Deutsche Lufthansa AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
April 21, 2021 at 10:10 am EDT
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DGAP Voting Rights Announcement: Deutsche Lufthansa AG
Deutsche Lufthansa AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
21.04.2021 / 16:09
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
Name:
Deutsche Lufthansa AG
Street:
Venloer Str. 151-153
Postal code:
50672
City:
Cologne Germany
Legal Entity Identifier (LEI):
529900PH63HYJ86ASW55
2. Reason for notification
X
Acquisition/disposal of shares with voting rights
X
Acquisition/disposal of instruments
Change of breakdown of voting rights
X
Other reason: non-applying of trading book exemption according to sec. 36 para. 1 WpHG
3. Details of person subject to the notification obligation
Legal entity: Société Générale S.A. City of registered office, country: Paris, France
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
14 Apr 2021
6. Total positions
% of voting rights attached to shares (total of 7.a.)
% of voting rights through instruments (total of 7.b.1 + 7.b.2)
Total of both in % (7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New
0.55 %
4.46 %
5.01 %
597,742,822
Previous notification
0.00 %
0.00 %
0.00 %
/
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN
Absolute
In %
Direct (Sec. 33 WpHG)
Indirect (Sec. 34 WpHG)
Direct (Sec. 33 WpHG)
Indirect (Sec. 34 WpHG)
DE0008232125
3,158,219
115,000
0.53 %
0.02 %
Total
3,273,219
0.55 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument
Expiration or maturity date
Exercise or conversion period
Voting rights absolute
Voting rights in %
Right to recall lent securities
N/A
N/A
317,761
0.05 %
Convertible Bonds
17.11.2025
17.11.2025
771,605
0.13 %
Listed Call Options
18.06.2021-17.12.2021
Until 18.06.2021-17.12.2021
624,900
0.10 %
Certificates
16.04.2021-17.02.2023
16.04.2021-17.02.2023
1,199,100
0.20 %
Total
2,913,366
0.49 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument
Expiration or maturity date
Exercise or conversion period
Cash or physical settlement
Voting rights absolute
Voting rights in %
Equity Linked Swap on Basket
19.04.2021
19.04.2021
Cash
2,234,401
0.37 %
OTC Call Options on Basket
03.01.2025
03.01.2025
Cash
2,072
0.00 %
OTC Call Options on Basket
03.01.2033
Until 03.01.2033
Cash
265,357
0.04 %
Contracts For Difference
N/A
N/A
Cash
2,596,548
0.43 %
Certificates
26.05.2021
26.05.2021
Cash
75,712
0.01 %
Certificates
31.12.2030-03.01.2033
Until 31.12.2030-03.01.2033
Cash
54,015
0.01 %
Equity Linked Swap
16.04.2021
16.04.2021
Cash
82,700
0.01 %
OTC Call Options
16.04.2021-03.01.2033
Until 16.04.2021-03.01.2033
Cash
4,984,656
0.83 %
OTC Call Options
18.06.2021-17.12.2021
18.06.2021-17.12.2021
Cash
564,117
0.09 %
OTC Put Options
16.04.2021-03.01.2033
Until 16.04.2021-03.01.2033
Cash
1,381,165
0.23 %
OTC Put Options
16.04.2021-17.12.2021
16.04.2021-17.12.2021
Cash
197,685
0.03 %
Listed Put Options
18.06.2021-15.12.2023
Until 18.06.2021-15.12.2023
Physical
5,139,100
0.86 %
Listed Call Warrants
16.04.2021-03.01.2033
Until 16.04.2021-03.01.2033
Cash
4,337,691
0.73 %
Listed Call Warrants
18.06.2021-03.01.2025
18.06.2021-03.01.2025
Cash
262,837
0.04 %
Listed Put Warrants
16.04.2021-03.01.2033
Until 16.04.2021-03.01.2033
Cash
1,381,165
0.23 %
Listed Put Warrants
16.04.2021-17.12.2021
16.04.2021-17.12.2021
Cash
197,685
0.03 %
Total
23,756,906
3.97 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
Name
% of voting rights (if at least 3% or more)
% of voting rights through instruments (if at least 5% or more)
Total of both (if at least 5% or more)
-Société Générale S.A.
%
%
%
-
%
%
%
-Société Générale S.A.
%
%
%
-Société Générale Effekten GmbH
%
%
%
-
%
%
%
-Société Générale S.A.
%
%
%
-Généfinance S.A.
%
%
%
-Sogéparticipations S.A.
%
%
%
-Société Générale Luxembourg
%
%
%
-SG Issuer S.A.
%
%
%
-
%
%
%
-Société Générale S.A.
%
%
%
-SG Americas Securities Holdings, LLC
%
%
%
-SG Americas Securities, LLC
%
%
%
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights
Proportion of instruments
Total of both
%
%
%
10. Other explanatory remarks:
Date
19 Apr 2021
21.04.2021 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de
Deutsche Lufthansa AG is a Germany-based aviation company, which provides passenger and cargo air transportation services worldwide. The Company's segments include Passenger Airlines, Logistics, MRO and Catering. The Passenger Airlines segment includes Lufthansa Airlines, SWISS, Austrian Airlines, Brussels Airlines and Eurowings. The Logistics segment includes the airfreight container management specialist Jettainer group, the time:matters Group, which specialises in urgent shipments, the subsidiary Heyworld, which specialises in tailored solutions for the e-commerce sector, CB Customs Broker, the customs and customs clearance specialist, and the Lufthansa Groupâs 50% stake in the cargo airline AeroLogic. The MRO segment, represented by the Lufthansa Technik group, is a global provider of maintenance, repair and overhaul services for civil and commercial aircraft. The Catering segment consists of traditional catering and onboard retail along with food commerce activities.
Deutsche Lufthansa AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
LUFTHANSA 
