during the month

which may be

including EGM

Movement during the month

pursuant thereto

issued pursuant

approval date

thereto as at

(dd/mm/yyyy) and

close of the

class of shares

month

issuable

Granted

Exercised

Cancelled

Lapsed

1. Share Option

Scheme

(14/10/2009)

713,000,000

-

-

-

-

-

782,000

shares

(Note 1)

2. Share Option

Scheme

(14/10/2009)

530,000,000

-

10,000

-

-

10,000

142,849,000

shares

(Note 1)

3. Share Option

-

-

-

-

-

566,464,000

Scheme

(14/10/2009)

743,570,000 shares

Total A.

(Ordinary shares)

10,000

(Preference shares)

N/A

(Other class)

N/A

Total funds raised during the month from exercise of

HK$30,500

options (State currency)

ACTIVE 200927212v.1

For Main Board and GEM listed issuers

Warrants to Issue Shares of the Issuer which are to be Listed

No. of new

No. of new

shares of

shares of

issuer issued

issuer which

during the

may be

month

issued

pursuant

pursuant

thereto

thereto as at

Currency of Nominal value at

Exercised

Nominal value

close of the

Description of warrants

nominal

close of

during the

at close of the

month

(Date of expiry - dd/mm/yyyy)

value

preceding month

month

month

1. N/A

(

/ /

)

Stock code (if listed)

Class of shares

issuable (Note 1)

Subscription price

EGM approval date

(if applicable)

(dd/mm/yyyy)

( / /

)

2. N/A

(

/

/

)

Stock code (if listed) Class of shares issuable (Note 1)

Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

3. N/A

(

/

/

)

Stock code (if listed) Class of shares issuable (Note 1)

Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

4. N/A

(

/

/

)

Stock code (if listed) Class of shares issuable (Note 1)

Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

(	/	/	)

(	/	/	)

(

/

/

)

Total B. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A

ACTIVE 200927212v.1

For Main Board and GEM listed issuers

Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)

				No. of new	No. of new
				shares of	shares of
				issuer issued	issuer which
				during the	may be
				month	issued
				pursuant	pursuant
				thereto	thereto as at
	Currency of	Amount at close	Converted	Amount at	close of the
	amount	of preceding	during the	close of the	month
Class and description	outstanding	month	month	month

1. 4.25% convertible bonds due 2023

HK$

-

-

18,000,000,000

-

485,829,959

Stock code (if listed)

Class of shares

issuable (Note 1)

Ordinary shares

Subscription price

HK$37.05

(adjusted as a result of dividend payment)

EGM approval date

(if applicable)

(dd/mm/yyyy))

(15/6/2017)

2. N/A

Stock code (if listed)
Class of shares
issuable (Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)	( / /	)
3. N/A

Stock code (if listed)
Class of shares
issuable (Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)	( / /	)
4. N/A

Stock code (if listed)
Class of shares
issuable (Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)	( / /	)

Total C. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A

ACTIVE 200927212v.1

For Main Board and GEM listed issuers

Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)

	No. of new shares of	No. of new shares of
	issuer issued during	issuer which may be
	the month pursuant	issued pursuant thereto
	thereto
Full particulars including EGM approval date (dd/mm/yyyy),	as at close of the month
if applicable, and class of shares issuable:

1. N/A

Ordinary shares (Note 1)

2. N/A

(	/	/	)
			(Note 1)
3. N/A
(	/	/	)
	shares (Note 1)
		N/A
	Total D. (Ordinary shares)
	(Preference shares)	N/A
	(Other class)	N/A

ACTIVE 200927212v.1

For Main Board and GEM listed issuers

Other Movements in Issued Share Capital

No. of new shares

No. of new

of issuer issued

shares of

during the month

issuer which

pursuant thereto

may be issued

pursuant

thereto as at

close of the

month

Type of Issue

Class

of

shares

issuable

________

(Note 1)

1.

Rights issue

At price :

State

Issue and allotment date :

(

/

/

)

currency

(dd/mm/yyyy)

EGM approval date:

(

/

/

)

(dd/mm/yyyy)

N/A

N/A

Class

of

shares

issuable

(Note 1)

2.

Open offer

At price :

State

Issue and allotment date :

(

/

/

)

currency

(dd/mm/yyyy)

EGM approval date:

(

/

/

)

(dd/mm/yyyy)

N/A

N/A

Class

of

shares

issuable

Ordinary

(Note 1)

shares

________

3.

Placing

At price :

State

Issue and allotment date :

(

/

/

)

currency

(dd/mm/yyyy)

EGM approval date:

(

/

/

)

(dd/mm/yyyy)

N/A

N/A

Class

of

shares

issuable

________

(Note 1)

4.

Bonus issue

Issue and allotment date :

(

/

/

)

(dd/mm/yyyy)

EGM approval date:

(

/

/

)

(dd/mm/yyyy)

N/A

N/A

ACTIVE 200927212v.1

For Main Board and GEM listed issuers

No. of new shares

No. of new

of issuer issued

shares of

during the month

issuer which

pursuant thereto

may be issued

pursuant

thereto as at

close of the

month

Type of Issue

Class of shares issuable

________

(Note 1)

5.

Scrip dividend

At price :

State

Issue and allotment date :

(

/

/

)

currency

(dd/mm/yyyy)

(

/

/

)

EGM approval date:

(dd/mm/yyyy)

N/A

N/A

Class of shares repurchased

Ordinary

(Note 1)

6.

Repurchase of

Cancellation date :

(

/

/

)

shares

(dd/mm/yyyy)

EGM approval date:

(

/

/

)

(dd/mm/yyyy)

N/A

N/A

Class of shares redeemed

________

(Note 1)

7.

Redemption of

Redemption date :

(

/

/

)

shares

(dd/mm/yyyy)

EGM approval date:

(

/

/

)

(dd/mm/yyyy)

N/A

N/A

Class of shares issuable

________

(Note 1)

8.

Consideration issue

At price :

State

Issue and allotment date :

(

/

/

)

currency

(dd/mm/yyyy)

(

/

/

)

EGM approval date:

(dd/mm/yyyy)

N/A

N/A

ACTIVE 200927212v.1

For Main Board and GEM listed issuers

No. of new shares

No. of new

of issuer issued

shares of

during the month

issuer which

pursuant thereto

may be issued

pursuant

thereto as at

close of the

month

Type of Issue

Class

of

shares

issuable

________

(Note 1)

9.

Capital

Issue and allotment date :

(

/

/

)

reorganisation

(dd/mm/yyyy)

EGM approval date:

(

/

/

)

(dd/mm/yyyy)

N/A

N/A

10.

Other

Class

of

shares

issuable

Ordinary

(Note 1)

Shares

Issuance of new

State

shares pursuant to

At price : currency

Issue and allotment date :

the exercise of

(

/

/

)

(HKD)

(dd/mm/yyyy)

Over-Allotment

Option

EGM approval date:

(

/

/

)

(dd/mm/yyyy)

N/A

N/A

Total E.

(Ordinary shares) N/A

(Preference shares)

N/A

(Other class)

N/A

Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E):

10,000

Total increase / (decrease) in preference shares during the month (i.e. Total of A to E):

N/A

Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E):

N/A

(These figures should be the same as the relevant figures under II above ("Movements in Issued Share Capital").)

ACTIVE 200927212v.1

For Main Board and GEM listed issuers

Remarks (if any):

Submitted by: ______Fong Kar Chun, Jimmy_________________

Title: _Company Secretary__ ____________________________

(Director, Secretary or other duly authorised officer)

Notes :

1. State the class of shares (e.g. ordinary, preference or other).
2. If there is insufficient space, please append the prescribed continuation sheet

ACTIVE 200927212v.1