2. Date Exercisable and Expiration Date (Month/Day/Year)
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)
4. Conversion or Exercise Price of Derivative Security
5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)
6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable
Expiration Date
Title
Amount or Number of Shares
Class 1 (convertible) Common Stock
(3)
(3)
Class A Common Stock
593,352
(3)
I
by RSS Master LLC(1)
Class B (convertible) Common Stock
(4)
(4)
Class A Common Stock
22,746,786
(4)
I
by RRAZ Holdings LLC(2)
Non-Qualified Stock Option (right to buy)
04/21/2021(5)
04/21/2030
Class 1 (convertible) Common Stock
131,088
153.02
I
by RSS Master LLC(1)
Non-Qualified Stock Option (right to buy)
04/26/2014(6)
04/26/2023
Class 1 (convertible) Common Stock
114,560
47.79
I
by RSS Master LLC(1)
Non-Qualified Stock Option (right to buy)
04/23/2019(5)
04/23/2028
Class 1 (convertible) Common Stock
45,480
228.26
I
by RSS Master LLC(1)
Non-Qualified Stock Option (right to buy)
04/21/2018(6)
04/21/2027
Class 1 (convertible) Common Stock
57,772
172.09
I
by RSS Master LLC(1)
Non-Qualified Stock Option (right to buy)
04/03/2013(6)
04/03/2022
Class 1 (convertible) Common Stock
212,380
24.5
I
by RSS Master LLC(1)
Non-Qualified Stock Option (right to buy)
04/28/2015(6)
04/28/2024
Class 1 (convertible) Common Stock
72,010
79.61
I
by RSS Master LLC(1)
Non-Qualified Stock Option (right to buy)
04/20/2022(5)
04/20/2031
Class 1 (convertible) Common Stock
66,878
238.31
I
by RSS Master LLC(1)
Non-Qualified Stock Option (right to buy)
04/28/2016(6)
04/28/2025
Class 1 (convertible) Common Stock
64,460
117.12
I
by RSS Master LLC(1)
Non-Qualified Stock Option (right to buy)
04/23/2020(5)
04/23/2029
Class 1 (convertible) Common Stock
85,985
207.48
I
by RSS Master LLC(1)
Non-Qualified Stock Option (right to buy)
04/25/2017(6)
04/25/2026
Class 1 (convertible) Common Stock
54,168
156.84
I
by RSS Master LLC(1)
1. Name and Address of Reporting Person*
Robert Sands Master Trust
(Last)
(First)
(Middle)
207 HIGH POINT DRIVE
BUILDING 100
(Street)
VICTOR
NY
14564
(City)
(State)
(Zip)
1. Name and Address of Reporting Person*
RSS Master LLC
(Last)
(First)
(Middle)
207 HIGH POINT DRIVE
BUILDING 100
(Street)
VICTOR
NY
14564
(City)
(State)
(Zip)
Explanation of Responses:
1. RSS Master LLC is the direct owner of these securities. RSS Master LLC is a limited liability company that is wholly-owned by the Robert Sands Master Trust.
2. The reported shares are also indirectly owned by RSS Master LLC. Various Sands family limited partnerships directly own the reported shares of Class A Common Stock. WildStar Partners LLC ('WildStar') holds a .045% co-general partner interest in those family limitedpartnerships. RRA&Z Holdings LLC ('RRA&Z') is the sole member of WildStar, and RSS Master LLC is a member of RRA&Z. RSS Master LLC is a sole member limited liability company of which the Robert SandsMaster Trust is the sole owner.
3. Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.
4. Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder. The ticker symbol for Class B Common Stock is STZ.B.
5. This option becomes exercisable at the rate of 25% per year beginning on the date specified.
6. 100% of this option has become exercisable.
Remarks:
The Form 3 that was filed was intended to be filed jointly by Robert Sands Master Trust and RSS Master LLC. This Amendment is being filed solely to include RSS Master LLC as a reporting person.
/s/ Thomas Farace, Authorized Person, Robert Sands Master Trust
05/10/2021
/s/ Thomas Farace, Authorized Person, RSS Master LLC
05/10/2021
** Signature of Reporting Person
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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Constellation Brands Inc. published this content on 10 May 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 12 May 2021 13:45:08 UTC.
Constellation Brands, Inc. is one of the leading American producers of wines, spirits and beers. Net sales (before intra-group eliminations) break down by family of products as follows:
- beer (76.2%): Corona Extra, Corona Light, Modelo Especial, Modelo Negra, Modelo Chelada, Pacifico and Victoria brands;
- wines (17.6%): Robert Mondavi, Simi, Mark Xest, Kim Crawford, Estancia, Clos du Bois, Black Box brands, etc.;
- spirits (2.7%): Svedka Vodka, Casa Noble and High West brands;
- other (3.5%).
The United States account for 97.3% of net sales.